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HomeMy WebLinkAboutOC1970-0411 - ESTATE OF GUTHRIERODGERS AND RONEY ATTORNEVS AT LAW IN THE COURT OF COMMON PLEAS OF \vASH INGTON COUNTY,PENNSYLVAN IA ORPHANS'COURT DIVISION IN RE:ESTATE OF ~CLARENCE F.GUTHRIE,No.84 of 1963 A.A. Deceased.)No.411 of 1970 PETITION FOR lEAVE TO TAKE AGAINST THE Witt NUNC PRO TUNC AND PETITION .'FOR.AlLOWANCE OF AND CRED IT.FOR EXECUTRIX'COMMISSION AND .SALARY FOR OPERAT ING DEC"EDENT'S BUS I NESS AND NOW comes LOIS F.GUTHRIE,the widow of the decedent the Executrix of"decedent's estate,and the petitioner herein, and avers as fol lows: I.lois F.Guthrie,your petitioner herein,is the widow of the decedent,and was duly appointed Executrix of the decedent's estate. 2.Your petitioner was married to the decedent on October 22,1938 and their residence at the time of decedent's death was Peters Township,R.D.#2,Canonsburg,Washington County,Pennsylvania. 3.The decedent died testate on November 12,1961, survived by his widow,lois F.Guthrie,your petitioner herein, and the fol lowing chi Idren:Beverly Ann Guthrie Hirst,Clarence Ransom Guthrie,Donna E.Guthrie Drochak,Robert Earl Guthrie, Mary Margaret Guthrie,and Penny lou Guthrie.The last two named children are minors and they reside with Lois F.Guthrie, your petitioner herein. 4.The decedent's Last Wi II and Testament dated October 8,1961 was probated on No~ember 30,1961 by the Register of Wi I Is of\Vash ington County,Pennsy Ivan i a,and the same appears of ~ecord in 'the said Register of Wil Is Office in Wi II Book 94, Page 3!.A copy of the aforesaid Wi II is attached hereto as e3 S.MAIN STREET WASHINGTON,PA. Exhibit "AI.I.• RODGERS AND RONEY AtTORNEYS AT LAW 63 S.MAIN STREET WASHINGTON.PA. 5.On September 6,1963,your Honorable Court handed down an Adjudication and Decree awarding the principal assets of the estate,consisting of the trucking business to lois F.Guthrie Archie B.Callendar,Jr.,and Florence P.Carberry,as Trustees under terms of a Revocable Life Insuran~e Trust Agreement dated ,' October 8,1961 (marital deduction trust). 6.Approximately nine (9)months after the handing down of the aforesaid Adjudication and Decree on September 6,1963, Archie B.Callendar,Jr.and Florence P.Carberry,two of the three Trustees of the said Revocable l)fe Insurance Trust Agree- ment dated October 8,1961,fi led a Petition for reviewal leging inter al ia errors in accounting and that the court's construction of the Wi I I was improper in awarding the testamentary estate to .,. Trust Fund nAH of the marital deduction trust (which is for the sole benefit of the widow)etc. 7.On May 21,1968,your Honorable Court handed down an Order dismissing the aforesaid Petition for review holding inter al ia:n •••The Court feels that there has been no error of law,that the Wi I I has been properly construed and distribution ordered in conjormity therewith ..·..u 8.The said Archie B.Callendar,Jr.and Florence P. Carberry,two of the Trustees of the aforesaid Revocable life Insurance Trust Agreement,fi led Exceptions to the aforesaid Order of the Court dated May 21,1968. 9.On A~9ust 26,1969,your Honorable Court handed down an Order requiring the fi I ing of a Restated Account. 10.A Restated First and Final Account was fi led on or about February 6,1970 and it came on for audit on May 22, 1970.Objections thereto were fi led by Archie 8.Callendar,Jr. and Florence P.Carberry,two of the Trustees of the said Revocable Lif~Insurance Trust Agreement. RODGERS AND RONEY ATTORNEYS AT LAW 63 6.MAIN STREET WASHINGTON.PA. I I.On October 16,1970,the Court handed down an Adjudication reversing the Court's original position and directing that the entire distributable estate must be paid to Trust Fund "Sn and nothing to Trust Fund "Au.The matter with respect to assignments and transfers of the interests of certain of the adult Guthrie children to their mother had not been disposed of by the aforesaid Adjudication. 12.Testimony had been taken in the subject estate,and the same reveals that from the very inception of the administra- tion of the within estate,your petitioner and widow of the decedent had reason to bel iev~that she was the owner of the trucking business which was the principal asset of the estate,and neither Archie 8.Callendar,Jr.or Florence P.Carberry,two of the Trustees under the terms of the aforesaid'Revocable Life In- surance Trust Agreement,had given your petitioner any cause to bel ieve otherwise.For a period of years,the said two Trustees acquiesced In the interpretation of the subject Wi I I which had been given to them at the outset of the administ~ation of the estate.The said two Trustees had been advised as early as .. December of 1961 of their right to seek independent counsel. They did not seek independent counsel unti I some time after the handing down of the Adjudication and Decree by your Honorable Court on September 6,1963.Because of the unr~asonable delay and misleading conduct of the aforesaid two Trustees,and in rei iance upon the Court's original Adjudication and interpreta- tion of the subject Wil I,and the advice of counsel,your petitioner did not ffl e an Election to take against the Wi I I heretofore. 13.Since the Court reversed its original interpretation of the Wi I I,and in vIew of the al legations contained hereinabove, your petitioner request~your Honorable Court for permission or leave to fi Ie an Election to take against the Wi I I nunc pro tunc. The granting of permission or leave to take against the Wi I I nunc RODGERS AND RONEY ATTORNEYS AT LAW 453 S.MAIN STREET WASHINGTON,PA. pro tunc wi I I not have an adverse effect upon the decedent's chi Idren because your petitioner,upon decedent's untimely death, was left with the responsibi I ity of caring for six children, five of whom were minor chi Idren at the time of decedent's death. At the present time,your petitioner is sti I I caring for two •of decedent's minor chi Idren who live with your petitioner herein. A copy of the proposed Election to take against the Wi I I of said decedent is attached hereto as Exhibit "8". 14.Your petitioner hereby makes claim for allowance of and credit for Executrix'commission in the sum of $10,765.59 which said commission is based upon the gross revised assets of the subject estate,being in the amount of $215,311.86. 15.Your petitioner operated the decedent's trucking· business from the date of decedent's death on November 12,1961 to March 16,1964,when she had sold the trucking business. Under paragraph "Ninth"of decedent's Wi I I,your petitioner IS entitled to reasonable compensation for her services rendered in... connection with the operation of the decedent's business.Your petitioner operated decedent's trucking business from November 12, 1961 to March 16,1964,or for a total of 122 consecutive weeks, and as a consequence thereof,your petitioner hereby claims an allowance of and a credit for salary or compensation for operating decedent's business during the said period of time at the rate of $150 per week or In the total sum of $18,300.00. 16.At the audit your petitioner claimed the family exemption In the amount of $1,000.00 and she hereby requests an allowance of and credit for the said fami Iy exemption. 17.Your petitioner further requests that your Honorable Court renders a decision or an adjudication with respect to the assignments and transfers of interests of certain of the adult RODGERS AND RONEY ATTORNEYS AT LAW 63 S.MAIN STREET WASHINGTON,PA. Guthrie chi Idren to their mother,your petitioner,which has not -. as yet been disposed of by your Honorable Court. 18.Your petitioner further hereby requests that your Honorable Court makes a r~1 ing or an adjudication with respect to the removal of the trustees,which matter is stil I pending before your Honorable Court. 19.The final Adjudication and Decree and Schedule of Distribution has not been made in the subject estate. WHEREfORE,your petitioner prays your Honorable Court -, to enter a~Adjudication Order or Decree al lowing your petitioner for leave to take against the Wi I I nunc pro tunc,for allowance of the credit for Executrix'c~mmission,and salary for operating decedent's business,the allowance of and credit for the family exemption,and the adjudication of the undisposed matters referred to hereinabove. l.ois f."Guthrie COMMONWEA LTl1 OF PENNSYlV AN IA COUNTY OF WASHINGTON ~) SS: Before me,the undersigned authority,a Notary Publ ic, personally appeared lOIS F.GUTHRIE,who,being duly sworn according to law,deposes and says that the facts set forth In the within Petition are true and correct to the best of her kno\'I Iedge,irformat ion and be lief. Sworn to and subscribed daybeforemethis2:2.. of ~1Ze--zyZ,,'!~,1971. RODGERS AND RONEY ATTORNEVS AT l-AW 6S S.MAIN STREET WASHINGTON,PA. !H1RtW 1);NKoWSKf,Nohiry PuMieMyCommissionexpires:Washington,Washington Co.,;>-3. My Commission Expires Jilnuary 26,1973 -------.........-------;-*~'-.-.,.-~---..!.....,\,-.----;-~"'-----.-.f'----:'-'-,-.:-::".-:~:::""~~_--Y-.~.....,..~."I'''?'#'-,-~.r~~''"'"r",":''.,.,".. LAST WILL AND TESTAMENT I,CLARENCE F.GUTHlx IE,of \~esh i ngton County,Pennoy 1- vania,being of sound mind and memory do make,publ ioh end declare this my Last Wi I I and Testament,hereby revoking end declaring nul I and void any and al I Wills and Codicils by me at any time heretofore made. FIRST:direct my Executrix to pey my just debts,the expenses of my last illness and my funeral ~xpenceo• ./ SECOND:I give and bequeath al I my jewelry,automobile, clothing and other purely personal effects to my wife,LOIS F. GUTHI~IE,if she survives me.In the event my wife fails to survive me,I give and bequeath the aforesaid items to my then I iving chi ldren In equal shares. TIIIIW:In the event my wife,LOIS F.GUTHRIE,is living at my death,I ~ive,devise and bequeath to lois F.Guthrie, Archie B.Cal lender,Jr.,and Florence P.Corberry as Trustees under that certa in I~evocab Ieli fe Insurance Truot Agreement dated October 8,1961,and actua I Iy executed by me pr ior to my slqnlng this \vi I I,so much of my estate as wil I e~ford my estate the maximum allowable marital deduction under Federal Estate Tax Laws when this share of my estate is considered with any end all other property of mine passing or which has passed to my wife undet~the terms of this Wi II or otherwise,and which other property is included In my gross estate for Federal Estete Tax purposes and in the marital deduction al lowed my estate.My Executrix shal I exclude from this gift,which is for the benefit of my wife,any terminable interests which would not be deduc- tible as part of the marital deduction el lowed my estate if ~Iven to my wife~ My Trustees shal I hold this property 85 Fund "A" In accordance with the terms and provisions of the Revocable Life Insurance Trust A9reement rpferred to ahove. FOllnH:All the rest,rE'sidue and remainder of my estQte, of whatsoever kind and nature and wheresoever situate,of which I shal I die seized end possessed or to which at the time of my EX HI BIT "A" {".' ~".}... 'I'{', .',\ !";',.1•.~'",":;i ",1'·;'.", death I may be entitled,remaining after the paymant of tO~QO 88 hereinafter provided,I give,devise and bequeath to myoforo. mentioned Trustees under that certain Revocable life Insurance Trust Agreement referred to in ParogrQPh THIRD above,to be hel( by them as Fund "8"in accordance with the terms of thQt Agreemant. FIFTH:If for any reason the said life InsurancQ Trust Agreement is ineffective as a trust at tho time the Ooseto of my eotete are to be added,to it,then the property herGin given,• devised end bequeathed to ~aforementioned ~Truoteos under such Life Inourance Truot AgreemGnt ohall be held by them in trust in ac~ordence with the provioiono of the said Life Inourance Trust Agreement in ito form immediately prior to the execution of this lest Wi I I and Testament. SIXTH:I authorize my executrix to oell ony and allreol eotate of which I die seized,at public or priv.oto 0010,for such prices end upon ouch terms and conditiono co aho ohall deem advisable,end to make,execute and deliver good ond cufficient deed or deeds therefor,conveying titlo theroto in fee sicple absolute or for any leos estate to any purchaoer or purchosers. SEVENTH:I authorize my Executrix to Qoke distribution of my estate in kind,in cash,or partly in kind and partly in cash,as my Executrix shall bel ieve odvioable. EIGHTH:direct my Executrix to payout of the principal of my residuGry estate al I Federal Estate,State Inheritance,or Estate and Succeosion Taxes imposed upon or with reopect to my estate or any property in which I may have an interest,including any property not forming a part of my testamentary estete but included in my gross estate for tax purposes,except Gny property over which I have a taxable power of appointment in t~e event it shal I be held that I have not exercised such power of appointment In this Wil I,at such times and in such manner as my Executrix, In her sole discretion,deems advisable;and no such taxeD or Gny portion thereof so paid shal I be collected from or paid by any other person,persons or corporation by way of reimbursement, proration,apportionment or otherwise. ~~ .:~_~._.~••.::..._.'.,.........'"'.._~....:..-""_.........~.__."~_~.:.,_----'-..!.I..!.-"-'..:-:.~_.....~__~~-.:~~.i'..._...:.......L~__....:.........._~..::...'-_""'-"..........1 G.tBJ:l"'i' NINTH:I authorize my Executrix to continue to operate, during the period of administration of my estate,any busineos or business interest which I may own or in which I may have the con- trol ling interest at the time of my death,for so long as my Executrix deems it advisable.My Executrix shal I be entitled to adequate end reasonable compensation for her serviceo in connection with the operation of any such business or business interest in addition to the amounts usual Iy ewerd~d Executrix in connection with the administration of &States.During ~he period of time that my Executrix continues to operate ouch business or business interest,I authorize her to delegate the ful I responsibi I ity for the operation and management of the business or business interest to such person or persons as she mayselect.Further,my Executrix IS authorized to distribute any such business or buoiness int- crest to my Trustees in kind.In the event,however,my Executrix deems it advisable,she is authorized to sel lor liquidate to any such business or business interest at such time or timeo and upon such terms and conditions as she may deem advisable;sel I ing such business or business interest to such person or persono,corpor- ation or corporations as she may deem advisable.·My Executrix shall be without I iabil ity for any loss arising from or occasioned by the retention and operation and/or I iquidation of any such busineos or busi ness interest. TENTH:In the event my wife,LOIS F.GUTHRIE,fai Is to survIve me,I name and appoint M;~S.RUSSEll DALLY,as Guardian of the persons of my minor chi Idren.In the event Mrs.Russell Dolly is unwi I I ing or unable to serve for any reason,I name and appoint HAROLD GALLEY,as Guardian of the persons of my minor children. ELEVENTH:name and appoint my wife,LOIS F.G~THRIE, Executrix of this my Last Wi I I and Testament,without bond. I name and appoint LOIS F.GIJTHI~IE,without bond,as Testa- mentary Guardians of the estates of minors entitled to distribu- tion hereunder,Uiving and granting to them in the capacity of Guardians of the estates of minors the power to agree to any distribution of my estate that they deem advisable;the po~er to retain any property,real or personal,received by thorn in kind and the power and authority to sel I the same upon such terms and conditions as they hel ieve advisable,giving good title to any real estate thus sold;and the power and authority to invest in such stocks,bonds and/or other investments they deem advisable, without being I imited to those investments in w~h guardians are by law required to .invest minors'funds;and giving and granting to them in this cap~city the power ~nd authority to disburse to or for the ben~fit of the mInor wards so much of the income and the principal of the minor's shere of my estate as they,in their sole discretion,deem advisable for the minor's comfort,support,maintenance and compege education,including preparatory,col lege and post-graduate or profesQionel training, and to aid the minor In the eYentof any illness,injury or other emer~ency affecting the minor wards wherein money IS needed. IN WITNESS WHEREOF,1 have hereunto set my hend Qnd seal th is _~th ..day of October,1961. _C:-:...Ia::.:r:....:~l:.:n..:..;:c~e::,.....:.F....:.--::;G.=.u.;:;.t.:-h::...r~i e=--(SEAL) Si8ncd,sealed,publ ished and declared by the above named Testator,CLARENCE F.GUTHRIE,as and for his Last Wil I and Testa- ment in the presence of us,who at his request,In his presence and in the presence of each other have hereunto subscribed our names as witnesses. _~~.n.e_~..ilr..s.h_.._RES I0 ING AT 122 Thomas Road,Canonsbur9..t-pa. ~e E.Boyle RESIDING AT I 12 B~a~hview St.~Houston,Pa. IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA .ORPHANS'COURT DIV·IS ION IN RE:ESTATE OF CLARENCE F.GUTHR IE, Deceased. ~No.84 of 1963 A.A. )No.41 I of 1970 NOTICE OF ELECTION TO:Lois F.Guthrie, Executrix of the Estate of Clarence F.Guthrie,deceased. The Registep of Wi I Is and Clerk of Orpharis~Court 6f Washington County,Pennsylvania. You wi II please take notice that LOIS F.GUTHRIE,the survIving spouse and widow of the said Clarence F.Guthrie, deceased,does hereby elect to take against the Wil I of the said decedent,and against al I conveyances within the scope of Section II (a)of the Estates Act of 1947,as amended,of which the survIving spouse and widow may be beneficiary if any,and you are requested to record and file this Notice in accordance with the Act of Assembly,in such case made and provided. Date:September .,,2,;2.,197 I. RODGERS AND RONEY EX HI 81 T "8" ATTORNEYS AT ~w sa s.MAIN STREET WASHINGTON,PA. COMMONWEALTH OF PENNSYLVANIA COUNTY ·OF \vASH If'.G TON .~ ) SS: Before me,the undersigned authority,a Notary Publ ic personally appeared LOIS F.GUTHRIE,who,being duly sworn according to law,deposes and says that the facts set forth In the within Notice of Election are true and correct to the best of her knowledge,information and bel ief. Lois F.Guthrie Sworn to and subscribed before me th is ..g ...:<day of /!.A~~L--cA:../,197 I. RODGERS AND RONEY ATTORNEYS AT LAW 63 S.MAIN STREET WASHINGTON,PA. My Commission expires: flHIRL!¥JANJ<:eW~KI,Nofary fiub'lie Washington,Was:,ing+on Co.,;>"'. My Commi'iion Expires January 26,1973 IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURt tilvisfoN IN RE:ESTATE OF CLARENCE F.GUTHRIE, Deceased. No.84 of 1963 A. A. No.411 of 1970 it IS further dir~cted that counsel for the petitioner serve copies OR D E R---;-t6t AND NOW,th is -Zt--aay of --::2~~~~,...c.:~r::::tJ.._,1971, the within Petition is hereby thereof upon James McCreight,counsel for Archie B.Callendar,Jr. and Florence P.Carberry;Frank Conte,guardian ad I item for minor childre~;and Frank C.Carroll,counsel for adult Guthrie children. ~. RODGERS ANC RONEY ATTORNEYS AT L.AW 5S S.MAIN STREET WASHINGTON,PA. r- I ~. ~ tf/I ~LII 770 Ii;r:l;::c~t;~i 0F 12 ~'....;J;-:~,_c.;S 0 ...~,~~i;1;~CTJ:~C~~;\~f Y,r)::1~;·lS y~V/'.~~i ;, \.';~.':'~I:.::S'CQll..T l)I V lSI 0:\ ,:u .';..;.0 r I ,)"-;3 :,./.. ',0.!ll or 1~7u ,,/' --.:~> 1;<,~t.::JTr.l::-..il- ~ ,~ "'"~ ~-<t::r ~ --....... ~ ~ CY L_-- ~t-I C l_;·\.~~;',~[•-.c::T~L~I ::I u..!ceu'Seu. jJ ~I:Jl.;;-\.,\Lt:;,'/:::TJ T,-,,~;': AG,'.li',:ST Y:L_-~nTl-i·:F!Tl J::"l-- i~r ~~~::tr)I~~-~-~-'~~T\.--:,-J---~~.\-.,.·L-~C'l - '- Itfdf/1'i:JIt~.1-111 ~'/'Y7o~:b03(_i:!r~';;t..(~·.I.A5- ~'i{-!!4'P RODGERS AND RONEY ~ATTORNEYS AT LAW '(.63 SOUTH MAIN STREET "WASHINGTON.PENNSYLVA~~~/ ~J25-.~L'\ '\ ~--------------_--..--:"_~,."~.,"'--------~~.~,~-__--._----~--- 1 ) '. IN THE COURT OF"COMNION PLEAS OF WASHThfGTON COUNTY I PENNA. 'ORPHANS'COURT DIVISION INRE: Estate of CLARENCE F.GUTHRIE I Deceased. ( ) ( ) ( ) ( No.411 of 1970 ADJUDICATION Marino,J.October 16,1970. The matter before the court is the audit of the Restated First and Final Account in the above decedent's estate.A petition for review having been filed,this court ordered the filing of a restated account.Lois F.Guthril' the executrix,filed her restated account on February 6,1970 and it came on for audit on May 22,1970.Objections to same were filed on behalf of two of the three Trustees under decedent's Revocable Life Insurance Trust Agreement;almost similar objections were interposed by the guardian ad litem of the minor children of decedent. Argument was had on June 23,1970 and all objections are now before the court for disposition. 1.The first obj ection to the Restated Account is addressed to accountant's claim of a credit for payment of bank loans which became necessary in the operation of the trucking business owned by decedent. Objector's brief states as follows:rr ••.the accountant has failed to show the loans as debits,..•that is,has failed to show the proceeds of the loans coming into the Estate and has shown only the repayment of the loans by the -2- J I 6.This objection is addressed to the accountant's revised balance for distribution which accountant fixes at $47,179.66 for the principal and nothing for income.Objector's calculation shows the principal balance to be $62,865.75 and income balance to be $53,228.44.We feel that objector1s calculations are correct.There is therefore a balance for distribution of the sum of $116,094.19.Since accountant1s figures show only $47,179.66 in hand" she is surcharged in the sum of $68,914.53. The final problem is that of distribution.Accountant proposes to distribute the entire balance to the Marital Deduction Trust,also identified as Fund A,and nothing to the Children1s Trust,or Fund B.The exact ooposite is suggested by the objectors.They would pay nothing to Fund A,and the entire balance to the children's trust,Fund B.The problem arises from the interpretation of the pertinent provisions of the will and the decedent's Revocable Life Insurance Trust Agreement as it concerns the Marital .Deduction Trust. In construing the will,accountant maintains that decedent's intention was to award as much as possible (consistent with tax savings) to the widow,not the children.In support of this theory she points to the minute details of the contro1 of this fund;that the widow is entitled to the entire income from this fund during her lifetime;that she has the unqualified Iright,at any time,to withdraw and consume,demand and receive,any part or all of the principal of said fund;that she has the right,by will,to dispose of any unconsumed portion of the fund by her appointment wi,thout restriction. During the lifetime of the widow,thp.Trustees may pay to her as well,from Fund B)any portion of the principal as well as the income;it is only after her death that the Trustees may distribute any of the remaining principal, -3- I " unfettered)to the children.With thp-se most ample provisions for the widow, it is argued that she was decedent's main concern and that his intention is plain. Obj ectors insist that this type of marital deduction formula is to give to the marital deduction trust (here Fund A)only sufficient to equal the maximum marital deduction allowed by the Federal statut.es;that the purpose in this type plan is not to favor the widow)but on the contrary to preserve as much as possible of decedent's estate to the next generation)the children.Th true object of testator's bounty in such a plan is not his wife)but his children. Both of these positions are fairly stated)but it is hardly necessar for the court to consider)more than superficially,the language of the balance of the will (other than that establishing the two trusts)and the attendant circumstances)when the conventional verbiage is employed to denominate the pecuniary type formula for a gift to accomplish the exact maximum marital deduction.It must be conceded that the draftsman of this will drew it with an eye toward the full benefits of the marital deduction. The full benefit and the prime advantage of the formula type gift, where worded to grant the full 50%of adjusted gross estate,is that while it accomplishes the maximum deduction for purposes of the federal estate tax on the estate of the primary decedent,it likewise minimizes the prospective estate tax on the estate of the surviving spouse when he or she dies,by keeping the gift to the spouse as low as possible consistent with obtaining the maximum saving on the estate of the primary decedent. While it is most difficult to reconcile the broad powers granted decedent's wife with respect to Fund A and the inescapable realization that there would be no such fund to administer,the provisions thus granted can have no rational application to the ultimate matter of the method of ,funding -4- I the two trusts.We do not know the decedent's thinking in this connection, whether he expected to have a much larger estate,or whether he foresaw possible disposition of the bulk of his jointly-owned property during his lifetime,or some other contingency which might drastically reduce the value of property passing to his wife outside the will (or already passed to her). Any of these contingencies would make necessary the funding of a portion of this trust from estate assets;but none is required because the property passing to the wife outside the will fully met the maximum marital deduction by which it is measured.In fact,it exceeds that amount;hence the entire distributable estate must be paid to Fund B. The final matter concerns the petition filed by the adult children of decedent,four in number.There are at this time still two minors,and of course they did not join in the petition.The adult children desire to waive and release their interests in the estate of their father completely and to turn over their shares to their mother,the executrix and accountant.The problem here is whether this can validly be done when the trust contains spendthrift provisions.The law is well settled that it could not be accomplished prior to the Estates Act of 1947:Bosler Estate,378 Pa.333 (1954),dealing with a trust established in 1916.But the Estates Act of 1947,as amended,Section 3(a),20 P.S.301.3 provides for the release or disclaimer of interests even though a spendthrift trust is involved.Objectors,however,cite three reasons for refusal of the prayer of the petition. (a)It is argued that the waiver and release attempted by the petition is not a true release but an 'lassignmenttl instead.We feel that since the statutory provision permits the waiver and release of these rights It. either with or without consideration...II that even if the document be denominated an assignment it would be within the terms of the act. -5- a:••••_aIM .. (b)Our attention is next called to the fact that the income must pass to the IIdescendantsll of the income beneficiary whose interest is released. The said term is undefined by the act.Under the Intestate Act,property of a decedent may IIdescendfto the parents.We feel that the same broad definition should be applicable here,since the legislature was probably intent upon keeping the fund in the blood relationship rather than permittinq it to go to strangers to the blood. (c)It is contended that the children do not have vested interests., and therefore cannot transfer them to others. .Under the provisions of this will,we consider the childrens' interests to be vested,subject to possible divestment.But even if they are found to be contingent,it would not prevent their transfer if a proper mode of transfer is employed.Unless the contingency is one which affects the capacity to take,a contingent remainder or other contingent interest is transmissible.Gray on Perpetuities,Sec.118,states:lilt is well settled that all contingent interests of inheritance..•where the person who is to take is certain,are transmissible by descent and are devisable and assignable.II We will recognize proper assignments and transfers of the interests of the adult Guthrie children to their mother,Lois F.Guthrie. By t J. -6- .&i'••_&1&_11 3....., • In the Court of Common "")leas of Washington County,Pennsylvania Orphans I Court Division No.411 of 1970 In Re: Estate of CLARENCE F.GUTHRIE, Deceased. ADJUDICATION (Marino,J.) f '.v ORPHAN'S COURT WASHINGTON,PA. 3 7-...~G,(.V <.. • /' \'._,J .-" Q>2 "'\ --_.__._._-----~---.._~---~---._-~...._._-~--~--~-----------------~---------_.~.__.~~---"'_.__._-----------~---~.-~-_.~---~----_._---~--~------_...-----------.j IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:ESTATE OF No.84 of 1963 A.~. CLARENCE F.GUTHRIE,Deceased No.411 of 1970 ANSWER TO PETITION FOR LEAVE TO TAKE AGAINST THE WILL NUNC PRO TUNC AND PETITION FOR ALLOWANCE OF AND CREDIT FOR EXECUTRIX' COMMISSION AND SALARY FOR OPERATING DECEDENT'S BUSINESS AND NOW,comes FRANK A.CONTE,ESQ.,Guardian Ad Litem for minor children in the above captioned matter and answers the Petition filed at the above number and term as follows: 1.Admitted. 2.Admitted. 3.Admitted. 4.Admitted. 5.Admitted. 6.Admitted. 7.Admitted.However,the Guardian believes and there- fore avers that the entire opinion of the Court should be set forth in paragraph 7,and also the entire Adjudication of the Court. 8.Admitted.And it is further averred that the Guardian Ad Litem joined in the Exceptions filed. 9.Admitted. "10.Admitted,however,it is further averred that the Guardian Ad Litem filed Objections and joined in the Objections of the Trustees. it is averred that the Court's Adjudication does dispose of all is Denied,an4 on the contrarv, IIi II !III_J _ 11.The first sentence of paragraph 11 is Admitted. The second sentence of paragraph 11 questions relating to the account. 12.In answer to paragraph of the Petition,is is Denied that the testimony reveals the matters set forth in said paragraph;it is further averred that the best evidence as to the testimony is the record of the proceedings before your Honorable Court and since your Honorable Court has already reviewed the matters set forth as "testimony"and made an Adjudication,the matter is res judicata.In further answer to paragraph 12,more particularly the last sentence thereof,it is Denied that there was any conduct on the part of Trustees that amounted to unreason- able delay or was misleading and it is.averred that they in all cases acted within time limits prescribed by the laws of the Commonwealth of Pennsylvania.It is further averred in answer to the last sentence of paragraph 12,that petitioner knew or should have knoWl of the finality of~<the Adjudication referred to and that "advice of counsel"is not a defense to the untimely filing of application for widow's Election to Take Against a Will. On the contrary,it is averred tha the time limitation on a widow to take against a Will is mandatory and cannot be extended except upon a showing of actual fraud.See In....re:Estate of ~F:aller 407 Pa.73,180 A 2d 33 (1962). 13.Paragraph 13,containing a prayer for relief and certain irrelevent,immaterial,and incompetent facts does not require answer.In further answer to paragraph 13,it is Denied that the notice of Election incorporated therein is proper or that it may properly filed at this time for reasons set forth in paragraph 12 hereof. 14.The claim set forth in paragraph 14 of the Petition is Denied,and on the contrary it is averred that the claim is not timely filed,nor should it be considered at this time. 15.The claim contained in paragraph 15 of the Petition is Denied as not timely filed and further that no compensation is due on account of the alleged services rendered. 16.The claim set forth in paragraph 16 is Denied and it is averred that the claim is not timely filed. 17.In answer to paragraph 17 of the Petition,it is averred that your Honorable Court has already entered a decision and Adjudication with respect to the assignment and transfer of interests,the Court having ruled that the Petitions~were,: not proper and that the proper Petitions should be filed.To the knowledge of the Guardian Ad Litem,no Petition in proper form has ever been filed. 18.In answer to paragr.aph 18 of the Petition,it is -averred that the Court has refused to remove the Trustees and that this Adjudication remains unappealed from. 19.In answer to paragraph 19 of the Petition,it is Denied that the final Adjudication and Decree has not been made in the subject estate,and on the contrary it is averred that only the schedule of distribution has not been made. WHEREFORE,the Guardian Ad Litem prays your Honorable court to deny the Petition and the Petition For Leave To Take I Against The Will Nunc Pro Tunc and Petition for Allowance Of and I Credit for Executrix'Commission and Salary For Operating Decedent's Business.,and file a final Schedule of Dis.tribution based on the Adjudication previously made by your Honorable Court. -- -~-------..--------------------------------------~......, COMMONWEALTH OF PENNSYLVANIA SS: COUNTY OF WASHINGTON On this 12th day of October,1971,before me,the undersigned authority,personally appeared FRANK A.CONTE,Esq., who being duly sworn according to law deposes and says that the facts set forth in the foregoing ANSWER to Petition are true and correct to the best of his knowledge,information and belief. ~~14~Fra~~Conte,Esq. Sworn to and SUb~.ibed~ before me this ~ day of ~,1971. ~/!1.~ [1:'KAREN M.SANFORD.NOTARY PUBLIC f WASHINGTON,WASHINGtON COUNTY MY COMMISSION EXPIRES APRil 1 ,1975 ,Member,Pennsylvania Association of NotaflU j t-/I/i/77" IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNA. No.411 of 1970 &84 of 1963 i.A. Orphans'Court Division IN RE: ESTATE OF CLARENCE F. GUTHRIE,deceased i ANSWER TO PETITION FOR LEAVE TO TAKE AGAINST THE WILL NUNC PRO TUNC AND PETITION FOR ALLOWANCE OF AND CREDIT FOR EXECUTRIX'COMMISSION AND SALARY FOR OPERATING DECEDENTlt SBUSINESS .::r: ..........-- ~~., ""- ~ ~ ~g ~1~~~~~'J()..~~~J FRANK A.CONTE '-o o~ IYs.-----,?;Si v ATTORNEY AT LAW WASHINGTON TRUST BUILDING WASHINGTON,PENNSYLVANIA AJ£) .:~o---::J 1%13// t ....' •I IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:) )NO.84 of 1963,AA ESTATE OF CLARE,NCE F.) )NO.411 of 1970,AA GUTHRIE,Deceased ) ANSWER TO PETITION "FOR LEAVE TO TAKE AGAINST WILL ' AND FOR ALLOWANCE OF EXECUTRIX'S COMMISSION AND SALARY 'AND NOW comtLArchie B.Callender,Jr.'and Florence ~.Carberry,two of the Trustees under the Clarence F.Guthrie Revocable Life Insurance Trust Agreement;a~d answer as follows the averments of fact contained in the Petition filed by Lois Guthrie on September 29,1971: 1 -11 The averments of fact contained in Paragraphs 1 - 1 , inclusive,of this Petition for Leave to Take Against Will are al matters of record and are admitted. 12 The averments contained in Paragraph 12 of the Pet- ition are answered as follows: (a)Even if true,the facts alleged would not meet the standards established by the Supreme Court bf Pennsylvania in Estate of Dimarco,435 Pa'.428 (1969),for obtaining permission more than a y~ar after probate to file an election to take agains •• ••',j a will in violation of the p'rovisions of Section 11 of the Wills Act of 1947. (b):Furtherrnore,neither the testimony taken at th hearingsof October 16 and 30,1964,nor the other matters alluded to support the allegations and arguments made in Paragraph 12 to the effect that petitioner "had reason to believe that she was the owner of the trucking business",that trustees Callender and Car- berry "acquiesced in"such an interpretation of the Will,or were {,::i .I guilty of any "unreasonable delay"or "misleading conduct",and that petitioner's failure to file a timely election was "in re- liance upon the Court's original Adjudication".On the contrary, the testimony establishes,at most,that counsel for the estate told the executrix and trustees that it appeared to him that the trucking business would go to Mrs.Guthrie as a part of trust fun "A".The trustees,whlQ~they did not clearly understand the Wil , and Trust,did not believe that the business belonged to Mrs. Guthrie individually.There is no evidence that the trustees in any manner delayed or misled Mrs.Guthrie,or that any conduct on their part had any bearing on Mrs.,Guthrie's failure to elect a- gainst the Will.Finally,the averment of reliance on the Court's Adjudication is obviously groundless;the record shows that for the Adjudication was handed down more than eight months after the time for election had expired. 13 The averments contained in Paragraph 13 of the Pet- itlon are answered as follows: (a)The averments that "petitioner,upon decedent's untimely death,was left with the responsibility of caring for 'si children,five of whom were minors"is admitted,as i~'the aver- ment that "at the present time petitioner is still caring for two of decedent's minor children,"but the relevance of these state- ments is denied. (b)The conclusion which petitioner reaches from the foregoing is that her taking against the Will nunc pro tunc will not have an adverse effect upon the children.This conclusio does not follow logically and is contrary to fact and law.It is therefore denied.On the contrary,such an election would nullif the testator's estate plan for his children and would,redu;ce by one-third the benefits which they might ultimately receive from his estate. ..",. 14 Petitioner's belated claim for credit for commissio~ is answered as follows: (a)The calculation is admitted,the claim being for 5%of revised inventory,reduced by the loss sustained on sale of the boat. (b)Respondents are advised,believe and therefore aver,however,that the commission should be reduced by such addi- tional expense as has been or will be incurred by the estate by reason of these and prior proceedings to review and correct the accounting. 15 Petitioner's belated claim for credit for additiona compensation for operating decedent's business is admitted. Petitioner's claim for credit for the family exemp- tion is admitted even though ,not made in the Audit Petition. 17 -19 The averments made in Paragraphs 17 -19,inclusive of the Petition relate to matters which have been fully argued and are before the Court for disposition and therefore require,i no answer by the respondent trustees. WHEREFORE,the respondent trustees pray your Honor- able Court to: (a)refuse petitioner's application for leave to take against the Will;and (b)allow such credits against the surcharge as appear to be justified by Paragraphs 14 -16,inclusive,of the Petition and Answer. Florence P•.Carberry Two of the Trustees under the Revocabl~ Life Insurance Trust by Clarence F. Guthrie McCREIGHT,MARRINER &McCREIGHT B)'Oa.-..('m~t/'ir Attore-- ,.....,J COMMONWEALTH OF PENNSYLVANIA ) )SS: COUNTY OF WASHINGTON ) Before me,the undersigned authority,personally appeared ARCHIE B.CALLENDER,JR.,and FLORENCE P.CARBERRY,who, being duly sworn according to law,depose and say that the facts set forth in the foregoing Answer are true in part upon their personal knowledge and in part upon their information and belief. Sworn to and subscribed before me this afjAiday Washington,Washington County,Pennsylvania My Commission Expires ,£luau,,2(,-.J'iZ~ BAR.BARA CRAIG.NOTARY PUBLIC I WASHJNGTON.WASHINGTON COUNTY MY CO~ISSrON EXPIRES ;UNE 25 1974 Member,Penn$ylvanlaAssoclation of N~tarie~ " "- " P-/..L l ~F I 176 IN THE dOURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION NO.84 of 1963,AA NO.411 of 1970,AA *******u ***u *u u ** IN RE: ESTATE OF CLARENCE F. GUTHRIE,DECEASED *u u u u u u *u u ~u *u u u u ********u *u u u u u u u ANSWER TO PETITION FOR LEAVE TO TAKE AGAINST WILL AND FOR ALLOW- ANCE OF EXECUTRIX'S COMMISSION AND SALARY :s:(/ () ::0 :::TTl >G)~I~Z~·-I >Gl :::Ul -l 0 :s: :t 0 :u ~Z z Z ::0 Gl -l '"::0-l :u -<-o C Ul ZzUl>TTl.-l -l ::0 ~~r Q>. ->G::::s:-()z () Gl ::0 TTl~I -I I-4::--n I-------r~ill '-!~I~I 1 1~~~l\:1 \1 ~~Q'\"'.........-....~ "' 6CC-. I~/3-V-.<--. McCREIGHT,MARRINER Be MCCREIG~T.'p ATTORNEYS AT LAW ~ WASHINGTON TRUST BUILDING ~.J) WASHINGTON,PA""fPy "0"___._""_.m _mm__._••_••••m <:l '. ill THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY"PENNA. ORPHANS'COURT DNISION INRE: Estate of CLARENCE F.GUTHRIE ~ Deceased. (('No.411 pf J 970,ti~v·ti~)[0.84 of 1963 AA) (In the matter of the Restated ) (First and Final Account of ) (Lois F.Guthrie,Executrix. ADJUDICATION AND DECREE AND NOW~FEBRUARY +,1972,this matter haVing been heard as set forth in the Adjudication dated October 16,1970,and the balanc properly for distribution in the hands of the Accountant haVing been determin d to be $116,094.19,including a surcharge of '$68,914.53,less credits subsequently allowed as shown below,it is ordered,adjudged and decreed that the said balance be paid out by the Accountant in accordance with the Schedule of Distribution hereto attached and made a part hereof,unless exceptions hereto be filed sec.reg.or an appeal be taken herefrom sec leg. J. SCHEDULE OF DISTRIBUTION Balance per restated account $47,179.66 Deduct Clerk's Costs and Receipts Add -Surcharge against Executrix Less -Credits against Surcharge as follows: $68,914.53 $12.50 $47,167.16 Lois F.Guthrie -Family Exemption $1,000 ~00 Lois F.Guthrie -Executrix compensation '$10,700.00 Lois F.Guthrie -Compensation for operation of business per Paragraph 9 of Will $18,300.00 38914~53 $86,081.69 Frank A.Conte,Esq.,services and expenses as guardian ad litem for minor children -- McCreight,Marriner &McCreight,Esqs., counsel fees and expenses --' Rodgers &Roney,Esqs.,additional counsel fees and expenses j- Frank C.Carroll,Esq.,counsel fees and expenses as counsel for adult children-- 1250.00 $84,831.69 3730~10 $81,101.59 1695.00 '$79;406.59 250.00 $79,156.59 Lois F.Guthrie,Archie B.Callender,Jr.,and Florence P.Carberry,Trustees under Revocable Lifi::;Insurance Trust Agreement dated October 8~ 1961,to be held and administered by them as a part of Fund "B n thereof,as provided by Paragraph FOURTH of the Last Will and Testament of Clarence F.Guthrie and by Adjudication of this Court dated October 16,1970. (In addition,Executrix shall pay to Trustees as aforesaid,net income from December 31,1969, to date of distribution.)79156.59 No balance .. In the Court of Common Pleas of Washington County,Pennsylvania Orphans I Court Division No.411 of 1970--- ----- -- -- -- In Re:Estate of CLARENCE F.GUTHRIE, Deceased.---- - --- - ----- In the matter of the Restated First and Final Account of Lois F.Guthrie,Executrix. f 'j'" .. ,~ .... ADJUDICATION AND DECREE and SCHEDULE OF DISTRIBUTION (Marino,J.>1 b~. f--{.1p \~.1\.'."J',p~." r \J ill : ...i l t' I '-:t ~II 01''''_." <J 1'1) ':t o;!I~2 '" t\r ::-....ORPHANS'COURT DIVISION ~(COURT OF COMMON PLEAS) '-<~!~,WASHINGTON,PA.':"~~ '"~\l)c~-(.~~J9-..Jt~. ,",,"J!:================ L..-.- A~~l ~..j~•;, , IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA...r_",..,,,,,,,~..... ORPHANS'COURT DIVISION IN RE:ESTATE OF CLARENCE F.GUTHRIE,Deceased ) )No.411 of 1970,A.A. ) ,., ~ RECEIPT This will acknowledge receipt from Lois F.Guthrie, Executrix of the Estate of Clarence F.Guthrie,Deceased,the sum of Seventy-nine Thousand One''Hundred Fifty-six and 59/100ths Do11ar~ (79,156.59),which money is made payable to Lois F.Guthrie, Archie B.Callender,Jr.,and Florence P.Carberry,Trustees under Revacab1e Life Insurance Trust Agreement dated October 8,1961, to be held and admini.stered by them as a part of Fund 'IB"thereof, as provided by Paragraph Fourth by the Last Will and Testament of Clarence F.Guthrie and by Adjudication of the said Court dated October 16,1970 and said payment is made pursuant to the Adjudication and Decree and Schedule of Distribution handed down • by the aforesaid Court on February 9,1972,in the said estate. ( Lot's F.GuthrJ.e Florence P.Carberry 1.1 Trustees under Revacable L~fe Insurance Trust Agreement dated October 8,1961 RODGERS AND RONEY ATTORNEVS AT L.AW 63 S.MAIN STREET WASHINGTON,PA. Pated:March c,,1972 " ..;. IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION 1 IN RE:ESTATE OF CLARENCE F.GUTHRIE,Deceased ) )No.411 of 1970,A.A. ) This will acknowledge receipt from Lois F.Guthrie, Executrix of the Estate of Clarence F.Guthrie,Deceased,the sum One Thousand Two Hundred Fifty and OO/lOOths Dollars ($1250.00~ which money represents payment due to me for services and expenses as Guardian ad lidum for minor children in the sUbject estate pursuant to an Adjudication and Decree and Schedule of Distribution handed down by the aforesaid Court on February'9,1972,in the said estate. RODGERS AND RONEY ATTORNEYS AT LAW ea S.MAIN STREET WASHINGTON.PA. Pated:MarCh~,1972. , , 1 ~ IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:ESTATE OF )1)No.411 of 1970 A.A. CLARENCE F.GUTHRIE,Deceased ) RECEIPT . This will acknowledge receipt from Lois F.Guthrie, Executrix of the Estate of C1arenceF.Guthrie,Deceased,the sum of Two Hundred Fifty and 00/100ths ($250.00)Dollars,for counsel fees and expenses as counsel for adult Guthrie children, pursuant to an Adjudication and Decree and Schedule of Distributio handed down from the afo~es'aid;Court on Februa~y 9 v 1972,in the said estate. F an C.Carro . Attorney for adult Guthrie children '1 RODGERS AND RONEY ATTORNEYS AT LAW 63 S.MAIN STREET WASHINGTON,PA. Date:March .~-'1972 ~I _... IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:ESTATE OF ) )No.411 of 1970 A.A. CLARENCE F.GUTHRIE,Deceased ) RECEIPT This will acknowledge receipt from Lois F.Guthrie, Executrix of the Estate of Clarence F.Guthrie,Deceased,the sum of Three Thousand Seven Hundred Thirty and 10/100ths Dollars ($3,730.10),which money represents counsel fees and expenses due to me pursuant to an Adjudication and Decree and Schedule of Distribution handed down by the aforesaid Court on February 9, 1972,in the said estate. McCREIGHT,MARRINER AND McCREIGHT •Callender,Jr. erry,Trustees Date:March~,1972 RODGERS AND RONEY ATTORNEYS AT L.AW G3 S.MAIN STREET WASHINGTON,PA. ·. IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:ESTATE OF CLARENCE F.GUTHRIE,Deceased. ) )No.411 of 1970,A.A. ) RODGERS AND RONEY ATTORNEYS AT LAW 63 S.MAIN STREET WASHINGTON,PA. RECEIPT This will acknowledge receipt from Lois F.Guthrie, Executrix of the Estate of Clarence F.Guthrie,Deceased,the sum One Thousand Six Hundred Ninety-five and OO/lOOths ($1,695.00) Dollars for additional counsel fees and expenses rendered to the Executrix in the subject estate,pursuant to an Adjudication and Decree and Schedule of Distribution handed down by the aforesaid Court on February 9,1972,in the said estate. RODGERS AND RONEY By ~---?'-rJ?.. At~s-or L01S F.Gut r1e, Executrix of the Estate F.Guthrie,Deceased NO. ADMINISTRATION ACCOUNTS The First and Final Account of ARCHIE B.CALLENDER,JR. and FLORENCE P.CARBERRY,two of the Trustees under Revocable Life Insurance Trust Agreement of CLARENCE F.GUTHRIE,now deceased. SUMMARY Debits Credits Balance PRINCIPAL PERSONALTY, Schedules A and B $130,551.36 $16,000.00 $114,551.36 INCOME PERSONALTY, Schedules C and D 18,938.08 4,638.16 14,299.92 $149,489.44 $20,638.16 $128,851.28 ; The above balance is in the following form: 1,822.790 shares of Boston Foundation Fund in kind in Custody Account 0-604-198 in State Street Bank and Trust Company -at cost Cash on deposit in Savings Account #897 in Union National Bank of Pittsburgh Cash on deposit in Savings Account #13683 in First Federal Savings and Loan Association of Washington Cash on deposit in Savings Account #2369 in Mt.Lebanon Federal Savings and Loan Association Cash on deposit in Checking Account in Union National Bank of Pittsburgh $22,241.42 85,662.56 12,216.84 7,779.11 951.35 $128,851.28 Note:At Audit,the Court will be requested,inter alia,to determine attorneys'fees,to apportion court costs and attorneys'fees between principal and income under Section 11 (2)of the Principal and Income Act,and to determine the amount and division of Trustees'compensation. "'" SCHEDULE A PRINCIPAL PERSONALTY,Debits: 1961 Dec.29 1962 Jan.10 Feb.1 Feb.6 Feb.6 Sept.18 1962-1972 1972 March 6 Proceeds of Prudential Life Insurance Company Policy No.19339207 $10,395.03 Proceeds of Metropolitan Life Insurance Company Policy No.2516799 2,582.14 Additional proceeds of Metropolitan Life Insurance Company Policy No.2516799 244.95 Proceeds of Metropolitan Life Insurance Company Policy No.18226704A 13,677.24 Proceeds of Franklin Life Insurance Company Policy No.1384254 8,525.23 4020 shares of Federated Investors,Inc. purchased from Pittsburgh National Bank - at cost 10,000.00 Capital gains distributions received from Income Foundation Fund (now Boston Foundation Fund)attributable,and allonable to principal under the rule of Brock Estate,420 Pa.454, per calculations detailed in Exhibit A. Carrying value of reinvested distributions _ "cost"value of shares 5,970.18 Distribution from Estate of Clarence F.Guthrie, deceased,per Adjudication and ,Decree dated February 9,1972 79,156.59 SCHEDULE B Total $130,551.36 PRINCIPAL PERSONALTY,Credits: v 1962 Sept.18 1971 Aug.11 1972 Feb.16 Apr. Pittsburgh National Bank -purchase of 4020 shares of Federated Investors,Inc. C.Ranson Guthrie -discretionary principal payment to aid in the purchase of home Donna G.Drochak -discretionary principal payment to aid in purchase of home Beverly G.Hirst -discretionary principal payment to aid in purchase of home Total 10,000.00 2,000.00 2,000.00 :2,000.00 $16,000.00 SCHEDULE C INCOME PERSONALTY,Debits: 1962-1972 Reinvested distributions from Income Foundation Fund (now Boston Foundation Fund)allocable to income under the rule of Brock Estate,420 Pa. 454,including "income"distributions and "capital gain"distribbtions derived from rein- vested income,per calculations detailed on Exhibit liB"-"cost"value of shares $ Interest on Savings Account #2369 in Mt. Lebanon Federal Savings and Loan Association: 6,271.24 1962 1963 1964 1965 1966 1967 $184.99 209.48 217.92 226.73 250.77 278.70 1?68 1969 1970 1971 1972 (through June 30) 291.46 304.80 345.78 372.44 96.04 Total 2,779.11 Interest on Savings Account #13683 in First Federal Savings &Loan Association of Washington: 1962 1963 1964 1965 1966 1967 $289.60 327.91 341.16 354.•95 392.58 433.82 1968 1969 1970.1971 1972 (through June 30) '453.57 503.88 556.55 584.90 150.83 Total 4,389.75 Interest on Savings Account #897 in Union Nationq.1 Bank of Pittsburgh: 1962 1963 1964 1965 1966 1967 $29.10 408.80 421.54 425.86 470.32 550.95 1968 1969 1970 1971 1972 (through June 30) 519.02 524.88 586.04 559.15 991.90 1963 Oct.28 Total U.S.Government -income tax refund Total 5,487.56 10.42 $18,938.08 1962 Feb.23 Mar.8 1963 Apr.15 1964 Sep.28 1965 Mar.1 1966 Mar.7 1967 Mar.6 1968 Mar.15 1969 Feb.25 1970 Mar.1 1971 Mar.15 1972 Mar 1972 Mar SCHEDULE D INCOME PERSONALTY,Credits: Lois F.Guthrie -college expenses for Beverly Guthrie Bethany College -college expenses for Bever.lY Guthrie Internal Revenue Service -1962 fiduciary income tax Internal Revenue Service -1963 fiduciary income tax Internal Revenue Service -1964 fiduciary income tax Internal Revenue Service -1965 fiduciary income tax Internal Revenue Service -1966 fiduciary income tax Internal Revenue Service -1967 fiduciary income tax Internal Revenue Service -1968 fiduciary income tax Internal Revenue Service -1969 fiduciary income tax Internal Revenue Service -1970 fiduciary income tax Internal Revenue Service -1971 fiduciary income tax Pennsylvania Department of Revenue -1971 Pennsylvania income tax $300.00 519.30 114.63 217.88 231.59 292.67 222.04 289.94 399.10 433.95 388.91 54.46 3.57 1972 Mar Lois F.Guthrie -reimbursement for college expenses for Peggy Guthrie Total 1,170.12 $4,638.16 0, GUTHRIE TRUST CAPITAL GAINS DISTRIBUTIONS OF INCOME FOUNDATION FUND (NOW BOSTON·FOUNDATION FUND) BASED ON AND ALLOCATED TO PRINCIPAL UNDER BROCK EST.RULE Date Gains Distributions Reinvestment Price New Total Shares Shares i 1962 Dec.20 64:x 4020 she =$241.20 104.416 @ $2.31 4124.416 1963 Mar.20 24:x 4124.416 ::i:82.49 35.403 @ 2.33 4159.819 June 20 24:x 4159.819 =83.20 34.098 @ 2.44 4193.917 Sep.20 14:x 4193.917 =41.94 17.331 @ 2.42 4211.248 -Dec.20 54:x 4211.248 =210.56 89~220 @ 2.3p·4300.468 1964 Mar.20 24:x 4300.468 =86.01 35.395 @ 2.43 4335.863 Dec.21 94:x 4335.863 =390.23 157.988 @ 2.47 4493.851 1965 Mar.19 24:x 4493.851 =89.88 34.837 @ 2.58 4528.688 Dec.20 10.74:,x 4528.688 =484.57 182.356 @ 2.65 4711.544 1966 Mar.18 34:x 4711.544 =141.35 51.400 @ 2.75 4762.944 Mar.31 Reverse stock spli~_1:5 952.589 952.588 476.29 41.273 J j ~I 993.862 " I.Dec.20 504:x =.@ f 11.54 1967 Mar.20 154:x 993.861 =1,49.08 11.747 @ 12.69 1005.609 # Dec.20 75¢x 1005.608 =754.20 59.292'@ 12.72 '1064.901 1968 Mar.20 10¢x 1064.900 =106.49 8.405 @ 12.67 1073.306 Dec.20 $1.00 x 1073.305 =1073.30 74.951 @ 14.32 1148.257 1969 Mar.20 264:x 1148.256 =298.55 22.515 @ 13.26 1170.772 Dec.15 504:x 1170.771 =585.39 53.121 @ 11.02 1223.893 1970 Mar.20 104:x 1223.892 =122.39 11.656 @ 10.50 1235.549 1971 Dec.20 254:x 1235.548 =308.88 29.671 @ 10.41 1265.212 1972 Mar.20 19.34:x 1265.211 =244.18 21.122 @ 11.56 1286.334 $5,970.18 EXHIBIT "At! -----------------------,------------------,--, GUTHRIE TRUST REINVESTED INCOME DISTRIBUTIONS OF INCOME FOUNDATION FUND (NOW BOSTON FOUNDATION FUND) Shares Distributed Principal =.Income Price Carr in Val e 1962 Dec.20 136.948 sh.104.416 =32.532 @ $2.31 $75.15 J • 1963 " Mar.20 69.755 35.403 =34.352 @ 2.33 80.04 June 20 50.430 34.098 =16.332 @ 2.44 39.85 Sept.20 51.471 17.331 -34.140 @ 2.42 82.62 Dec.20 126.165 89.220 =36.945 @ 2.36 87.19 1964 Mar.20 53.457 35.395 =18.062 @ 2.43 43.89 June 19 54.564 0 =54.564 @ 2.41 131.50 Sept.21 39.996 0 =39.996 @ 2.53 101.19 Dec.21 184.223 157.988 =26.235 @ 2.47 64.80 1965 Mar.19 54.209 34.837 =19.372 @ 2.58 49.98 June 18 55.486 0 =55.486@ 2.55 141.49 Sep.20 ·,42.694 0 =42.694 @ 2.55 108.87 Dec.20 216.098 182.856 =33.242 @ 2.65 88.09 1966 Mar.18 73.622 51.400 =2~.2~2 @ 2.75 61.11 Mar.31 Reverse stock split 1:5 reduced "income"share total from 466.174 to 93.236. June 20 11.907 0 =11.907 @ 12.86 153.12 Sep.20 13.229 0 =13.229 @ 11.71 154.91 Dec.20 50.588 41.273 =9.316 @ 11.54 107.49 1967 Mar.20 21.799 11.747 =10.052 @ 12.69 127.55 June 20 12.854 0 =12.854 @ 13.05 167.75 Sep.20 12.376 0 =12.376 @ 13.71 169.68 Dec.20 73.083 59.292 =13.792 @ 12.72 175.41 TOTAL "INCOME"SHARES FWD 176.762 INCOME FWD $2,211.68 EXHIBIT "B" (1) ",..; .... "INCOME"SHARES BRT FWD:176,762 INCOME BRT FWD $2,211'.68 1968 Mar.20 19.275 8.405 =10.870 @ 12.67 141.85 June 20 13.594 0 =13.594 @ 13.61 185.01 Sept.20 13.323 a =13.323 @ 14.04 187.06 Dec.20 94.142 74.951 =19.191 @ 14.32 274.81 1969 Mar.20 37.209 22.515 =14.695 @ 13.26 194.84 June 20 16.822 a =16.822 @ 12.41 208.76 Sep.19 17.754 a =17.754 @ 11.90 211.27 Dec.15 85.376 ...53.121 =32.256 @ 11.02 355.45 1970 Mar.20 37.720 11.656 =26.065 @ 10.50 273.67, IJune1928.331 '0 :::,28.331 @ •8.76 248.18., Sep.18 26.883 0 =26.883 @'.9.40 252.70 Dec.15 26.118 a =26.118 @ 9.84 257.00 1971 ,.'Mar.19 17.335 0 ....17.335 @ 11.24 194.85 June 21 17.050 a i7.050 @ 11·:54 196.76 Sep.20 17.655 a =17.655 @ 11.26 198.80 Dec.20 57.086 29~671 =27.416 @ 10.41 285.39 1972 M"ar.20 36.779 21.122 =15.658 @ 11.56 180.98 June 20 18.678 a ~18.678 @ 11.36 212.18 TOTAL "INCOME"SHARES 536.456 INCOME $6,271.24 EXHIBIT "B" (2) J// . I STATE OF PENNSYLVANIA, ~ASHINGTON COUNTY,}55: The within named Accountan1Sbeing duly sworn according to Jaw,depose and say that the above account as stated is true and correct as :.t.h.e.y.._._.,;verily believe. -fIv Sworn and subscribed before me this _.Iq.~. doy of ~:19.:7..2 .···~:h················· MY COMMISSION EXPIRES :UNl 25,1974 l!'Iember,PennsylvaniaAssociation ofNotarlGl Washington County,ss: " I do certify that I have given legal notice to all persons concerned of the filing of 'the within account in the manner prescribed by Statute and Rule of Court,as evidence by proofs thereof filed to No.__.~3_-:._1tf.1._:33.1 ._.. Witness my hand and official seal thiS...__U ~. day _~.-----..--...--...--.-..--...-.---.-.-197~ _~,1?1~-----.--.-..,-I-'-·~egister of Wills ...,~...,~~~@or:LIl g b6~~•oi 0 -~50..~::l CQ z!~<IJ!<:)CB -r 0 r:LI!~H <:)J'g ril P::!,II 0 d < C <H oj .I ...,0.6 ::::i-' 'i.r:LI::r:~)I1J i~-!!t-'~"~..... H O~.\ \j'!.,••..•,.j _,>,~~t ~~.tl:'1 ~Q)P::,P::.I •,'.".......,.1 I ,~r:...::r:~.«'0,'"':6....8 n S::',H ...,'"o ::::>ct!ct!'iJ\til Ill!?:-n:,r~t(\~~t.r:il 0 s::r:LI .i ~h.r.;w,.L ij I il I..'g ~S:::. Eo<-r-!H .::::l -..-I ~<. ,0, Eo<•~P::P::j j~:g H Ul ~::r:1-:>:i \'~ro H \ r:il '0 8 .:>i:RUI't~·r-I I II'RIt!a ~:~~ril s::::::>1 P::i t'v v f__L 1':lJ.\r 11 ''~:a :iE:i 0-'~ct!0 e5i e5i REGISTER OF WILLS ~~~\S)ril .p •Q:t:!l:.p._~Cf.l ~zj p::!WASHINGTON co.,PA..8 .ci l.«H ,ril,«i 1 bQ:r-::~or-!CI)~:0:or-!,~o ~H ~!!(1):~,0 «,.,HiZII~OJ ~j ~' :iE: ." ,." ,;" ." " •••,r J- '.,., ..~,'\. j , .., ., ;...... ••,'I • ------~~~=----- -=-=------"'=-=...."""--~"'-"-'----~~ --0"..._ The Court is respectfully requested to determine proper distribution in this estate.~e?l7~r- ./Counsel for Accountt v-/ .~ IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:FIRST AND FINAL ACCOUNT OF ) TRUSTEES OF LIFE INSURANCE ) TRUST OF CLARENCE F.GUTHRIE,)NO.411 of 1970 DECEASED.) RESIGNATION OF TRUSTEES AND REQUEST FOR APPOINTMENT OF SUCCESSOR TRUSTEE TO THE HONORABLE,THE JUDGES OF SAID COURT: We,the undersigned Trustees appointed and acting under the Revocable Life Insurance Trust Agreement executed by Clarence F.Guthrie,now deceased,and the undersigned on October 8,1961 do hereby give notice of the irrevocable resignation of each and all of them as such Trustees.to take effect upon confirmation of the First and Final Account filed in their behalf by Archie B.Callender,Jr.and Florence P.Carberry two of the Trustees,and distribution to the successor Trustee to be appointed by the Court in accordance with law and in .accordanc~ with the provisions of Article III-L of the Trust Agreement,whic1 provides that:"In the event a Trustee dies,resigns or for any other reason does not desir~~to act as Trustee under the terms of this Trust Agreement 9r 'is ~.nable t'o a,ct,cis ..Tr~·s.tee for,any, I reason whatsoever under the terms of this T~ust Agreement,the.. vacancy shall be filled by the remaining Trustees.In the event,.~'".,., I , ,',/.the remaining Trustees are unable to agree upon a-successor Trustee then the successor Trustee shall':oe'~appoihted 9Y the Judge of the Orphans'Court of Washington,Pennsylvania." And the undersigned do respectfully request that the complete vacancy in office created by the resignation of the unde~- signed be filled by the appointment of ~he Union National Bank of Pittsburgh as sole successor Trustee and that the undersigned b~ J, ,.. ", then discharged from future liability in accordance with law,the said Bank having evidenced its willingness to accept appointment as such sole successor Trustee. Due notice of the presentation of this request has been given to all parties in interest as a part of the Audit Notices. ,~r,c'hi~B~Ca;Llender,Jr. J ~••'£~~~'p 'a~~v Florence P.Carberry,. ~dJ'~"" September 13,1972 .... ~,f,..,\.,..t·"I IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION NO.411 of 1970 * ***** *** * * * * * * * * IN RE:FIRST AND FINAL ACCOUNT OF TRUSTEES OF LIFE INSURANCE TRUST OF CLARENCE F.GUTHRIE DECEASED. r-<:-c=:~ .. --.J <..0-'~:-:J>n-,::o (f)G")C::::r.-U"1 -(,0 C-~,Z -t -'f"'"j-,. * * ****.:...-~~*C-~**':f'*Ii?--:** * *in...t,--"o ...,..,..(---0 RESIGNATION:OF TRUSTEES AND REQUEST PoB:A:PPOI~MENT OF SUCCE3£eR2rRUSTEE»(f)<..V•c::» * * * * * * * * * ***** *** • " s::nn;u ::!i ~ )0 Cl (Jl I :!:>:-i<:z .... ;;G1 s:: (Jl ....0 >:s~~;U ~....~:£ ....~(Jl Zo(Jl )0 rnz........;U l:o"o{llrQl )0 C )0r::!i s::o nZn.,;U rn Cl I-; '"'---• MCCREIGHT,MARRINER &McCREIGHT ATTORNEYS AT LAW WASHINGTON TRUST BUILDING WASHINGTON,PA. _~~~__~~_~~~_~""L~.'_..~.~ lu tl1~Olultt41 of C!IUl1UltUU tTh\ttS of IUzt511ittnt.~1t Qtnult1!J ®.rpl1uttl1~QIunrt IDiui51Utt -In the matter of the Audit 0;':Account in J Estate"of"CLARENCE F.GUTHRIE -LIFE INSURANCE TRUST TO 'l'HE AUDITING JUDGE: No.411 of 1972 Enter my"appearance for CARBERRY,the Accountants ARCHIE B.CALLENDER,JR.and FLORENCE P. '2l-L~m~+7J1~ T T • --,~---~-------r~C-.'7YJ~_a-d:Y of ~~e~tem~~r .19~ N.B.-Counsel shall,"by separate paper,present a concise statement of each claim,with supporting calculation of any interest claimed.Objections to an account as filed,shall be concis ely s tat ed in a separate paper. Council suggesting proper distribution shall file a separate concise state- Iaent in that regard. l,~~;-- .--~_..~~._~.~~----------------~---,_.",,-,-~>.--~--"--- Form for Guardian or Trustee Jrtitinn ~ur AUllit 3Jn mllr ®rpllan!i 9 Olourt of IJu!iqington alounty Estate of....g.J.:..AB~.N9.~....E..:.....Q.!J.T.H.El~....~....1.1E~........ INSURANCE TRUST For y.Q.l~E.t QJJ.r.HBJ~"r;.r.!:\.l:!.. minor-incompetent-life tenant Date of tt;Ist.October 8 1961orguardIanshIp?. If there have been former accounts filed in this estate,list: None Filed at No ~..~.~of 1~1.~ Fiduciary...~~.9..~.+..~!?.~9..~!1.~.;;~.P.§'B.J .....~3..~..".....E.~9 RENC E P ~.....9..~~~.~~.~.!.....~.~~~.~.~.~....~.~......qp..~!i~.~~..L ..~.~q~TEES Place of record of appointment... Reason for filing this account.....:r..~.~J.g9.:~.~..~g.~....~.f....!:r..~~.~.~.~.~....~ng.....~p..p.9..~n~.~.~.~.t ...9..f.....~~..9..9..~.§.!?9..r...... Trustee All persons having any interest,vested or contingent (including claimants),in the fund now before the Court, with the nature of their interests are: Archie B.Callender,Jr.,and Florence P.Carberry -Trustee Compensation McCreight,Marriner &McCreight -Attorneys'fees and costs -$1,422.50 Lois F.Guthrie,widow of donor -Trustee compensation and as claimant under Article I,B,l of Trust Agreement Mrs.Donna Drochak,child of donor -Claimant of $188.80 to pay medical bills under Article I,B,l of Trust Agreement All of said parties have received notice as required by the Court Rules except as follows: No exceptions.Copy of Notice is attached. The fund now before the Court is subject to the following taxes: None. Set forth any legal problems requiring adjudication by the Court or difficulties that must be met in distribution: 1.Determination of attorney fees. 2.Apportionment of Court costs and attorneys'fees between principal and income under Section 8111(b)of the Probate,Estates and Fiduciaries Code. 3.Determination of amount and division of Trustees'compensation among the Trustees. 4.Allowance or refusal of claim of Donna Drochak,attached. 5..Allowance'or refusal of the"'cl"a1ms of'Lo'1s F.Guthr"ie"attached. 6.'Acceptance of re~ignation of the Trustees and appointment of successor Trustee. Total $946.83 $152.71 $'97.24 Principal $~.!.~..~..?.2.~.~J.~.. Income $J..~.,J,.?.9..9..~.9..?. 128,851.28 Balance for distribution per account, Additional debits not shown in account: (Indicate whether income or principal) Union National Bank -additional interest to September 1,1972,on Savings Account #897 (income) First Federal Savings and Loan-interest June 30,1972,on Savings Account #13683 (income) Mt~.Lebanon Federal Savings and Loan-interest June 30,1972,.,on Savings Account #2369 (income) Total additional debits $...J.?..196·~7?'.............................................. Additional credits not shown in account: (Indicate whether income or principal) Robert E.Guthrie -discretionary principal payment to aid in purchase of home $2,000.00 Total additional credits $?~.9..Q.Q..~..Q..Q . Balance for distribution Principal $.1.l.?..~.5..5.1..~.3.9.. Income $15.."';~.9..q.~.1.9 .. Total $..J..;g~§..~.QJ.l.'§:!.;g.:§;.. 22,241.42 If the balance for distribution is not in cash,list items held in kind with carrying value designated,and if this is a distribution account,file elections to take in kind for all items so listed: 1,822.790 shares of Boston Foundation Fund in kind in Custody Account 0-604-198 in State Street Bank and Trust Company -at cost Cash on deposit in savings and checkitig ~Ccounts in name of the Trust I J 1;•.-: 105,.8.06..69 :$:1t28"0.48 .•.0.6 " ~ Set forth accountants suggestion as to manner and form of distribution to be made,awards to be stated in pro- portions unless specific amounts or items are designated by instrument under which estate is being distributed: (1)Trust Administration Expenses McCreight,Marriner &McCreight -filing and notary fees advanced McCreight,Marriner &McCreight -attorney's fees in an amount to be determined by the Court Archie B.Callender,Jr.-Trustee Compensation Florence P.Carberry -Trustee Compensation Lois F.Guthrie -Trustee Compensation (2)Distribution Lois F.Guthrie -such claims as are allowed by the Court. Donna Drochak -Claim,if allowed by the Court $22.50 The Union National Bank of Pittsburgh -balance of principal and income to hold and administer as successor Trustee. The accounting Trustees will present to the Court specific suggestions for determination 'of the questions of allowance and apportion- ment presented herein. COUNTY OF.WASHINGTON, COMMONWEALTH OF PENNSYLVANIA, The above named Fiduciary or representative thereof, being duly s.w.ar.n doth depose and say that the facts set forth in the foregoing petition are true to the best of..t.h~.lr.knowledge and belief. SWORN .....................................to and subscrIbed before me ......·~·~.P.~·~~9.·7·........19~.?... Si~nature OfOffice~~~ar;·~U~l1C ~.. TItle of OffIcer ,.. Office expires J..JJn~Z.5."1.9..7.!J.. BARBARA CRAIG.NOTARY PUBLIC WASHINGTON,WASHINGTON COUNTY MY COMMISSION EXPIRES JUNl 25.1974 Member,PennsylvaniaAssociation ofNotaries And your petitioner will ever pray,etc. ..4~.rJjfJzq~~lj-=_ Jf..~~"c~u..i?p:~...._ IJ;BTt,tifl\;:~~.~lr J\ullitrf"'_fUll TiHt, ORPW~INSJ pCOlJRT OF WASHINGTON COUNTY FORM USED F~SGUAJHn:rAN~lNl¢OMPETENTS RE-eq>.!}rEl}Pt~~~1 LLS WASHINGTON CO.•PA. No AJ.l of 19~.7.?.. TE~![.ST CLARENCKF:F.GUTHRIE -ATE OF . Deceased................................................................................................................................... FOR.L.Q.I.S.F..~9.P.:r.J:UI!~..1 ~.r.A.~. minor-incompetent-life tenant Audit of First and Final Account of A~.~.~.~.~~.~g.?:.~..~.~.~~.~.~.:!~.!...~~.!1d Fl~reKQe~Rt~e.rberry,two of the Trustees Counsel for the accountant shall submit herewith the following,if pertinent: 1.Will or trust instrument-attested. 2.Inventory. S.Signed elections of items to be taken in kind- if distribution account. 4.Stipulation or certificate by minor approving account. 5.Praecipe for those represented. 6.Brief-for any question of law raised. Mc 9.F.~..~g.~~...~......~.~~.~.~.~.~F ..,..~......~.~9.~~.~.~~.~...... Counsel for accountant.. ~: LAW OFFICES FRANK A.CONTE ASSOCIATE DAVID L.GILMORE 50 WEST WHEELING STREET WASHINGTON.PENNSYLVANIA 15301 AREA CODE 412 TELEPHONE 225·3800 May 24,1973 Estate of Clarence F.Guthrie,Deceased FOR PROFESSIONAL SERVICES RENDERED Examination of Revised Account and Petition Sur Audit~ and Attendance at Supplemental Hearing ..$125.00 J IN THE COURT OF COMMON PLEAS OF WASHThfGTON COUNTY,PENNP.. ORPHANS I COURT DIVISION CLARENCE F.GUTHRIE, Wednesday,September 13,1972,at 10:00 A.M.,E:CST --- No.411 of 1970 ( ) ( ) ( ) ( HEARING ON AUDIT ::;r;:-">;:;'~ (l)QC:.r::-(f) The Ho'norable RICHARD DiSAL~s;;, Specially Presiding.~r;g t::~~r"'("I (~'f f'.~ ~(.=t ~-~.;,. .ff_""'~.I ~~...,g :!f.;.;:::r.;r:::::;-v McCREIGHT,MARRINER &M~~HnHT,Esqs., of Washington,Pa.,representing the Acco~tants.. .\ Estate of IN RE: ..:u~APPEARANCES: o .J~ ~o ::J., :t~TIME: ~Deceased. z.; .)< IIIZ ZIII0. io~BEFORE:z J:III~~ ,'Ii• are Lois F.Guthrie,Archie B.Callender,Jr.and Florence P. Carberry,and the attorneys are McCreight,Marriner &McCreigU. Petition with the necessary exhibits.This estate does have problerls. (;' .~ ,L • uiII:IIII-0:~THE COURT:III 0: I-0:::JoU .J« uii:I.l. o JAMES McCREIGHT: The estate of Clarence F.Guthrie.The truste s May it please the Court,we submit the Audit This is the First and Final Account 'vhich is filed by two of the thr e trustees under a revocable life insurance trust agreement es tablis ed by Mr.Guthrie,now deceas ed,during his lifetime.The purpose f filing the account was to enable the three trustees to resign and to J •- J .c 0( z0( ~>-UIZZ\IIII. iol-e>z I: UI 0( ~ ..:oii:I-UIi5 ..J0( U C :J "'I :tI-.... N uill:\IIl-ll:oII. \II ll: l-ll: :JoU ..J0( u ii:II.o 2 permit the appointment of a successor trustee bank,because of dis(:>utes that have arisen do'vn through the years among the three trustees. There are numerous questions for the Court's decision:a determination of counsel fees,and for that purpose we have submitted our statement 'Nith calculations of time;the apportionment of Court cos ts and attorney's fees;the determ inatior of the amount and the division of the trustees I compensation.A claim has been filed and a copy of it in ""riting on behalf of one of the children,Donna Drochak,who is claiming for emergency medical expenses under a provision of the trust.Numerous claim~ have been filed by Lois F.Guthrie,represented by Mr.Roney and Mr.Rodgers.She was the widow of the decedent,was the thir trustee and has filed claims which may be summarized as being claims for the entire net income of the trust during the entire period of the trust,'vhich is now ten years,for all expenses which h has incurred,and they are itemized in the claim in support of the children for a share of the trustees I compensation and under a purported assignment of the residue of a portion of the estate of Clarence Guthrie made by three of the adult children. I.might add,Your Honor,that as Judge Marino knows very well,the estate of Clarence Guthrie was in litigation from 1964 until 1972.And some of thes e claims are carried over from the litigation of the estate. THE COURT:I hope this isn't another John Gargis . MR.McCREIGHT:We thought of changing the caption,Your Honor 3 But the accounting trustees 'Nould like leave to pres ent to the Cour !.specific suggestions for"the determination of the questions of allowance of claims and the apportionment problems.And one of the.bNO trustees is unfortunately out of to'Vll and was unable to sign and obtain her signature 'vhen she returns from vacation and submi that to the Court at that time. the resignation of.the trustees.0( z0( ~>-IIIZZIIIII, ZoI-~THE COURT: :tIII 0(~MR.McCREIGHT: And 've ask leave to pull that out That will be granted. Notice of this audit has been given to all parties Vve have.And the original is enclosed among th ,;ua:in interest.-We received the claim of Mrs.Guthrie only very I-!!!c~recently and have hot qeen able to study it fully. u~THE COURT:You have received a copy of this notice of claim? :t..,... N MR.McCREIGHT: iiill: III l-ll:oII,III ll: l-ll::>ou .J0( u ii:II.o papers.But at present,the attitude of the two accounting trustees, I think it would be fair ly stated to say that the claims filed by Mrs. Guthrie are not admitted for reasons that will be stated to the Com t at such later time as may be set. One more matter.The copy of the trust instrunent which is enclosed in the papers is a barely legible copy.We are attempting to obtain a better copy from Mr.Roney. THE COURT:Is there anyone here interested in the estate of Clarence F.Guthrie? (NO RESPONSE) THE COURT: 4 Except for thos e matters mentioned by Mr.Me reight ,- I, :!z~...I>-IIIZZIIIII. ig ~ziIII«~ tiitI-III Q ...Ic( -§ Q:J., J:I::til iii 0:11/I-0:oL11/0: l-ll: :JoU ...Ic(oiLILo 'Nhich a hearing date will be set,the audit 'vill be closed. (A UDIT CLOSED) I hereby certify that the proceedings and evidence are contained fully and accurately in the notes taken by me on the hearin of the above cause,and that this copy is a correct transcript of the same The foregoing reco:r;d of the proceedings upon the hearing of the above cause is hereby approved and directed to be filed. ,.:'i' 'J IN.THE COURT.DF.COMMON P,LEAS OF,WASHINGTOW COUNTY,PENNSYLVANIA •I'/-?,,-','-.ORPHANS~l~COURT -DIVISION ;.,,I ,.;__--'---'-----'----'--'----'---'_ J In Re: ". Estate 'of; "( )'..,';"',,(l' ft"1 -~ '..~'j,.t",,),,,'•,..-.•II!!~_, ( Clarence ,F.·Guth:t:'ie ....-#·),f No.411 of 1970•~.!...-I );.I ,.'.'"''.(,, L~fe Insurance Trust ) " HEARING ON SUPPLEMENT·TO PETITION SUR AUDIT ,BEFORE : APPEARjillCES: TIME: I ) THE HONORABLE RICHARD DI SALLE, Specially·Presiding. James McCreight,Esq.,of Washington,Pa~,representing Archie B.Callender,'Jf.and Mrs.Florence P.Carberry. Frank Roney,Esq.,of Canonsburg, Pa.,representing Mrs.Lois F. Guthrie.' Frank Conte,Esq.,of Washington, Pa.,representing Penny Lou Guthrie. Monday,May 21,1973 at 3:30 p.m., D.S.T. ~~~~~~~------..----------------~~~~~- THE COURT:Let the record show that James C.MCCreight,Esq.,attorney for Archie B. • Callender,Jr.,and Florence P.Carberry,Trustees,being twc of the three trustees of the Clarence F.'Guthrie Life Insurance Trust Estate filed a Supplement to Petition"Sur Audit and that i the Court fixed this date as hearing'thereon.We have ~>..J~present in Court at this time Attorney JamesC.McCreight, 'zz~representing the two trustees referred to,Attorney Frank The He is not here at the ~.pen~y Lou Guthrie,as guardlan ad litem. •~"...A I"!'understands 'Attorney Frank Carroll represents the ;••~.;j .,f '.,..."; adult children of th,~decedent. ,!.t,,~1-,,;-~'. present time :and a ~opy'~f the record.of this proceeding will i'0~Roney,representing Lois F.Guthrie,the widow of the decedent, z .~.who was also ex~cutrix of the decedent's estate and who is also ,..~'~•~I ~•J '~l .t •..~Po ,,<I~•f',•~/•.J ~".'.'.t".',','t ,...'j ,+'f.(1 ..._'r r 'r j ",t-r,'"'11I"•.:'the thir'd trustee,and Attorney,Frank'Conte,"representing u irti minor child Q oJ~CourtuQ:l., :tI-"(II I• ll.. • iii~'be made available to him for whatever action he wishes to IEol:i take.ll: t-ll: :l 8 MR.'MC CREIGHT:May it please oJ~~the Court,supplementing the Supplement to Petition Sur Audit, II.o I.hand,to t1~e Court a supplement to Exhibits A and B of the first and final account of the trustees in order to bring the apportionment of principal and income to date. I also hand to the Court a letter by Archie B.Callender to the Court under date of september 8,1972 relating to the division of ') tru~teefees as well as a copy of a\statement of Richard A. • ,I '.*''\1..",' •".1 Gwennap,C.P,~A.'for $'~O.00 fqr the .preparat.ion of federal I"L..to...~.4;01 •~t ~... and state fiduciary returns,which bill is unpaid but is admitted to b~payabl~,as well as a copy of the statement of t ••~., our office dated May 21,1973~for services to and including t t r -'..", this date,si.nce,lthe .date ,of our last billing. We have tried to outline for the Court all of the outstanding problems in the Supplement to petition Sur Audit and I would now propose to the 'Court the following disposition of those problems,in accordance with a discussion which has been had between Mr.Roney and myself.First,we would recommend to the Court that the problem of apportionment of principal and income received by the trust from the Guthrie Estate and referred to on pages 2 thru 5 of the Supplement to Petition Sur Audit,be re,solved along the lines suggested on pageS of the supplement,that is,that $52;309.25 of the distributic~ from the Guthrie estate to the trust be designated as principal and $26,847.34 of the distribution be treated as income.and that the Court make that apportionment in the adjudication and decree upon the first and final account filet by the trustees. THE COURT: you have'any objection to that. MR.RONEY: Mr.Roney,do There is no --------u-------------------------------------- 4. Mr.Conte? I have no objection on my part. THE COURT: MR.CONTE: objection Your Honor. MR .MC CREIGHT: ~z~Second,Your .J>-~Honor,with the approval of Mr.Callender and Mrs.'Carberry,z1&1II, to such To date,and That's to date. ",•.J .\..' ", f \• to Mrs.Guthrie. ~.',I'."./.. ..."~"-1-,"T.~,IJ ~1 • Court...,that":the'·~dcrued iincome';f·rom ,·the .trust'~s~bject .l'If"':"I .'..~...j •t 'I "'"l t ••,'..:t ".• ''Ii.i ..r.otll -"[r l"'I ..,....t,.;:1"':',\,•.,,.~ the Court may allocate again~t 'income,be MR.MC CREIGHT: THE COURT : ..:2 distributed 1I: tiii .ICU Q :J., ::tl-I'(II z ,-which approval J;:hope to be able ,to.submit in writing to the '0I-elZ(x =~....If ~expenses as The Court plea~e, That's That's acceptal:Ie. MR.Me CREIGHT: agreeable . MR.CONTE: MR.RONEY: be left to the Successor Trustee. the matter of distribution of the income in'the future wouldviItIIIl-ll:oII,1&1a:: ~. :JoU .J~uk:lI..0• ·werecommend third that Mrs.Guthrie file through her attorne\, the withdrawal of all but one of the claims which she has made against prin'cipal for the expenses of raising and educating her children and that the claim for tuition expense:: ----------.r------------------------------------------.--- 5. to date,which is the second in the ciaims filed on behalf of Mrs.Guthrie be pa,id for the benefit of peggy Guthrie,and that the total amount is $2114.08. THE COURT:That I S in MR.RONEY:Penn state in the spring of 1972 -and West Liberty in the fall of 1972. i"~She transferred. CJz :rIIIoc~MR.MC CREIGHT:I would further in which the tuition expenses have been handled,to'the'-e:ktent they have_~'15eehpaid out of the trust estate in the past,that I And you will Yes,that is M.r.Roney,do ..4 Ii l t THE COURT: correct. ,. ill .~'10ontheconditionssuggestedbyMr.McCreight? l'~·,1~·t ,WI ~ MR.RONEY: these be treated as expenses a~ainstincome. ....t ~-J ~':f ~t ,.~,,II ;..,~,,~ ..._'.a!'!.a.'r ,-, you agree to have Mrs.Guthrie withdraw the claims referred tc t ~t fti:i THE COURT: l-ll:o0.III It: l-ll: ::IoU .I ~uii:...o ..:~recommend in that connection that in a~cordance'with the way lI:Iiiii .I0( U C;J '"J:I-,... 1\1 • • do that? MR.RONEY:Yes,I will. THE COURT:Is there any --------------------------------c-----,------, 6. objection to thbse provisions ..1 ~bje~tion M~.Co~te? .I '",.(rI:,I •i ,r,~'"~i \.'"tI"f 1..-...~~.:'.;,l 'MR.CONTE: •"..-r MR.MC CREIGHT: ,i .'. •I I <t ,4.','"j'fJ : ,..i ;, I have no • f ••".tI<ill "~...~l Z suggestion and'prbpo's'al ~oJ~Mrs.Guthrie file through her attorney,the written withdrawal zz~of her 9th claim in its entirety.This is the claim that io~makes reference to a proper assignment by the adult children z :J:='to Mrs.Guthrie,of an alleged interest in the proceeds of the ~t sale of the trucking business. ii1l-UI C MR.RONEY:I will make a .J0( ~recommendation to Mrs.Guthrie,to withdraw her claim No.9 :J., ~on the notice of claims which she had heretofore filed in this,... t't that is set forth under 6 (3)on pages 9,lO",ahd 11 of the THE COURT: Your Honor. MR.MC CREIGHT:That's correct That's the clain supplemental petition. qj estate. 0:...I-0:o0-III 0: I-0:::JoU oJ0( Ui:...o• I . MR.CONTE:I have no objection to that privision and I take it Mr.Roney has none. MR.RONEY:No,I stated 7. I would make that recommendation to Mrs.Guthrie. recommendation,with which I will seek concurrence by Mr. Callender and Mrs.Carberry,and I'm presently assured they will concur,that the compensatfonof the trustees be divided• MR.MC CREIGHT:It is my Y~s,I have. Have you seen I have no MR.RONEY: the calculatlons? THE COURT: objection. value and I would respectfully recommend that those figures MR.RONEY: value calculated annually.'Further,for the'"convenience~.•~,".t ! of the Court,I h~ve prepared a calculation of annual ma~k~t be used in maki~g the calculation. .( z~'equally among the three trustees and that that compensation ..I>-~:be ,calculated in..,accordance 'with th~trust agreemen~as 1&1 ~~I J~.t'. ,i follows::5 pe~,'cent lqf /income",annually ,~o .b,e charged against .~.'..~,.\I.",\.;".":._,,/'•,.\,J~•-"•••.•:f""'~~"'!/. ~income and a reasonable fee based upon market value 'of%~_. ='~principal annua:lly,i also to be charged against income and that l .~;",'".. •.1''f "that reasonab.,:l:-~fee'·'would'beo1ne-fourth of 1 per cent of marke ~~uli1.,.. UI--,c' .I0( ~0;>., J:.. ""C\I...r; lI:III,.. lI:0A.III0:,.. 0::::l0 U .I!u,~ 0 - THE COURT:And do you agree they are ,correct? MR.:RONEY:Yes'. ------1I""'""-----------------------------~~-......J 8.:=======~~====================================F===I MR.CONTE:I have no objection to those calcul,ations or to the proposal,Your, Honor. MR.MC CREIGHT:There is a claim,Your Honor,filed by Donna Guthrie Drochak,one of the amount of $188~80 to pay certain medical bills incurred adult children of Mrs.Guthrie,filed to the audit,in the suggestion that with the knowledge that ,Mrs.Guthrie,one of I do not represent Mrs.Drochak. ,It would be myMr.Carroll probably represents her. several months ago. ::z0(>.,/)-.IIIZZIII .'II. "i0I-ClZ J:III•~ There is one We recommend to the Court that • • ~the,trustees,ve;y strongly oPI??S~S this payment and that 1-''I 'S,Mis ~.Guthrie is withdrawing c~~~.~s'fO,r rei~ursement for 4..1 ','.'J f .~'.~lC4).....-."io,".,..~,,,~,,'-~,similar roedi'cal expenses which she incurredc 'for other children,o:l...~that this claim with Mr.Carroll"sconcurrence,be passed l'w , iii over for the 'p'rese~t-'accountingand referred over to the ll:IIIIt successor trustee,to'dispose of"2 ,....,~~ IIIa: l-ll: :l8 other matter,Your Honor• ..J ' 0( ij the administration expenses relating to the trust to theii:lI.o present ,accounting,except for trustee compensation,be apportioned between principal and income and we would call the attention of the Court to the following unpaid expenses: Mr.Gwennap's bill,a copy of which has been submitted to the Court and counsel,in the amount of $80.00;two bills which have been submitted for the approval of the Court on the part I ------------------------------- ----------.._- j.• 9 • t·.... of \.pu:r;-.o:!=f~ce"the first'dated.septenilier 11,.1~72covering, . , • ,r.,.l .T"•....,.-;,,'\'•tt'·..,_t;,•.".'~~'.I f ~'~L:.'..~f serVices'on 'behalf of·the trust from its beginning to and including the appearance at audit in September of 1972 and ...'.~I f ..~~.._~I 4the'second,a bil~,which,lwelhave handed the Court today covering.servi~~p "~frpm -that date'to and including services ,",-''.,' today.I would recommend of course that these bills be paid.They are based,in,general,upon rather 'strict time keeping and at the rate of $35.00 per hour. THE COURT: amount of your bilr up to September 11,1972? MR.MC CREIGHT: What is ,the For services, $1400.00.For costs advanced,$20.00 and $2.50 and the one today includes services and the payment of the fiduciary income tax returns for 1972 because it was easier for us to pay -them that day than to try to get the money out of the trust. THE COURT: total? MR.MC CREIGHT: THE COURT: Mr.Roney? MR.RONEY: MR.CONTE: That's$623.71 Yes. Any objection No objection. I have no __-----.J~~~J "I \~,10. obj,ection. MR.MC CREIGHT:'I would suggest that the attorneYI's fees and any other administration expenses except the trustee compensation be allocated between principal and income in the proportion in which ,they exist in the final With I have no In that with respect In the original petition sur audit,there MR.MC CREIGHT: Roney to submit statements for services rendered with suggestions as to how they should be allocated• objection to that. connection,we would-direct Mr.Conte,Mr.Carroll and Mr. THE COURT: clients and·;i.:t 'would appear 'to;'methattheir fees should be_.,"t I,t .;"~~. charged out of income and they could probably deal with their own clients about that. ~ ~balance.>oJ>-III 'Z , ~--'.'.(..a.(.,-(,r-",f','to -att"orneys_'.fees'for o'ther counsel,.If.'do'feel that ~ttorneys'~~~"'-I 'o\'".r '(•'•l",•~f*!,ll'",",.-t ~"+"-~',..,..'~.:_'"'"~fees should be pa;i.d'out of the trust estate to 'Frank Conte ~.,-,~, ;because he is ~'g~~rdian ad ~item,Court appointed. ...f·J .t;t!.r 'r "~; respect to Frank 'R~riey "and Frank Carroll,they represent adult..:20:..IIIQ-..I<U C :l... :J:I-....N.".ri0::III..II: 0a.III 0::..0:::l0U ..I<Uii:\&.0- ,. is a request for a Successor Trustee and I think I can state ,-that all of the trustees are in agreement on that matter. MR.RONEY:That's correct. MR.MC CREIGHT:And Union ,• I • National Bank of Pittsburgh has evidericed,in a letter filed with the Court,its'willingness to act as Successor-Trustee. 11 •MR.RONEY: MR.CONTE: I agree . I have no • I " ~objection to the trust successor . <>oJ>VI~THE COURT :All right.We IIIII. . i will ask counsel to submitthecalculations which have beenoI-~referred to today to assist the Court in making the appropriatExIII~distribution. .:I U , it .Ij il;j .t Q ~.;•oJ<§ 0::l., ::tl-I' (\I iiiII:IIII-0:0II.III II: l-ll: :l0V oJ<UiL...0 - '..,.. 't,f i I.J'. l ~j',*"*t J.I'{, ~..!'...f .,.•• t.' "i ~ .'*',*';'*4.I . •.'"t,.** ...1 • , ,. ,> /...J I ' •-,....t •.'.,•i ..'r j., ,.,If,•." cause and that this copy is a correct transcript of the same. certify that the proceedings and evidence are contained fu±ly I hereby filed. '''',' ..... l ,...~ is hereby approved and directe and accurately in 'the notes taken by me on the hearing of the bove The foregoing record of the proceedings upon the hearing'of the above cause -0( Z0(>..I>-.,Cll ZZIIIII..,i 0~..C)zi:'Cll 0( ~ .:uii:~CllQ•oJ.~ 00:>... x..r-N iiiII:III~II: 0II.IIIIt ~II::> 0 ·0 .J 0( Uii:II.0• ---. I~'I .~"'.J In the matterof the;__F_i_r_s_t_a_n_d_F_in_a_l__ O!nurt nf O!nmmnu 'ltus nf lIus4iugtnu O!nuuty, 'tuusylnuuiu,(@rp4uus'O!nurt;}!inislnu4-~1 .....--U /970 oo--!f-Q-4.11No._ESTATE OF Clarence F.Guthrie, Deceased.Account of Lois F.Guthrie,Archie B. Callender,Jr.,and Florence P.Carberry, Trustees. ADJUDICATION AND DECREE And now June Z ~,19.:J..l.,this matter came on for hearing, audit and distribution at this session and testimony taken;and thereupon,upon due consideration ther~of of the balance for distribution in the hands of the Accountant is determined to be $1;)1,761.44 and the account is accordingly confirmed;and it is ordered, adjudged and decreed that the said balance be paid out by the Accountant in accordance with the schedule of disribution hereto attached and made part hereof,unless exceptions hereto be filed sec.reg.or an appeal be taken herefrom sec.leg. " SCHEDULE OF DISTRIBUTION Principal Income Balance per account__....;,.a....;,.d.....j u=s~t:....:e....;,.d'-t:....:o_A---""p.;;;.r.;;;.il~,=:_=.1......,-=1:....:9-=-7_=.3 _ $85,999.88) 45,761.56) $131,761.44 Balance,-.,...-_$131,761.44 Deduct Clerk's Costs &Receipt,,-s _ Attorney M=..;c:....:C~r~e:....:i:...;Jg..:..:h;.;:..t,L....=cM=a=r::....;r:....:i=n:..:;e.;;;.r-'&~M=c_=C...::.r...:::e_=.ig:;c;h=t"----- Russell Marino,ClerkO.C., Filing fees $10.00 Audit costs 96.00 $ R.A.Gwennap,C.P.A. McCreight,Marriner &McCreight,Esqs., Frank A.Conte,Esq., Frank C.Roney,Esq., Frank C.Carroll,Esq., 106.00 80.00 2,046.21 125.00 1,000.00 500.00 3857.2 (Above items apportioned 65.27%to Principal or $2517.60 and 34.73%to Income or $1339.61.) $127,904.23 Lois F.Guthrie -1/3 Trustee compensation, Florence P.Carberry -1/3 Trustee compensation, Archie B.Callender,Jr.,-1/3 Trustee compensation, Lois F.Guthrie -Tuition expense claim, Lois F.Guthrie -balance of income, including distribution in kind of shares of Boston Foundation Fund allocated to Income in accordance with the apportionment contained in the Account and Audit Petition as supplemented, (Above items payable from Income) 756.09 756.09 756.09 2,114.08 40,039.60 44421.95 $83,482.28 )(,1 ...- -~ 0......>' l;r n ::s Z n 'S.0' 0 \-+9 ....C ::T ~ (1) ::s (1)-, -+ 0 3 ,~ .....0 fa ......0-+ ~ iii III ., := 0...... -+ ~ :; (1) 'f • Stil) ..-~ ~til) til) .' ," ,(L -:J I' ) _J J (.) ,..) j I,, .,)...,.--~, , I, I The Union National Bank of Pittsburgh,Successor Trustee,balance of Principal,including distribution in kind of shares of Boston Foundation Fund allocatedi I to Principal in accordance with the apportionmentI I contained in the Account and Audit Petition as supplemented,83482.2E No balance I iI1lB3JWiil l••'====,__W;;_hi ...... J J ~ 0-+-~ *-6 m :J Z VI n ~. 8' 0 ....9 ~I =....C ::J (1) :J (1) t:I .... ....0 0 3 j ~ ~ -to.-to.0 f?J .... ~ it.., '" Q 0 r'- =: -to. (',J (f) ~ 0 <t ....::J :z -l 0... ~ (1) <"-.:--' _I ~ .-'":z-..0-'t~_.....-•'f:or.,....U ~.a....:'£1.1.- r--, CJ z S .._ill •.;.1 c> L.[".rr.f-· ~ .I C"-J •..1 1.11 r.:J ::i t _!i.lJ r-:z; :x::uJ (,J? ~ i :::::I if;..... ~.....-;) ..... ~ :::>0 U) ---0::!..lJ -<: (Y") 1 ,l'- c:::3= f....i._......... ,,' ::.:"'. J ~ .fYIr.-7'ra.ttk.C!aJroll 33.(j)l:st 4tafA.St.n:E.:t.. WQShl~'1ton.,Pa./S..3'O! /J.ear fYlr;L1rrc /).- T rCC!t/~r:d I(0<l.r /cfur rf9ar:d,'I1~'tit audit-o..fJ nr..fJ.a.Littr~tstatc.7t-;s my WISh.-dtQ.~t1a flrOc.Hds<t o--P tlu.B-ta:tt bt tlwardtd as tnd,cand lit 'tire f t i::1't:/~"'-as ()r;'tI~all'J A/t:.d ;'/mystl-l Qn d hi 6 ~..--h .1 .'1ro....n.tfS Qlldslstt.rs.-L S 0'<./0.farilcu./ar /'1 aI/sh.--& str(~s -t1ta.-t q/I I'I1.crav -fJrom t:l1l:.salt 0/1 my A~t;s bu.sml:ss shou.ld 90 '&,At'1 dto't1u.r j an cltJ,a."t i:lte. Ll..i1/~fI\../..1Q""C1 o·I1.fJ.J tan Ie.shou IrJ rcfltl<!E./ilr.(!allcnclcr and /ilrs.f!..t.tl"berr,!os -trustHS..T a,/till ~f:la hri~~or otlt.l:r.9tlL~Jtmtn.,0-/1 au1!horl i'l v.J ho may "e. tnct.1cin7 ({decisloY\.1"-"tf"s t!Ll,sE.~!)U.:t an Elld 'Yo 't1lt Ion"fllJbls;vt l~rQ.1 I'rdcf!.-durfS -t:h4.'t ha iJ 't.hfEn. Gt C!olls'b:ti1""t SoqrCl:0 t werr !~i'tI'1 1'770 tl1tr du.;/~'j til ~P '1l:ars S'lnc.e /1ly Ib.t:lttr cli'ed, ht1.·aIIXI -Ar 't1zl:.It'(al rc(!ordSI /1(,/l1ame ,.$ Spc"u/t!I R Sy ;fJ.rb:ttd 0 -/1 ;.j E-rs"t , ~l7are/YI ~~~~ r]-D:&-~rs.Robert ~.H:;~t i ..8930 Ferguson Way "San Diego.California 92119 ! fY/r.-d;-a./1 k.Carro II 33 {;J cs"t ;Jc.a.u..S-t:.'i t t {)Ja')1i~9 toni PQ.lS-dOj fhR frlIJ)L~_--!:.-::::::=::§:~:..-..::-====-------------------------------- ",..- POST OFFICE BOX No.837 PITTSBURGH,PA.15230 J GEORGE K.LEITCH VICE PRESIDENT September 18,1972 James B.McCreighij Esq. Washington Trust Building Washington,Pennsylvania 15301 Re:Clarence F.Guthrie Dear Mr •McCreight: We have been made aware of the decision of the three Trustees under the Life Insurance Trust of Clarence F.Guthrie, now deceased,to resign and that they are requesting The Union National Bank of Pittsburgh to act as Trustee in their stead. May we hereby advise that upon their resignation and confirmation of their account by your local Court of Common Pleas,we shall be willing to accept that responsibility. ~Y~~ George ~eitch Vice President GKL:eb -----_._---------------------------, M£CREIGHT,MARRINER 0.M£CREIGHT ATTORNEYS AT LAW 520 WASHINGTON TRUST BUILDING WASHINGTON,PENNSYLVANIA 15301 JOHN B.Mc;CREIGHT STEPHEN O.MARRINER JAMES C.M~CREIGHT CLARENCE A,CRUMRINE STEPHEN D.MARRINER/JR. September 19,1972 Orphans'Court County Court House Washington,Pa.15301 ATTENTION:Mr.John Hana AREA CODE412 PHONE 225-6600 IN RE:Life Insurance Trust of Clarence F.Guthrie No.411 of 1972 Dear John: The enclosed letter from George K.Leitch, Vice President of the Union National Bank of Pittsburgh, should be added to the Audit papers as evidence of the willingness of Union National Bank of Pittsburgh to accept as Successor Trustee. Yours very truly, McCREIGHT,MARRINER &McCREIGHT BY JCM:mb -Enclosure- -------------------------------. LAW OFFICES FRANK C.CARROLL WASHINGTON,PENNSYLVANIA 15301 ASSOCIATE ROGER J.GAYDOS 33 WEST BEAU STREET May 30,1973 Jay W.Troutman,Esquire Washington Trust Building Washington,PA 15301 AREA CODE 412 225-9930 RE:Estate of Clarence F.Guthrie,Deceased No.411 of 1970 A. A. FOR PROFESSIONAL SERVICES RENDERED: Representation of adult children.•...•$500.00 o NOTE:This bill to be pro~ated between principal and income on percentage suggested b¥y JamesC.McCreight,Esquire. FRANK C.RONEY ATTORNEY·AT·LAW LAW AND FINANCE BUILDING J IS NORTH CENTRAL AVENUE CANONSBURG.PENNSYLVANIA 15317 ~1ay 29,1973 M~.Jay T~outman,Esq. O~phan~Cou~t Division Cou~t of Common Pleas of Washington County,Pennsylvania Cou~t House Washington,Pennsylvania 15301 In Re:Estate of Cla~ence F.Guth~ie Life Insu~ance T~ust No.411of1970 STATEMENT ~OR LEGAL SERVICES RENDERED: Note: TELEPHONES: CANONSBURG 74~6990 WASHINGTON 22S.8771 $1,000.00 The:above fee is to be payable f~om p~incipal and .income calculated on the fol lowing pe~cen­ tagebasis: 65.27%out of P~incipal 34.73%out of Income on the fo~egoing basis: $652.70 of the said fee wi I I be payable out of p~incipal 347.30 of the said fee wi I I be payable out of Income. .: 't ..'~.'~"vt.' FRANK C.RONEY ATTORNEY·AT·LAW LAW AND FINANCE BUILDING IS NORTH CENTRAL AVENUE CANONSBURG,PENNSYLVANIA 15317 June 14,1973 Mr.Jay \V .'Tro~tman,Aud it Clerk The Orpha~s'C6urt of Washington County Division of Common Pleas Court Washington,Pennsylvanra 15301 TELEPHONES: CANONSBURG 745.6990 WASHINGTON 225.6771 fn f~e:.>: Estate of Clarence F.Guthrie Life Insurance Trust No.41 I of 1970,A.A. Dear Mr.Troutman: As Attorney for lois F.Guthrie,the widow of the decedent in the above-captioned estate,I hereby withdraw the following claims which Mrs~Guthrie heretofore made in her Notice Of Claims to James C.McCreight,Attorney for Archie B.Cal lender,Jr.and Florence P.Carberry,two of the trustees under Revocable Life Insurance,Trust Agreement of Clarence F.Guthr ie,deceased,dated October 8,1961,against principal for the expenses of raising and educating her chi Idren etc.which claims are more fully set forth in the fol lowing pae§graphs of her Notice Of Claims:third, fourth,fifth,sixth,seventh and eight. Furthermore I hereby withdraw Mrs.Guthrie's claim for assignment of the interests of certain of her adult chi Idren which is more fully set forth in paragraph nine of her said Notice Of Claims. I had discussed this matter with Mr.McCreight this morning and he stated that my withdrawal of my cl ient's said claims would be sat isfactory to him.I had informed Mr.IlilcCre i ght that my c I ient was on vacation and would be gone for several weeks and that we could expedite the matter by my withdrawing her claims. I urge you to accept this letter as Mrs.Guthrie's withdrawal of the above-noted claims and I urge that an adjudication be handed down in the manner as suggested by Attorney McCreight and as agreed ..~.....'......., ,'.~ ..~r ."'"•• I·'r.Jay \'1.Troutman,Audit Clerk In Re:Estate of Clarence F.Guthrie Page 2: to by other counsel who attended the hearing before Judge DiSal Ie on May 21,1973,and who have approved the Supplemental Accounting and Suggested Distribution. Fj~ANK C.RONEY FCR :br cci:Mr."James C.McCreight,Esq. Mr.F~ank Conte,Esq. Mr.Frank Carrol I,Esq. Mrs.Lois F.Guthrie M gCREIG HT,MARRIN ER ~M~CREIGH T ATTORNEYS AT LAW \520 WASHINGTON TR'UST BUILDING .:N~SHINGTON,PEN NS"YLVANIA 15301 J .JOHN e.M~CRE1GHT STEPHEN D.MARRINER .JAMES-c~Me;CRE1GHT CLARENCE A.CRUMRINE STEPHEN'O.MARRINER,,JR. June 11,1973 The Honorable Paul A.Simmons County Court House Washington,Pennsylvania 15301 Dear Judge"Simmons: AREA eooE 412 " PHONE 225-6600 In response to your inquiry of June 5,1973 I have reviewed the files of this office which I am handling and find that the following matters are presently pending before the Orphans'Court: ESTATE OF ADA M.CLARKE No.63-70-517 This decedent's estate is before the ~ourt 6nE~ceptions filed by David L.Gilmore,Esquire,Guardian Ad Litem for Richard Evan Clarke,Margot Nease Clarke,Jean Marie Clarke, and Claudine Clarke Bernier on March 3,1972 to an Opinion filed by Judge Marino on February 23,1972.The issue is whether'the gift of the residue in Trust made in paragraph THIRD of decedent's Will was a class gift or a gift to named individuals.Mellon Bank,NA,Executor and Trustee,is re- presented by McCreight,Marriner &McCreight.The grandchildren named in the Will are represented by David L.Gilmore,Esquire. Two grandchildren born after the death of the testatrix-- to-wit,Richard C.Clarke II and Robert Hughes Clarke--are re- presented by Ross Armbruster,Esquire,206 State Street,Alto~, Illinois. The Exceptions filed by Mr.Gilmore have not yet been argued. A subsidiary question which remains open arises as a result of a Petition for Attorneys Fees filed by Mr.Armbruster,to which an Answer was filed on behalf of the Executor and Trustee by the "undersigned.There have been no hearings,Arguments or Briefs with respect to this Petition and Answer. ·~HT.MARRINER &M~CREIGHT The Honorable Paul A.Simmons June 11,1973 Page Two ~STATE OF RUTH C~JONES <No.63~7l-554 This decedent's estate has pending a claim presented at the Audit of the First and Final Account,which claim was to be the subject of Briefs and Argument and,if necessary,·a hearing.The Briefs have been filed,but the matter never went forward to Argument·or'hearing. Henry A.Jones,the Executor and sole beneficiary of this estate,is represented by McCreight,Marriner ,&~1cCreight,The claimant,Mrs.Katharine Jones Dunston,is represented by Howard E.Goldfarb,Esquire.The claim alleges alternatively either that the Will is void because conditioned on a false assumption or that the gift to Henry A.Jones is charged with a Trust in favor of the claimant. Counsel are presently engaged in settlement negotiations and the undersigned believes that the matter will be settled in the near future and that further Court proceedings will probably be unnecessary. Incidentally,the suggestion was made at Audit and con- curred in by Judge Marino that Briefing and Argument .on the legal questions preceed any hearing on,the questions of fact because it is the position of Henry A.Jones that a question l.s solely a question of law. GUTHRIE ESTATE No.411-1970 This matter is still pending,but is being handled by ,Judge DiSalle,who was presiding specially at the time of the 'Audit.All disputes have been resolved and we expect a Decree of Distribution within the next few days. The foregoing are all of the matters which the undersigned has presently pending before the Orphans'Court except for Accounts which will corne before the Court for Audit at the next regular term of Audit Court. I congratulate you upon your confirmation and wish you well in your new assignment.If I may be of assistance at any time, do not hesitate to call upon me. Respectfully yours, MCCREI~HT,MARRINER &McCREIGHT JCM/dl •~e,~::::-:::--T1"----M~cCreight~ M g CREIG HT,MARRIN ER &Mg CRE)GH T ATTORNEYS AT LAW 520 WASHINGTON TRUST BUILDING WASHINGTON,PENNSYLVANIA 15301 .JOHN B.M~CREIGHT STEPHEN D.MARRINER .JAMES C.MSCREIGHT CLARENCE A.CRUMRINE STEPHEN D.MARRINER,JR. June 6,1973 The Honorable Richard DiSalle Court of Common Pleas' Washington County Court House Washington,PA 15301 IN RE:Estate of Clarence F.Guthrie- Life Insurance Trust No.411 of 1970 nea~Judge DiSalle: AREA CODE 412 PHONE 225-6600 I enclose a proposed order for the appointment of the Union National.Bank of Pittsburgh as sole successor Trustee of the Guthrie Trust and for the discharge of the original Trustees from future liabilities. You will·notice the effective date is to be the date of Decree of Distribution which is now being prepared by the Court. I have reconfirmed by telephone that the Union National Bank of Pittsburgh remains willing to accept the trust. Respectfully yours, McCREIGHT,MARRINER &McCREIGHT JCM:cla Enclosure cc:Frank C.Roney,Esquire Frank A.Conte,Esquire Frank C.Carroll,Esquire It is therefore accept appointment as sole successor Trustee; ,I IJ II I IIIiIII I I ) ) )No.411 of 1970 ). ) ,1973,Lois F.Guthrie,Florence P. ORPHANS'COURT DIVISION APPOINTMENT OF SUCCESSOR TRUSTEE AND Nmv,June Estate of-Clarence F.Guthrie- Life Insurance Trust (1 )The Union National Bank of Pittsburgh be and it IN THE COURT OF COMMON PLEAS OF 1tlASHINGTON COUNTY,PENNSYLVANIA provisions of Article III - L of the Trust Agreement,which AND said Trustees having-unanimously requested that AND said Bank having ~videnced its willingness to -1- ORDERED ADJUDGED and DECREED IN RE: Carberry and Archie B.Callender,Jr.,having submitted their provides that:"In theevent.a Trustee dies,resigns or for any other reasbndoes not desire to act as Trustee under the terms of vacancy shall be filled by the remaining Trustees.In the event this Trust Agreement or is unable to act as Trustee for any by the late Clarence F.Guthrie,which resignation is to take effect upon confirmation of the First and Final Account filed in their behalf by Archie B.Callender,Jr~,and Florence P.carberr~, two of the trustees,and distribution to a successor Trustee to I be appointed by the Court in accordance with law and with the ! be then discharged from future liability in accordance with law; burgh as sale successor Trustee,and that the resigning Trustees the remaining Trustees are unable to agree upon a successor Trustee then the successor Trustee shall be appointed by the Judge of the Orphans'Court of Hashington,Pennsylvania." reason whatsoever under the terms of this Trust Agreement,the resignation as the Trustees of the Life Insurance Trust created filled by the appointment of The Union National Bank of Pitts- that the complete vacancy in office created by their resignation be distribution in accordance with the said Decree of DistribUtion. take effect upon distribution in accordance with the Decree of been submitted to the Court,the appointment and resignation to II I I.1!! IhaveI Iii I ! I IJ.I BY THE COURT: BY~--:--~-~---;--::-:--------Specially Presiding the said Archie B.Callender,Jr.,Florence P.(2) Clarence F.Guthrie,to Archie B.Callender,Jr.,Florence P. Carberry and Lois F.Guthrie shall be discharged from future Carberry and Lois F.Guthrie,whose resignations as Trustees Insurance Trust Agreement of October 8,1961,of the late liability upon the filing of distribution receipts evidencing Distribution of this Court dated and;-------------- '\ IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS COURT DIVISION IN RE:FIRST AND FINAL ACCOUNT ) OF TRUSTEES OF LIFE ) INSURANCE TRUST OF )NO.411 of 1970' CLARENCE F.GUTHRIE,) DECEASED.) NOTICE OF 'CL'AIMS TO:JAMES C.McCREIGHT,Attorney for Archie B.Callender,Jr. and FlorenceP.Carberry,two of the trustees under Revocable Life Insurance Trust Agreement of Clarence F. Guthrie,deceased,dated October 8,1961. Washington Trust Building Washington,Pennsylvania 15301 Dear Mr.McCreight: You are hereby notified that there is due and owing to me from Trust Fund "A"and/o,r Trust Fund liB",which funds were created by the aforesaid Trust Agreement,the sums of money as set forth hereinbelow for which I hereby make claim thereto: (1)Pursuant to the provisions contained in the sai trust agreement,to-wit:Paragraphs A.l and B.l I hereby re- quest and demand payment to me of the net income derived from th," aforesaid trust funds from the date of my husband's death on.. November 12,1961,to and including the date of the audit of the First and Final Account of The Trustees of Life Insurance Trust of Clarence F.Guthrie,Deceased. (2)Pursuant to the provisions contained in the sai trust agreement,paragraphB.l I hereby request and demand that distribution be made out of the principal being held in the subject Trust Fund for the payment made by me of the following college expenses incurred by my and decedent's daughter,Peggy Guthrie,in attending Penn State College and West Liberty College as follows: Penn State College Expenses (Spring Term 1972): J " RODGERS AND RONEY ATTORNEVS AT L.AW 63 S.MAIN STREET WASHINGTON,PA. Tuition $ Room (December-June) Telephone (December-June) Meals Transportation &Miscellaneous expense 250.00 288.00 84.42 280.00 100.00 ,' .f West LiJ5~rty:College Expenses (Fall 1972): , Room deposit Tuition Room and Board Accident &Sickness Insurance Total amount due $50.00 500.00 537.66 '25.00 . $2,114.08 Che'ck No.'Date .payable :to .:Amount 40.00 . 40.00 88.00 16.00 15.00 20.00 7.50 7.50 7.50 . 18.00 5~00 15.00 J.5.00< 35.36 50.00 90.00 75.00 40.00 20.00 9.98 311.00 . 135.00 10.00 12.67 7.50 7.50 ,45.15 200.55 RODGERS AND RONEY ATTORNEYS AT LAW 6S S.MAIN STREET WASHINGTON,PA. 1112 . 1934 receipt 949 receipt receipt receipt. receipt Rental Check 36 48 49 185 2447 3616 1535 3629 1147 3790 3717 3642 ' 3398 102 . 341 273 383 987 759 1042 1290 1920 1934 1937 500 . 834 2045 2289 2/12/66 1/16/68 6/10/65 10/5/65 10/2/65 9/9/65 7/18/65 6/4/65 1/7/66 6/21/65 9/9/65 3/12/62 8/7/62 2/9/70 . 8/4/71 2/16/67 8/5/71 3/17/66 12/1/71 10/14/71 8/21/71 2/8/71 3/29/62 . 5/16/63 1/12/63 7/27/63 11/11/65 2/25/65 12/28/65 7/30/66 1/5/68 1/16/68 1/20/68 3/19/64 5/21/65 4/3/68 10/24/68 Beverly Ann Hirst .$ , Beverly Ann Hirst Beverly Ann Hirst (College-books) West Virginia University Beverly Ann Hirst West Virginia University (books) West Virginia University Bookstore West Virginia University West Virginia University Robert C.Hirst Beverly Ann Hirst Schooling Dr.Anthony Dr.Anthony DES dues Beverly Ann Hirst DES dues DES dues DES dues Beverly Ann Hirst Mrs.Robert Hirst Robert Hirst Robert Hirst Falconi Leasing Co. Final payment of Qar Beverly Ann Hirst Robert Hirst· Robert Hirst Robert Hirst Beverly Ann Hirst Beverly Ann Hirst Beverly Ann Hirst' Grossmonts Apt.(Boats rent) Beverly Ann Hirst San Diago Gas &Electris DES Boats dues DES Boats dues North West Airlines United Airlines (Boats) Page 2 8.00 10.00 150.00 32.00 20.00 . 8.50 3.68 40.00 . 24.00 ,,I Check No.'Date .payabl'e''to .Amount 2304 11/21/68 Beverly Ann Hirst $10.00 3848 12/8/69 Beverly Ann Hirst 30.00 3294 12/7/70 Beverly Ann Hirst 15.00 3315 12/7/70 .Beverly Ann Hirst 10.00 3389 1/29/71 Beverly Ann Hirst 20.00 World Atlas Workbook 1.25 R.McRegional Atlas 2.50 1 Ruler .15 1 compass'.30 6/18/65 West Virginia University Bookstore 3.68 Total $.1,733.27 (4),Pursuant to the provisions contained in the said trust agreement,paragraphB.1,I hereby request and demand that distribution be made out of the principal being held in the subject Trust Fund for the payment made by me of the following expenses in behalf of my and decedent's son,Randy Guthrie,as follows: , Check No.Date 'payab1e'to Amount 10/27/66 LaSalle Ext.University $450.00 1382 10/27/66 LaSalle University 110.00, 1436 12/4/66 LaSalle Univer.sity 30.00 1435 12/4/66 LaSalle University 30.00 . 1496 1/17/66 LaSalle University 30.00 1534 2/14/67 LaSalle University 30.00 1574 3/28/67 LaSalle University 60.00 1578 3/28/67 LaSalle University 137.50 36 2/5/62 Dr.Michanowicz (teeth)125.00 49 3/12/62 Dr.Anthony 188.00 . 1350 9/19/66 Dr.Signore11a (allergy)42.00 1454 12/14/66 Dr.signorel1a 10.00,. 1482 1/10/67 Dr.Signorel1a 18.00 1531 2/14/67 Dr.Neis 10.00 2015 3/11/68 Dr.Signorella 16.00 . Receipt 7/21/65 Dr.Price 6.00 169 7/12/62 J.P.Kumer (fine)30.00 468 1/15/64 c.R.Guthrie 75.00 833 5/21/65 Dr.Moore (feet)22.00 900 8/20/65 Dr.Moore (feet)72.00 954 10/5/65 Jus ta Pharmacy 13.40 . 962 10/5/65 Dr.Signore11a 9.00 1139 3/19/66 Dept.of Revenue 4.00 1156 3/23/66 Union National Bank 333.52 1176 4/11/66 Dr.Price 10.00 . 1146 3/14/66 Dept.of Revenue 10.00 1302 8/8/66 Andersons (2 tires)30.60 1546 3/4/67 Dept.of Revenue 4.00 . 2782 .10/24/67 Gen.Heating (thermostat for trailer)5.00 3021 4/5/70 c.R.Guthrie 20.00 3237 10/12/70 c.R.Guthrie 5.00 3292 12/6/70 Randy Guthrie 5.00 9/21/65 Dr.Signorel1a 9.00 11/2/65 Dr.Signorella 5.00 RODGERS AND RONEY 11/22/65 Dr.Signorella 8.00 ATTORNEYS AT LAW 8/6/66 Dr.Signorella 12.00 as s.MAIN STREET WASHINGTON,PA. Page 3 •1 ,~ Check No.'Date 'payable''to 'Amount 8/15/66 Dr.Signore11a $5.00 8/16/66 Dr.Signore11a 5.00 8/17/66 Dr.Signore11a 5.00 8/18/66 Dr.Signore11a 5.00 ' 8/19/66 Dr.Signore11a 5.00 8/20/66 Dr.Signore11a :5.00 ,~1/29/66 Dr.Signore11a 10.00 12/10/66 Dr •Signore11a 8.00 .2/13/68 Dr •Signore11a 10.00 .2/19/68 Dr.Signore11a 6.00 3/30/68 Dr.Signore11a 19.00 4/4/68 Dr.Signore11a 8.00 Total $2,066.02 (5)Pursuant to the provisions contained in the said trust agreement,paragraph B.1,I hereby request and demand that distribution be made out of the principal being held in the subject Trust Fund for the payment made by me of the following expenses in behalf of my and decedent I s son,Robert Guthrie,as follows: Check No.Date ,payabIe'to Amount RODGERS AND RONEY ATTORNEYS AT LAW 63 S.M,AIN STREET WASHINGTON.PA. 34 184 ' 185 318 791 receipt 2249 2206 2767 2830 2869 3057 3051 3126 1682 3009 309.3 3125 3128 981 1073 1122 ' 1129 .1158 1196 1216 1251 1314 1360 1507 1761 1799 2/5/62 ' 8/7/62 8/7/62 4/2/63 4/13/65 2/13/63 9/25/68 8/13/68 10/6/69 11/25/69 12/18/69 5/4/70 5/4/70 ' 7/14/70 7/8/67 3/23/70 6/8/70 7/14/70 ' 7/14/70 11/1/65 1/17/66 3/4/66 3/9/66 3/29/66 4/21/66 5/16/66 6/10/66 8/15/66 9/28/66 1/25/67 9/11/67 10/18/67 Dr.Anthony $ Dr.W.Laschid Dr.Anthony Dr.Anthony Robert Guthrie Martin Optical (glasses) Dr.Signorel1a Dr.Signorel1a Dr.Signorel1a Dr.Signore11a P.r,evatt Mem.Hague Ambulance Dr.R.Davies Dr.R.Davies Dr.Davies Dr.Signore11a Dept.of Revenue Liberty Mutual Ins. Prudential Ins. R.E.Guthrie Union National Bank (loan) Sears Robert Guthrie U.S.Treasury (Int.Rev.) Sears Mrs.Donald Devers (phone calls) Sears Sears Sears Robert E.Guthrie (loan) Sears Liberty Mutual Car Ins. Bob (cash) Page 4 109.00 10.00 16.00 200.,00, 20.00 5.00 8.00 ' 15.00 ' 10.00 6.00 5.00 5.00 15.00 ' 5.00 6.00 ' 14.00 ' 70.75 10.56 100.00 22.56 14.00 ' 20.00 ' 6.58 14.00 15.00 14.00 " 7.00 14.25 100.00 10,:40 144.50 20.00 ,1 Tf Check NO.Date 'payabTe''to .Amount 72.25 3.15 14.00 10.00 15.00 10.00 10.00 10.00 10.00 68.75 54.50 4.00 31.93 50.00 46.00 4.00 70.00 25.00 ' 32.20 6.00 15.00 8.00 10.00 6.00 $1,618.38 Libe.rty.Mutual (car)$ R.E.Guthrie R.E.Guthrie Cash (Union Nat'l. car payment) Kriner (J.P.-fine) Cash (car payment) Cash (ciar payment) Dept.0 f Revenue Cash (car payment) Liberty Mutual Ins. .Liberty Mutual Ins. Dept.of Revenue ,Vet.Admin.(life ins.) Robert Guthrie Prudential Ins. Dept.of Revenue Liberty Mutual (car ins.) Robert Guthrie Vet.Admin.(life ins.) Dr.Signore11a Dr.Signore11a Dr.Signore11a Dr.Signore11a Dr.Signore11a 11/21/67 12/16/67 . 6/24/68 6/4/68 5/31/68 4/3/68 2/5/68 2/7/68 3/6/68 6/6/68 9/3/69 9/26/69 9/29/69 10/23/69 12/19/69 1/2/70 2/27/70 1/6/70 3/23/70 6/13/67 7/30/68 8/8/68 9/23/69 10/30/69 Total 1855 1877 2143 2119 2116 2044 1959 1965 2002 2128 2723 2756 2754 2780 2870 2891 29"'0 . 2900 . 3010 (6)Pursuant to the provisions contained in the said trust agreement,paragraph B.1,I hereby request and demand that distribution be made out of the principal being held'in the subject Trust Fund for the payment made by me of the following expenses in behalf of my and decedent's daughter,Donna Guthrie Drochak,as follows: Check No..Date .payable to Amount 175 7/23/62 Frank Vu1cano Drivers training $20.00",. 566 6/10/64 Howley Gen.Tire 2 tires 56.80 1106 2/5/66 Dept.of Revenue 10.00 1149 3/19/66 Opeka Auto Repair 100.00 858 6/19/65 JoeG.Inc.1,783.00 859 6/19/65 Russ Dally 20.00 and 1,803.00 Rental Check 80 8/30/66 Liberty Mutual Car Ins.17.18 Rental 56 12/16/65 Liberty Mutual Ins.17.18 1165 4/6/66 Liberty Mutual Ins.17.18 1248 6/10/66 Liberty Mutual Ins.17.18 1399 11/7/66 Liberty Mutual Ins.17.18 1553 3/9/67 Liberty Mutual Ins.17.18 1650 '6/9/67 Liberty Mutual Ins.17.18 1881 12/18/67 Liberty.Mutual Ins.17.18 1752 9/7/67 Liberty Mutual Ins.17.18RODGERSANDRONEY20233/15/68 Liberty Mutual Ins.17.18 ATTORNEYS AT L.AW 1650 6/9/67 Liberty Mutual Ins.17.18 63 S.MAIN STFZEE'T'2124 .6/6/68 Liberty Mutual Ins.17.18WASHINGTON,PA. Page 5 CheCk No.Date ., 'Payable''to ,Am:ount RODGERS AND RONEY ATTORNEYS AT LAW 63 S.MAIN STREET WASHINGTON.PA. 514 516 883 582 . 603 607 612 669 625 571 557 2018 855 2931 3059 3856 1147 241 1535 23 185 321 629 555 Rental 39 2703 519 561 580 610 610 611 627 637 727 695 742 . 736 762 . 783 785 807 809 810 825 886 4/20/64 . 4/23/64 7/15/65 7/9/64 7/29/64 7/31/64 8/19/64 10/26/64 8/28/64 6/18/64 6/2/64 3/11/68. 6/17/65 1/30/70 5/4/70 1/10/72 . 3/17/66 10/18/62 2/16/67 1/9/62 8/7/62 4/5/63 9/10/64 6/2/64 . 7/15/65 8/13/69 4/28/ 6/8/64 7/6/64 8/18/64 9//64 8/18/64 9/9/64 ' 9/10/64 and 10/64 12/23/64 11/21/64 1/25/65 1/12/65 3/15/65 4/5/65 4/5/65 4/21/65 4/6/65 4/22/65 4/23/65 5/18/65 7/20/65 4/23/65 7/20/65 7/20/65 8/3/65 8/3/65 8/14/65 8/14/65 8/27/65 8/27/65 9/13/65 9/13/65 Langs (clothes)$ Langs (clothes) Janet Bridal Shop Barchert Cash (\'i.edding) Bethel Bakery (cake) Ma10nes Florist Normans Studio (pictures) Krnart (paper plates etc.) Mary Beharry(invitations) Normans Studio (pictures) Fartro Maytag Initiation' Lodge dues Lodge dues Lodge dues OES dues W.B.Hoop Ca1t. OES dues' Dr.Anthony Dr.Anthony Dr.Anthony Dr.Anthony Dr.Anthony Dr.David Bell Donna Penn Commercia1(down payment) Penn Commercial (books) (tuition) Bus fare to Penn Com. three weeks Penn Com. Penn Com. Penn Com. Supplies Penn Com.(books) Penn Com. Penn Com.(Nov.&Dec.) School supplies Penn Com. School supplies School supplies Penn Com.(Feb .Mar.) School supplies Penn Com. Supplies (books) Grad.pictures Penn Com. Typing paper &supplies Supplies (1/2 da) Comet car payment Comet car payment interest Car payment Car interest Car payment Car interest Car payment CAr interest Car payment Car interest Page 6 103.86 103.86 11.45 69.72 100.00 .20·.'00 134.93 157.60 20.13 65.20 20.00 74.20 . 15.00 15.00 7.50 7.50 7.50 700.00 7.50 .72.00 . 20.00 10.00 24.00 21.00 80.00 20.00 10.00 14.40 ,SO.OO 10.05 50.00 50 •.00 50.00 2.15 11.55 50.00 100.00 7.00 50.00 7.40 . 11.15 100.00 10.00 33.50 8.40 9.50 4.50 3.50 . 14.00 . 30.00 . 20.00 3.00 20.00 3.00 20.00 3.00 20.00 3.00 20.00 3.00 Check No..Date 'patab'let'o ''Amount 10/15/6:;Car paymen.t $20.00 10/15/65 Car interest 3.00 10/22/65 Car insurance 8.60 l~~~~~§~ElF ~§~g§~t 28:§§2.. 11/12/65 Car interest 3.00 11/12/65 Car insurance 8.58 5 1/28/66 Car payment 40.00 114 6/29/66 Car payment 40.00 1/28/66 Car int;e:res't·;·~,6.00 6/29/66 Car interest 6.00 141 '7/28/66 Car payment 40.00 ,7/28/66 Car interest 6.00 7/28/66 Car insurance 19.00 171 8/31/66 Car payment &INterest 46.00 189 9/29/66 Car payment &Interest 46.00 207 10/29/66 Car payment &Interest 49.00 292 2/14/67 Car insurance 55.18 482 7/28/67 Car payment 100.00 511 8/30/67 Car payment 25.00 544 10/1/67 Car payment 25.00 201 11/2/67 Car payment 25.00 ' Total $7,303.37 (7)Pursuant to the provisions contained in the "---.,: said trust agreement,paragraph B.l,I hereby request and demand that distribution be made out of the principal being held in the subject Trust Fund for the payment made by me of the following expenses in behalf of my and decedent's daughter,Peggy Guthrie, as follows: Check NO.Date 'payable 'to Amount- 773 3/18/65 Volkwein Bros. (music)$1.99 485 3/14/64 Volkwein Bros. (clarinet)10.00 receipt 3/5/64 Volkwein Bros. (clarinet)10.00 receipt 5/25/64 Volkwein Bros. (clarinet)131.73 1253 6/17/66 Samuel Ready School (reg.&room dep.)30.00 1287 7/26/66 Sylvia Putzizer (uniforms)80.00 1288 7/27/66 P.J.McEvay (gym suits)26.35 1309 8/15/66 P.J.McEvay (hal.gym suits)1.55 1330 8/30/66 Sam Ready School (1/2 tuition down payment)1,008.00 1335 9/1/66 Sylvia Putzizer (uniforms)96.40 1337 9/12/66 Sam Ready School (school sup.cash card)5.00 RODGERS AND RONEY ATTORNEYS AT L.AW 63 S.MAIN STREET Page 7 WASHINGTON,PA. Check No..Date .'Amount 1338 1405 1413 1420 . 1443 1485 1502 1506 1549 1613 1646 1735 1746 1876 2007 2241 Rent check 84 95 2724 2142 2333 2462 2532 2639 2733 2798 2827 854 2965 3001 3067 3092 . 3148 3194 3211 RODGERS AND RONEY 3218 ATTORNEYS AT LAW as S.MAIN STREET WASHINGTON,PA. 9/12/66 11/7/66 11/11/66 11/18/66 12/14/66 1/10/67 1/23/67 1/25/67 3/4/67 5/10/67 6/9/67 8/14/67 8/6/67 12/14/67 3/11/68 9/18/68 9/1/66 11/21/66 9/4/69 6/23/68 11/23/68 2/14/69 4/11/69 6/21/69 9/9/69 11/11/69 11/25/69 6/16/65 2/20/70 3/19/70 3/12/70 6/6/70 7/22/70 9/10/70 9/14/70 9/26/70 . S.Ready School (allowance)$ S.Ready School (books) S.Ready School (tickets) S.Re.ady School (allowance) S.Ready School (school supplies) Sylvia Putzizer (tiniforms)' S.Ready School (Peg•acct.) S.Ready School (Tuition &Supplies S.Ready School (Peg.Acct.) S.Ready School S.Ready School (music books) Glenmore Academy Glenmore Academy (1/2semester) Glenmore Academy (tuition payment) Glenmore Academy (tuition payment) W0£idaof Benrisy+- vania.LI('he~l.'!:h:..,.ins•) Cash (to take Peg.to S.Ready School)- Baldridge Reading & StUdy Skills Puritan Life Ins. (school) First Christian Church (Church camp) Shiflet Enterprises (school pictures) First Christian Church (Youth retreat Class) Peters Twp.High School (Class'ring)' Christian Churches Camp Jack Wiley (class ring) College Entrance Ex.' Board Bell 'trot,e Lab. (school pictures) First Christian Church (church camp) Peggy Guthrie Peggy Guthrie Peggy Guthrie Christian Churches (church .camp) Normans studio (class pictures) Yoffre &Beitman (school ins.) CEEB (College Boards) Normans Studio (school pictures) Page 8 20.00 . 19.99 10.00 25.00 3.25 7.50 25.00 803.25 20.00 . 18.67 3.09 10.00 855.00 400.00 400.00 2.75 100.00 70.00 3.50 18.50 2.65 3.00 10.00 16.00 15.50 5.50 2.65 18.50 10.00 10.00 10.00 5.00 10.00 3.50 5.75 34.43 Check No.'Date 'Payable 'to Amount 3248 10/22/70 .Conunonwe.al thof Pa. (application Slippery Rock)$10.00 3335 12/18/70 Peggie Guthrie 15.00 3369 1/11/71 Peggy Guthrie 10.00 3367 1/12/71 Penn.State Univ.10.00 3446 3/12/71 W.Va.Wesleyan College 25.00 3469 4/12/71 Penn.StateUniv. (enrollment)50.00 3509 3/13/71 Peggy 28.50 3550 6/4/71 Holiday Inn (room college tests)19.08 3639 8/13/71 Penn.StateUniv..2__8.67 3838 1/4/72 Cash ,to Peggy 25.00 3738 10/23/71 Postmaster (C.O.D.college ring)33.26 932 9/13/65 PTHS (school ins.)3.00 1686 7/8/67 Crossroads Muse Center 4.50 1698 7/15/67 II ""4.00 . 1712 7/22/67 II II 4.50 1715 7/29/67 II II 3.00 1730 8/12/67 II II 3.00 1742 .9/2/67 II II 3.00 1767 9/16/67 II n 3.00 1769 9/23/67 II II 3.50 1798 10/17/67 Mary Soffel (music lessons)3.00 1810 10/20/67 II II 4.58 1818 10/28/67 II II 3.00 1824 11/4/67 II 4.30 1832 11/11/67 "3.00 1846 11/18/67 II 3.00 1863 11/24/67 II 3.00 1865 12/2/67 II II 4.05 1869 12/9/67 II "3.00 1899 12/23/67 II II 3.00 1922 1/6/68 Cash (piano lesson)3.00 1928 1/13/68 Mary Soffel (music lessons)3.00 1938 1/20/68 II II 3.00 1944 1/27/68 II "3.00 1955 2/3/68 ""3.00 1974 2/10/68 "II 3.50 1982 2/17/68 II 3.50 1990 2/24/68 3.50 1999 3/2/68 3.50 2005 3/9/68 3.50 ,2037 3/27/68 3.50,'2040 3/29/68 3.50 2050 4/6/68 3.50 2080 4/19/68 3.50 -2084 4/29/68 II 3.50 2089 5/13/68 II IF 3.50 2106 5/20/68 II II 3.50 2114 5/29/68 II II and books)5.57 2118 6/3/68 Mary Soffel (music lessons)3.50 2133 6/10/68 II 3.50 2137 6/17/68 II 3.50 2152 .7/1/68 II 3.50 2158 7/8/68 "3.50 2175 7/17/68 II 3.50 2240 .9/16/68 II 3.50 2246 9/23/68 II 3.50 2274 10/9/68 II II 3.50 2277 10/16/68 II II 3.50RODGERSANDRONEY228810/24/68 II II 3.50ATTORNEYSATLAW229611/13/68 ""3.5063S.MAIN STREET WASHINGTON,PA.Page 9 Check No..Date .Payable"to .Anrount 2303 11/20/68 Mary Soffel (Music lessons)$3.50 2337 11/27/68 "3.50 .2370 .12/18/68 "3.00 2404 1/8/69 3.00 2411 1/15/69 3.00 2426 1/22/69 3•.00 2433 1/29/69 3.00 2436 2/5/69 3.00 2469 2/22/69 3.00 receipt 3/24/64 Dr.Toothman (dentist)150.00 receipt 3/24/64 """.50.00 receipt 7/9/64 Dr.Price 20.00 receipt 3/19/64 " " 23.00 receipt 4/20/64 ""43.00 . 49 3/12/62 Dr.Anthony 66.00 receipt 6/16/64 Dr.Toothman 50.00 651 10/8/64 Dr.Toothman (braces)80.00 receipt 7/23/64 "20.00 735 1/7/65 "20.00 1/12/65 "20.00 4/6/65 20.00 5/5/65 20.00 6/8/65 20.00 861 6/21/65 9.00 938 9/20/65 20.00 902 8/20/65 23.00 9/30/65 20.00 10/28/65 "20.00 12/21/65 "40.00 107.9 1/20/66 "20.00 1111 2/10/66 ""20.00 1271 7/14/66 Dr.Schmie1er 5.00 1286 7/26/66 Dr.Toothman 20.00 1329 8/30/66 ""20.00 1346 9/19/66 Dr.Price 8.00 1395 11/4/66 Dr.Toothman 20.00 1426 11/21/66 If "20.00 1458 12/14/66 ""50.00 1725 8/8/67 Dr.Signore11a 12.00 2203 8/13/68 Dr.Price 12.00 2472 .2/24/69 II II 5.00 receipt 6/21/65,II II (extraction)6.00 receipt 8/20/65 II II 12.00 652 .10/8/64 II II 12.00 Rental ck. 97 12/22/66 Dr.Toothman 40.00 74 7/5/66 II II 20.00 71 6/7/66 ""40.00 2930 1/30/70 Dr.Signore11a 7.00 3665 9/7/71 Student Medical Plan 35.00 2471 2/24/69 Dr.Signore11a 4.00 3275 11/7/70 Dr.Price D.D.S.8.00 3586 7/9/71 Dr.Price 10.00 1754 9/7/67 Dr.Signorel1a 16.00 Receipt 3/5/64 Ben Reynolds 10.00 Receipt 5/25/64 II "131.73 8/31/66 Sears,Roebuck &Co. (slip no.00.6.713)2.99 8/31/66 Sears,Roebuck &Co. (slip no.037111)7.8 9/1/66 Bakers Shoe Store (slip no.42142) RODGERS AND RONEY 9/1/66 Bakers Shoe Store ATTORNEYS AT LAW (slip no.47713)4.9 63 S.MAIN STREET 9/1/66 Penneys -(rain coat)7.9 WASHINGTON.PA. Page 10 ____-----..-----c--__------- Check No.Date .'payable''to .'Amount 111 4/63 Dr.Signore1la $.10.00 11/9/63 II 10.,00 2/18/65 II 8.00 2/22/65 ..6.00 2/25/65 "6.00 3/5/65 "8.00 7/26/67 "12.00 8/4/67 15.00 11/2/67 3.00 5/13/68 10.00 12/8/69 7.00 11/2/70 '5.00 11/2/70 '20.00 5/17/71 16.00 1/29/72 13.00 Total . $ .6,309.01 (8)Pursuant to the provisions contained in the said trust agreement,paragraph B.1,I hereby request and demand that distibution be made out of the principal being held in the subject Trust Fund for the payment made by me of the following expenses in behalf of my and decedent's daughter,Penny Guthrie, as follows: -'Check No..'Date .Payable to 'Amount 1523 2/14/67 Dr.Price D.D.S.$4.00 2167 7/9/68 II II 10.00 2397 1/6/69 Dr.Signore11a 6.00 2472 '-2/24/69 Dr.Price 5.00 ' 652 .10/8/64 "..3.00 861 6/21/65 II II 3.00 receipt 3/3/65 ScottysCity Dr~g 7.70 1682 '7/8/67 Dr.Signore11a 10.00 2471 2/24/69 II II 4.00 ' 3275 11/7/70 Dr.Price D.D.S.4.00 3586 7/9/71 "II 8.00 receipt 6/21/65 "II 3.00 1964 2/7/68 Dr.Signore11a 6.00 243 10/25/62 Normans Studios -7.63 1324 8/23/66 Mrs.Norman Hamra (school)18.50 1370 10/10/66 "II II 15.00 1398 11/7/66 II II II 12.00 1437 12/5/66 11 11 11 9.00' 1476 1/9/67 11 II 11 14.50 1516 2/13/67 11 11 11 14.00 1556 3/9/67 11 II 11 10.00 1591 4/5/67 11 II II 12.00 1619 5/15/67 11 ....17.00 1763 9/12/67 World Mutual Health Ins.3.00 2271 10/7/68 Kaufmans (ballet equipment)5.57 2242 9/18/68 Pleasant Valley PTA (ballet)17.50 2221 9/5/68 World of Pa.School Ins.2.75 2341 12/4/68 Shiflet Enterprises (school pictures)2.65 2828 11/25/69 Bell Foto Lab.(9bhoo1 RODGERS AND RONEY pictures)2.65 ATTORNEYS AT LAW es s.MAIN STREET Page 11 WASHINGTON.PA. o _ ,- " 'Check No.'Date"o.~.'-_.'opatah1eto Amount 2725 3202 ' 3269 3662 3736 3811 3789 3751 Total 9/4/69 9/14/70 ' 11/6/70 9/7/71 10/23/71 12/15/71 11/30/71 11/8/71 2/11/64 12/12/64 6/13/67 11/2/67 1/29/68 11/18/68 10/10/71 11/8/71 Puritan Life Ins.Co. Yoffre &Beitman (school ins.) Bell Foto (school pictures) Puritan Life Ins. Ruth Ceramics (learning ceramics) ""II II Shiflet Enterprises (school pictures) Dr.Signorella ""II II II II II II II II II II II II $ $ 3.50 3.50 2.75 3.50 4.97 10.50 14.35 2.70 6.00 9.00 10.00 3.00 6.00 6.00 11.00 12.00 346.22 RODGERS AND RONEY ATTORNEVS AT LAW 63 S.MAIN STREET WASHINGTON.PA. (9)I hereby demand and request payment to me of the interests of my adult children,namely,Beverly Guthrie Hirst, Randy Guthrie and Robert Guthrie,which were assigned to me in the proceeds of the sale of decedent's trucking business in the amount of Seventy-nine Thousand One Hundred Fifty-six Dollars and Fifty- nine Cents ($79,156.59),which sum was turned over to the trustees on March 6,1972. (10)Pursuant to the provisions of Article VIII of th~ albresaid trust agreement,I hereby request and demand payment to me of one-third (1/3)of the total compensation due and claimed by the three trustees for services rendered. R.D.#2 Canonsburg,Pennsylvania 15317 Page 12 IN THE COURT OF COMMON PLEAS,WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION No.4ll.of 1~70 '. IN RE: Estate of Clarence,F.Guthrie-I, of.~...t ..-~~t,... Life Insurance Tru~t~' """.",.'. )··)··)·').'"" , I •• "~.,.oj."-•~t J L fl'~.-, 4',•• SUPPLEMENT TO PETITION SUR AUDIT This is a matter which came before the Orphans'Court for audit on September 13,1972,with the Honorable Richard DiSalle.specially presiding.Beca~se Of the complex history of the case and the numero~s q~eations and claims presented for adjudication,howev~r,h~aring ~nd argument on the questions and claims were postponed,at the suggestion of ·~sel to await JUdge Marino's return to the bench.Judge Marino was familiar with the long and difficult history of the Guthrie Estate. Unfortunately,however,no hearing or argument has been scheduled since the audit and JUdge Marino has now retired. The purpose of this Supplement to the Petition Sur Audit is to summarize the history of the Guthr1e.Estate and to provide information regarding the ques~ions and claims which must be adjudicated by Judge 'Marino's successor. 1.History of the Case Clarence F.Guthrie,late of Peters Township,Washington County,Pennsylvania,died on November 12,1961,survived by his widow and six children,five of whom were minors at the time of 'ahisdeathandoneofwhom::1s"still Aninore<'under the age of 18. He left a Last Will and Testament dated October 8,1961,in which he bequeathed his jewelry,automobile,clothing,and "other -1- purely personal effects"to his wife,and then gave the residue of his estate ~q his wife,Lois F.Guthrie,and Archie B. I'..Callender,Jr.,an9-Florence,P..~CaI'b~t'ry;'~lose,fr:iends.,as . •'.~,~.\....0 !fI,....,,-~,..,,'.~.:.j~'.~'_..'.".:l~'.''",#'Ii.~I'i fl .4 •~\ Trustees of',aRevocableIiifeInsurance Trust which ,he had estab- lished for the benefit ofhls 'wife and children on October 8, ~1/:~}),:. 1961:Lois F.'Guthrlealone.was·tJ:le 'executrix of his Last Will and Testament. Mrs.Guthrie's administration 'ofher'husha-na's estate and the Adjudication"and'Decree which wa's'handed'down'on September 6',1963',upon'her'First and-Final Account were sUbsequently challenged in a Proceedings for Review initiated at No.84 of 1963,A.A.,by Archie B.Callender Jr.and Florence P.Carberry, two ~f the three Trustees of the Life Insurance Trust.After prolonged litigation,a Restated First and Final Account was filed by Mrs.Guthrie on February 6,1970,objections were filed to it on behalf of the two trustees and the Guardian at Ad Litem of the minor children,and an Adjudication was handed down by the Court on October 16,1970,followed ultimately by an Adjudi- cation and Decree dated Febr.uary 9,1972,these latter proceedings being of record at No.411 of 1970. Pursuant to the Adjud~cation and Decree of February 9, 1972,the Executrix on March 6,1972,paid over to the Trust,the sum of $79,156.59,which included a net surcharge of $38,914.53. Then,in accordance with an understanding of·counsel and clients,a First and Final Account of the Trustees under the Trust was prepared and filed on'behalf of Mr.Callender and Mrs. Carberry in order that all of the Trusteesmlght resign and be discharged and The Union National Bank of Pittsburgh appointed as sole suc-cessor Trustee. 2.Principal and Income 1.Mutual Fund Distributions:The original principal of the Life Insurance Trust consisted of the proceeds of the life -2- \ ,. ,; insurance policies listed in Schedule A of the Account.On September 18,1962,the Trustees invested $10,000 of this principal in shares of Federated Investors,Inc.,which sub- sequently became Income Foundation Fund and then Boston Foundation Fund.All of the distributions were reinvested under an automatic reinvestment plan,with the result that some of the shares represent reinvested income. In preparing the Account,counsel for the Trustees followed the rule of Brock Estate,420 Pa.454~which is that capital gains distributions of regulated investment companies or mutual funds are allocated to principal,while income dis- tributions are allocated to income.In the,present case,of cour~e,the fact that all distributions were reinvested meant that a distinction had to be made between the "capital gains" distributions from reinvested income and the "capital gains" distributions from the original investment.These·distinctions were made in the Accounting and are set forth in detail in Exhibits "A"and "B". 2.Distribution from the Guthrie Estate:Schedule "A" of the Account as filed treats the entire distribution from the Estate of Clarence F.Guthrie,which amounted ~o $79,156.59,as ,,~,.principal.Siric~the Audit it has been called to\the attention ,'..j.-..'".~',I:'"-.''••J''..:._"'.',:'.., of counsel 'for the accounting Trustees-that the AdjudIcation and Decree of February 9,1972,which had made no distinction between...~~~ _.'~~",..t,'1". principal and income,was'b~sed ~~6!1 ;the'''~d'judication of October 16,1970.Paragraph 6 on page 3 of the'Adjudication did disting..,::"'. uish,between principal and income,showing the principal balance to be $62,865.75 and the income'balance to be $53,228.44. The total of $116,094.19 found in the Adjudication of October 16,1970,to be the balance for distribution is the balanc appearing in 'the Adjudicatio.n Decree of February 9,1972,but in the Schedule of Distribution of the latter certain deductions, credits,and allowances for counsel fees and expenses were made without any determination of whether they were allocable to princi -3- ".~".. pal or income.The net balance for distribution shown in the Schedule of Distribution was $79,156.59,the figure which,in the present Account is treated as an it'em of principal. One of the questions presented for adjudication by this Account,therefore,is whether it is proper to treat the entire distribution from the Estate of Clarence F.Guthrie as principal and,if not,what the proper allocation 1s between principal and income. In the absence of controlling direction in the Will or Trust,the applicable law appears to be Section 753 (d)of the Fiduciaries Act of 1949 (Section 3543 (d)of the Probate,Estates and Fiduciaries Code )"which provides that all income from real and personal estate earned during the period of administration and not payable.to others shall be distributed pro rata among the income beneficiaries of any Trust ~reated out of the residuary estate and the other persons entitled to the residuary estate. This would imply that th~income earned during the period of administration would maintain its identity as such on distribu- t10n to the Trust. In order to determine the net principal and net income distributable to the Trust 1n the present case,however,it is necessary to decide a further question left undecided in the Adjudication and Decree of February 9,1972,--to wit,whether and to what extent the deductions,credits,and allowances made in that Adjudication and Decree are chargeable against principal , nd/or income.·Here the guide appears to be'Section 11 (2)of the.. Principal <an~Ine'omeAct'Ofl~411}~~~t~o~~''-8~il Pji'.'d'f::th~,Probate, Estates and Fiduciaries Code),which provides,in effect,that ~/the compensation of fiduciaries and court costs and attorneys' t I~,,j and other fees may be apportion'ed between principal and income as the Court may direct. ...•.., It is respectfully suggested that,of.the items shown on the Schedule of Distribution of February 9,1972,the Clerk's Costs and Receipts and the Family Exemption should be charged ...4- entirely to principal and that the compensation allowed the Executrix under Paragraph 9 of the Will for operation of the busi- ness should be charged entirely to income and that the other credits and expenses should be apportioned between principal and income in the same proportion that principal and income bear to the total balance for distribution,that is 54.15%to principal and 45.85%to income.These suggestions would result in the following allocation: SUGGESTED APPORTIONMENT OF CREDITS -Decree of Distribution of February 9,1972- Income Principal Total Clerk's Costs.and Receipts $12.50 $12.50 , Family Exemption Compensation:~t .~xecut,rix ,."~,99,,5.~5 '",II'.J.'~~> •~r '~i t Compensation <,for JOperation,,',o''.!.~',' of Business '18,300.00 Frank A.Conte,Esquire 1,000.00 676.88 1,000.00 10,700.00 1,250.00 McCreight,Marriner & McCreight,Esquires, Rogers &Roney,Esquires f Frank C.Carroll,Esquire 114.62 $26,381.10 135.38 $10,556.50 3,730.10 1,695.00 250.00 $36,937.60 RESULTING APPORTIONMENT OF NET DISTRIBUTION FROM ESTATE :Per~Adjudication 10/16/70 PRINCIPAL (54.15%)$62,865.75 INCOME (45.85%)53,228.4.4. TOTAL (100.OO%):$116',094.19 Credits -$10,556.50 -26,381.10 -$36,937.60 Net 2/9/72 $52,309.25 26,847.34 $79,156.59 3.Attorneys'Fees The Court is requested in the Petition Sur Audit to determine and apportion attorneys'fees.The statement of McCreight,Marriner &McCreight for services rendered and costs advanced up to and including September 13,1972,on behalf of the -5- ',t Trust (subject,of course,to the approval of the Court)was submitted to the Court at the Audit.Additional services have bee rendered and costs advanced since.that date,a statement for which will be rendered at or prior to the hearing to be scheduled by the Court.In additlonto determining the propriety of these and other attorneys'fee and costs.,the Court.is requested to apportion them between principal and income under Section 11 (2) of the Principal and Income Act.Court costs will have to be apportioned in the same way. 4.Trustees'Compensation: The amount and app~rtionment of Trustees'\compensation are also submitted to the Court for determination~ARTICLE VIII of the Revocable Life Insurance ~~ust Agreement of October 8, 1961,is helpful in determining these questions,for it provides as follows:"During the lifetime of the Insured~the Trustees for their services shall recelvemo compensation hereunder.Following the Insured's death the Trustees shall be entitled to deduct each year as compensation for their services hereunder,five (5%)per centum of the gross income":of the trust estate,and in addition,a reasonable annual fee based on the market value of the principal of the trust estate,which fee shall be in accordance with the then prevailing rate of compensation charged by the Trusteesrfor like services, Thus t - and which fee.shall be paid from·income.",. underr ·thefterms of:th~..Trust Instrunient"'~the A,'.~·,·.l 4 •''''.,.......,~....."t f ·'J it .....~,J..., Trustees'compensation is entirely payable from income and is to consist of 5%of the gross income annually and "a reasonable "-~.'f annual fee"based on the market ~alue o·t the principal of the Trust Estate.Since it does not 'appear,that these Trustees have..,.r--.¥. .y.~.,I , ever rendered "like services"the clause which provides that the ,. fee shall be "in~accordance with the then prevailing rate of compensation charged by the Trustees for like services"is inapplicable as stated but a fair construction might be that the fee with respect to principal should be in accordance with the prevailing fees charged by other Trustees rendering like services. -6- A figure of 1/5 to.1/4 of 1%of market value,calculated annually would not be un!easonable,we be~ieve. The Trustees have never received any compensation for the operation of the Trust,and the Court is therefore requested to determine.the compensation payable to them for the entire time that the Trust has been in operation.To assist the Court in this determination,a calculation of approximate annual market values of principal has been made and is submitted herewith by counsel for accountants.The Court will notice,however, that the calculation for June of 1972 treats the distribution from the Estate as heingentirely allocable to principal,a con- clusion which may require amendment in the light of the analysis". ,t ","i ,~..•or ~.,made ear~ier in'/thisl 'Supplement ~to t Petlt,1'o'n,Sur.Audit.·.: t).>II I'....-:,'•~--,'-_,"-'j ~"'"~..Jl. There is a further question submitted for adjudication in connection with the co~pensation of xhe Trustees.As will {..j ~~:,'1 •• ..~~•r ~."j.'".appear by reference to a'letter of Archie B.Callender,Jr., "..I""'~'.<fl';~addressed to the Court and ":dated September 8,1972,a copy of which has been or will be handed to the Court,it is the opinion of Mr.Ca~lender that an equal division of the Trustees'Compen- sation among the three Trustees would be unfair and inequitable. In view of the prolonged litigation in which Mrs.Guthrie's .interests were adverse to the interests of the Trust and in view of the unequal amount of time devoted to the service of the. Trust,Mr.Callender opposes an equal division of the Trustees' Compensation and suggests instead the following division:Lois F.Guthrie 10%,Florence P.Carberry 30%,and Archie B.Callender, Jr.60%.On the other hand,Lois F.Guthrie has in Paragraph 10 of her Notice of Claims demanded 1/3 of the total compensation due and claimed by the three Trustees. 5.Claim of Donna Droohak Included among the documents submitted to the Court at Audit was a written claim presented'by Mrs.-Donna Dl'ochak"a daughter of Mr.and Mrs.'Guthrie',"for payment of medical expenses, This claim would be payable,if at all,under the provisions of -7- ARTICLE I,B.1.of the Trust Instrument,which authorizes the Trustees to pay the net income inter alia "to or for the benefit of the Insured~s children in such proportions and at such time or times as the Trustees,in their sole,discretion,dee~advisable." In addition,the Trustees are authorized to pay so much of the principal as the Trustees in their sole discretion might deem ad- viseable for the "comfort,maintenance,and support"of the childre and to aid them "in the event of any circumstance or condition a'rr'e',d t-1il,g":·ttl e",j1i,'~wherein money is needed."The Trustees hav been unable to reach agreement with respect to payment 'of this cIa 6.Claims of Lois F.Guthrie " At the Audit a written Notice of 'Claims 'was filed on 'behalf of Mrs-.Lois F.Guthrie.These claims are briefly noted and commented upon as follows: 1.The first claim is a demand for payment to Mrs. 'Guthrie of the entire net income of the Trust,in reliance on Paragraphs A.1 and B.l of the Trust Instrument.,It should be noted,first,however,that,as was pointed out in the Court's Adjudication of October 16,1970,there is no Fund A and Para- :"fI .; graph A.l'is therefore,-lnapplicable~As/to Paragraph B.1,Mrs. ••11 ...f ~y ~'l ~.,f '$.', r fl·_j.,J (oj,J r Guthrie's interest'in income'is 'neither 'absolute nor eiciusive •. This is a"spr'inkling"trust;'under the terms of which the Trustees their '4/'.'.\-,,""in ::/.~·sole discretion~'m~y pay 'the net'income to Mrs.Guthrie 1 :'• or for her benefit and/or to or for.the -benefit of the children.. "in such proportions and at such time or times as the Trustees, in their sole discretion,d~em advisable."The language of the paragraph is such as to vest in the Trustees the sole discretionar power to payor withhold income unequally among a group consisting •of Mrs.Guthrie and her,children.As the Account clearly shows, this discretion has be~n exercised to withhold income throughout most of the history of the,Trust.It sho~ld be added,however, that Mrs.Guthrie has not heretofore requested income. On this and other questions of interpretation,counsel for the Accounting Trustees will submit such briefs of the law as the Court may request. -8- I 1 'I I 2.The next seven claims set out in the Notice of Claims filed on behalf of·Mrs.Guthrie consist of demands for principal to reimburse Mrs.Guthrie for expenses incurred by her, for the education,travel,medical and dental treatment,cloth- ing,automobile'expenses,camping,marriage and other costs of raising her childr~n.Thec,laims are made under Paragraph B.1.of the Trust Instrument.Here,again,the discretionary powers granted to the Tru~tees by the Trust Instrument to distribute principal to 0Z:,for the benefit'e,of the-Insured's,wife:and/or chil- f ,•)oil I,,•./dren are very broad,but't'by,-the same "'~oken;'.the,·d.isc:retionary -I 'l ~I($...., ,'.-;_.fI'i _"'''4 ";•~...,;,.,d I..",_'"powers in the Trustees to withhold such payment are equally broad.It is clear,that Mrs.'Guthrie does not have,under the •.~',fl'·,·.-.,',..I'.'!, Trust Instrument,an absolute right to'demand that the Trustees pay for the support and educationi:.r0r.'her~chi'ldren,although,as the Account shows,some tuition claims have been made and paid. The Notice of Claims does not contain any information relating to Mrs.Guthrie's financial situation which.would inform either the Court or the other Trustees on the question of whether or not the discretionary powers granted them should be exercised now. 3.The ninth claim made,in the Notice of Claims 1s a demand by Mrs.Guthrie that "the interests of my adult children••• which were assigned to me in the proceeds of the sale of decedent' trucking business"be paid over to her. This requires some explanation.At the time of the Audit of the Restated First and Final Accoun~in ~he Estate of Clarence F.Guthrie,deceased,in May of 1970 a Petition was filed by the adult children of Clarence F.Guthrie Which,in somewhat ambiguous language,sought a waiver and release by the adult children of their interests in the estate in favor of their mother.This waiver and release is discussed on pages 5 and 6 of the Adjudication of October 16,1970.The conclusion of the Court was:"We will recognize proper assignments and transfers of the interests of the adult Guthrie children to their Mother, Lois F.Guthrie'.11 -9- \..~. '·.f ...~"I .,'; {'J,~.• , I ..~., .,1':1 '. ,, As was made clear in the oral'discus,sions between counsel and I -r j ";.iI. , • ',of l ;,i,Court at that time,·what'·the'Court implH~d was that the document or "",",f l'presented was not a "pr0p.er 'assignmeht 'and transfer"but that, as an abstract question,the interests of,the adult children under the Trust were such as could be assigned to their mother by "proper assignments and transfers,"subject,of course,to the provisions of the Trust Instrument itself. Just what are these interests?During Mrs.Guthrie's lifetime,they are interests in income and principal which are subject to the discretionary powers of the Trustees.Upon the death of Mrs.Guthrie,so long as any child of the Insured is under the age of 21 years the interests are fixed in income but remain discretionary in the Trustees as to principal.As and when the youngest child of the Insured attains the age of 21 years (or at the death of the survivor of Insured's children)the shares become fixed for the first time. Thus,even "proper assignments and transfers of the interests of the adult Guthrie children to their mother"would have no practical effect on the administration of the Trust dur- ing Mrs.Guthrie's lifetime,except possibly to limit the dis- cretionary powers of the Trustees to distribute principal and in- come to the assigning child.The practical effect would Occur after Mrs.Guthrie's death and after the youngest child had attained the age of 21 years.Then,assuming that an adult child who had assigned to Mrs.Guthrie his or her share was :then::':, living,the share which would otherwise belong to that child would belong to the estate of Lois F.Guthrie,deceased.To analyze a possible assignment in any other way would be to rewrite the Trust,a result which the Court cannot permit. It seems doubtful that the results outlined above are the results which Mrs.Guthrie is seeking by the ninth claim con- tained in the Notice of Claims.Instead,the c.laim seems to be '0'/'..'J founded on ;.mis\lnde~"standing.'ot:tl1e,Adjud-1~,atlo~'of 'October 16, I .!1 4-•.,~~,-~.,".f '.,it (-t-~,.....• • 1970.Clearly the adult Guthrie ch~ldren had no direct and assignable interest in the proce~d~o(t,he sale of decedent t s ,\1,."I'.'I .~ -10-~...,""'".1 -, ,• trucking buslnes·s.--Those proceeds were simply 'part of'the assets of the estate of Clarence F.·Guthrie,deceased,which ·were dis- tributed to the Trustees under the Adjudi~ation of October 16, 1970,and the Adjudication and Decree of February 9,1972.The interests of the adult children which Judge Marino considered to be theoret~assignable were the interest of the children under the Trust and these,as has been stated,can be assigned only_subject to the-terms of the Trust. It should be added that we understand that since 1970 Mrs.Donna Drochak,one of the adult children,has withdrawn her participation in the Petition of Waiver and Release andthat·~it is possible that the other adult children share with Mrs.Guthrie a mlsunde~standing of the effect of an assignment·of their interests to their mother. Trustees.This claim has been noted and discussed earlier in this Supplement.• .'.71.,Appointment of Successor.Trustee "'II't.,ty Jl'.'.."I '.'.,'.JF -',•.T \-.:tt ~~I • ".".'A ~JO."J:~ The:Truste~s'.~:;e.~a~~e~d ott-at.least "one i,maiter/~which"p'--• -~ is that they wish to resign:and,be.discharg~d as Trustees and ;.£'"I r request that .The Union Na.tional]3al!k of,,Pittsburgh be.appointed ~"',,"'.~.~.III._'I t,t '....It..-as successor Trustee.The Union National Bank ot Pittsburgh has ~._,")0.~....."I .".1 if i 1f~1'" .~--'..'~--.~-indicated its willingness*to\accept this appointment. Authority for the Court to act in this matter is found not only in the general law relating to Trustees but specifically in ARTICLE III (.,L)of the Trust Instrument which provides:"In the event a Trustee dies,resigns,or for any other reason does not desire to act as Trustee under the terms of this Trust Agreement,or is unable to act as Trustee for any reason whatso- ever under the terms or this Trust Agreement,the vacancy shall be filled by the remaining Trustees.In the event the remainiJ'!.g Trustees are unable to agree upon a successor Trustee then the -11- . ".'... ,. 'I .. ,~. t,... I r il ~I ~,. successor Trustee shall be 'appointed by the JUdge of the Orphans' Court of Washington County,Pennsylvania.1t 8.Suppleme'ntal Accounting and Briefs So much time has elapsed since the preparation and filing of the First and Final Account of the Trustees that some supplemental accounting will be necessary to bring the accounting up to date.In addition,some additional expenses have been incurred,including attorneys'fees,income tax payments advanced, and Trustees'compensation for the interim period.Counsel for the Accounting Trustees will provide these supplemental account- ing figures upon request by the Court. In addition,such briefs of the law as the Court may request will be prepared and filed by counsel.' Respectfully sub~itted, McCREIGHT,MARRINER &McCREIGHT Trustee C' Jr ,.11••...'". " 'J ,'~ ".,~..-t ,. , /, -. IN THE COURT OF CO~~ON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION-------_._--, Estate of ) Clarence F.Guthrie-)No.411 of 1970 Life Insurance Trust) SUPPLENENT TO PETITION SUR AUDIT oJ'--".,J .-~...., <-c:.)"*-., ~>(Jl J: ~Z>Gl(Jl -lJ:0- Z~'-l -l :0oCz(Jl.-l 11 1Il.,.~ ro Z Gl 3:C'l() ;0 JT1 G'l :I»:-'-+ -l 3:g »z ;0 III ;0-<-(JJ z >JT1-l ;0 ~Ql ~3:o () ;0 JT1 G'l:I-l h.::=:t:J(nr:,:::o.::<:C)c:::----__c.)V1----.,," r"- C') .0 :; .. 2:::: ~ "-;., -, ,.~ -' -.~t1-:;-\::;r-__ .:.t,.(,.-,(.J 'v ~- ~ ... McCREIGHT.MARRINER Be McCREIGHT ATTORNEYS AT LAW WASHINGTON TRUST BUIl.DING WASHINGTON,PA. IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:) ) ESTATE OF CLARENCE F.GUTHRIE.)',NO.'4·11'of.~972..). -LIFE INSURANCE TRUST ) ,.. <• (." CALCULATION OF APPROXIMATE ANNUAL MARKET VALUES OF PRINCIPAL December,1962 12/20/62 12/20/63 12/21/64 12/20/65 Insurance proceeds Less cost of 4020 shares of Income Foundation Fund Net 4124.416 shares Income Foundation Fund @$2.31' Approximate Market Value December,1963 Net insurance proceeds 4300.468 shares Income Foundation Fund @$2.36 Approximate Market Value December,1964 Net insurance proceeds 4493.851 shares Income Foundation Fund @$2.47 Approximate Market Value December,1965 Net Insurance proceeds 4711.544.shares Income Foundation Fund @$2.65 Approximate Market Value $35,424.59 10,000.00 25,424.59 9,527.40 $34,951.99 $25,424.59 10,149.10 $35,573.69 $25,424.59 11,099.81 $36,524.40 $25,424.59 12,485.59 $37,910.18 12/20/66 12/20/67 12/20/68 12/15/69 December,1966 Net insurance proceeds 993.862 shares Income Foundation Fund @$11.54 Approximate Market Value December,1967 Net insurance proceeds 1064.901 shares Income Foundation Fund @$12.72 Approximate Market Value December,1968 Net insurance proceeds 1148.257 shares Income Foundation Fund @$14.32 Approximate Market Value December,1969 Net insurance proceeds 1223.893 shares Income Foundation Fund @$11;02 Approximate Market Value $25,424.59 11,469.17 $36,893.76 $25,424.59 13,535.23 $38,959.82 $25,424.59 16,443.04 $41,867.63 $25,424.59 13,487.30 $38,911.89 1235.549 shares Income Foundation Fund @$9.8~'.~12/15/70 Net insurance proceeds Approximate Market Value December,1970 {, " r . '.ft·'.' t ;';l' $25,424.59 ,.'12,15}.80 $'.37 ,582 .39 12/20/71 8/11/71 December,1971 Net insurance proceeds 1265.212 shares Income Foundation Fund @$10.41 c.R.Guthrie Approximate Market Value $25,424.59 13,170.86 2,000.00 $36,595.45 --------.r------------------------ June,1972 3/6/72 6/20/72 2/16/72 4//72 Net insurance proceeds Distribution from Guthrie Estate 1286.334 shares Income Foundation Fund @$11.36 Donna G.Drochak -principal distribution Beverly G.Hirst -principal distribution Approximate Market Value $25,424.59 79,156.59 1~,612.75 2,000.00 2,000.00 $115,193.93 Respectfully'sUbmitted, (' ".. •c ,. ".. ./"..... ~ IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION NO.411 of 1972 * * * * *** * * * *** * * * * IN RE: ESTATE OF CLARENCE F.GUTHRIE - LIFE INSURANCE TRUST ** * ****** ******* * C"·.---..J*****~.~~:** * * ***** -0 r C_"':c......J J>'en c::> CALCULATION OF APPROXIMATE ANNUAL MARKET VALUES OF PRINCIPAL :E»UlI ~Z»G1 Ul -lI 0_ Z ~\-l ;:0o czUl.-l 1].ro»c ro z (;', s: () () ::0 fTl G) I ;l>-i-l . -l s:g ;l> z ::0,..,::0-<-Ul Z»fTl -l ::0 ~Q:> :E s: () () ::0 fTl G) I -i :r:=:;::::3:::n l>fT1 c: (f'>C)(f) ::J:U;(fl :::;:--{rn,--.~....-t 'j.:":t ;+j '::>.-.~"-, ......--i't c:---..~ ... -.J toN e.-c:::::;..:: .-...) ...n -c»-.1: _. l .,...- '_._- ~ McCREIGHT.MARRINER 8:McCREIGHT ATTORNEYS AT LAW WASHINGTON TRUST BUILDING WASHINGTON,PA. ',""". IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS COURT DIVISION Estate of Clarence F. Guthrie -Life Insurance Trust No.411 of 1970 A.A. SUPPLEMENTAL ACCOUNTING AND SUGGESTED DISTRIBUTION AND NOW,MaygO,~973,pursuant to the request of the Court made at the hearing of May 21,1973,the following supple- mental accounting and suggested distribution is submitted.The supplemental accounting (a)reallocates principal and income in accordance with the apportionment suggested in 2.2 (pages 3-5) of the Supplement to Petition sur AUdit,and (b)adds to the balances the income and principal received since the preparation of the Petition sur Audit in September of 1972.The suggested distribution reflects the suggestions for ,distribution made ,at the hearing of May 21,1973. I. Supplemental Accounting 1.Balances as of September 1972: Principal Income Total Petition sur Audit $112,551.36 ~15;496.70 128,048.06 Revised per Supplement 85,704.02 42,344.04 128,048.06 Adjustment"-26,847.34 +26,847.34 ,0 (Note:For explanation,see p.5 of Supplement to Petition sur Audit) 2.Additional Receipts and Disbursements to April 1,1973: ._Principal Income Total Correction 'to reflect ','";bank charge"for new.".'.','.i'i.·. checkb90k 3!1~/69'(~'-,....;,'.($3.82}''.($3.82) Boston Foundation Fund shares (cost)295.86 726.87 1,022.73 Savings account interest :2,694.47 2,694.47 Total additional receipts'.',',,'",. and disbursements.:<'·$2~5~86·~'3,417.52 3,713.38 3.Total to April 1,1973 i'~'':~85,99~.8~~4.5~761.56 131,761.44 •! r • 4.List of assets as of April 1,1973: 1915.746 shares of Boston Foundation Fund,ln kind in Custody Account _~ #0-604-198 in State Street Bank and~'M,,"• Trust (Compa:ny:-.:..,:"at,~cql?t'•.f,,..,'.r~,·.:,;,.',(23.;264,.15 Savingskccount ~Mt.Lebanon Federal Savings and Loan Association 8,175.41 Savings Account -Union National Bank ~ of Pittsburgh .'"'..•.,.;.1'87 ,035.12 Savings Account -First'.,Federa.;I.~?-vlngs and Loan Association of Washington -12,839.23 Checking Account -Union National Bank of Pittsburgh ,.'-i'..447.53 $131,761.44 II. Suggested Distribution (1,117.97) (1,150.30) 1,117.97 1,150.30 Principal Income Balance Balances as above '$85,999.88 45,761.56 131,761.44 Percentages 65.27%34.73%100% Court Costs (1)(1) (1) 2. 3. 4.Trustee compensation -(2) 5%of total gross income 1/4 of 1%of principal annually 1. 5.Other administration ex- pepses: R.A.Gwennap,C.P.A.$ McCreight,Marriner & McCreight Statement of Sept.11,1972 Statement of May 21,1973 Frank A.Conte,Esq. Frank C.Roney,Esq. Frank C.,Carroll,Esq. ~.Lois F.Guthrie - Tuition expense claim Balance of income 52.22 27.78 (80.00) 928.47 494.03 (1,422.50) 407.10 216.61 (623.71) (1)(1)(1) (1)(1)(1) (1) (1)(1) 2,114"08 (2,114.08) 7.The Union National Bank of Pittsburgh,successor trustee -balance of principal Total distributed $85,999.88 45,761.56 o NOTES: $1,117.97 ... ::',.;'.,4'.4,rI':,/, 3,421.34 $22,359.42 ... $18,938.08 " ," ,5%of i·~' -2- .~I. ..,.... to ~' To be determined by the Court and apportioned'65.21%to principal and 34.73%to income. 'Trustees'compensation is chargeable against income,and is a sum equal to 5%of gross income plus 1/4 of 1%of market value of principal annually,Gross income of the trust consists of the total of Schedule C of the Account and the additional receipts shown in I.1,above,as follows: Schedule C - Additional income receipts (excluding income from Estate) (1) (2) ," .. ~.".'........,v· Annual market value of principal on December 20 is shown on a calculation submitted at the Audit,and revised at the hearing of May 21,1973,as follows: Income compensation Principal compensation Total $1,117.97 1,150.30 $2,268.27 756.09 756.09 . 756.09 follows: one-third $ one-third -one-third Compensation is payable as Lois F.Guthrie - Florence P.Carberry - Archie B.Callender,Jr. $2,268.27 Respectfully sUbmitted, McCreight,Marriner &McCreight .. Approved: '.I.-\~...:-,"-'.-.... ':\.l~ ,"i -3- -.~ IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS COURT DIVISION No.411 of 1970 A.A. Estate of Clarence F.Guthrie - Life Insurance Trust ,~........... SUGGESTED s::n () ;0 ::E Tn »Gi~:r:~z~;-l ~~d s::JO 0 :lJ »Z Z Z ;0 Gl -I '"::0-I :lJ -<-;:)C til Z Z til »m"-I -I ::0 11 m r»c»~.r::E s:: ~nz() (;l ::0 Tn Gl:r:-I SUPPLEMENTAL ACCOUNTING AND DISTRIBP~ION.,:=J ()"'j .,",:->::;2 L.: --".~;.-., ,., ---'-" ..~ .~ "'J r-._, •'-,..,..;o-~ ,0 :...-..:-0 ,.....: ::::..1-.-C/)(, .;, "'-t f'v "Q -' I, L t.-- McCREIGHT.MARRINER Be McCREIGHT ATTORNEYS AT LAW WASHINGTON TRUST BUILDING WASHINGTON,PA. I It; A~1///c'v'S /5> /Y~-1 7 {.//o(,<.J "/y I /5 S ,//E,-:J /)Iu;:li.':;J /J1 Y (7""(Fe T I/l/y T~?l{?T~If£<;;t./£$r I ,..'f ....-1,1/.0 /-}u c r,J/~ ale ;/()5'~;r>1L /?.,':;716'1///V'>t',f!/I-v'CF;"FEa <j If"z.t"6 c·FCc'~/E"Ie I/l/f ./17 Y /J ELI i/rI?Y t1 r L ,1 sT ,/1:1.;K(!II. ,J/d5d,"'~"/LJ HAs dEC/.,/(/-¥;7//1/~((:YEI:J rC'''f Fc,.I,<.(y) I . (/,-:/E/1'7 ;0..C ;I.•-;--1 E /1/'_~;(£;::(.t?£,/'1Jt..~....'iH5 .l 11d1 :;;f./()I?r /?l>, Fe"I:'('/)/'J'lC.v7I-J 5 Fc...'i~1?..J y.·i'l;!3-/I.'7". '/..7;;£.4...;j'i.·';'I/~ k.15It l/V'f fl.',y'4,5/~/;/I<'"i 5' A1.40&/?4Y.4!Jt.,;TC TII~ -;:;/1/11/(')I e,l ;-~()I( Date :_ I approve (Gi6a~~)this ('/16./7 "L. \. tJ0 .yh/:;r'~I JI:,rf'I E tl~C'('/-1"'1 I~I""".:, Trustee's Decision reque~fPd.~J-_I1r~~-:P$~! Trustee i I1~ I• WASHINGTON.PA••---,-_[!_Ia~:J...!_2_1-",,--:..:.1.:...9-:.7....:3,--_ _do nY'.f\rchie B.CA.llender, Mrs.Florence P.Carberry and Mrs.Lois F.Guthrie,Trustees. TO McCREIGHT.MARRINER &McCRE1GHT.DR. 'Pj L~No.3028 ATTORNEYS AT LAW 520 WASHINGTON TRUST BUILDING IRS #25-1085730 To professional services rendered and costs advanced from Septerober 14,1972,to and including May 21,1973,as follows: Services,including correspondence following audit'hearing of September 13,1972,to inform trustees,Union National Bank and other interested parties of status of est~te; arranging !or preparation of U.S.and Pennsylvania tax re- .·turns by accountant;conf·erences in l\pril of 1973 with Frank C.Roney,Esquire;preparation of detailed supplement to Petition sur Audit;conferences with court to arr~nge for conf~rence of counsel;and attendance at conference of May 21,1973;together with all incidental research,telephone calls,secretarial services and copying services (17.5 hoursJ-· Costs: IU.S.Fiduciary income tax for 1972-----···_-_·_-------$5.62 Pennsylvania Fiduciary income tax for 1972-_c~-·--·$~·_99_ I ,JCH/dl Subject to Court approval $615.00. 8.71 $623.71 c 204 Lakeview Drive McMurra.y~Pa.15317 September 8,1972 To :'The Honorable Judges· .of the QrphansCourt..'or Common Pleas ...',.!. -'-. :":.-::;,'.;'.-.-.-., .Following the dea.th:of Clarence F.Guthrie on November 12"1961,I undertook certain responsibilities to collect,manage,and invest proceeds which were a part or Trust Fund "En of the Clarence F •Guthrie" Estate.I was assisted in this endeavor in,some degree by Florence p.Carberrywho has cooperated f'ully.These:' responsibilities'also included the.filing of Annual Fiduciary Tax returns and.the preparation o.fannual :Cinancial statements as well as:'trans1'erring funds and haVing interest accumulati,on'entries recorded• ...:. .:;.. .This became necessary because the interest of the three-trustees were adverse to the interest,01'the estate~ On the advice'of couneil Mrs.Carberry and myself initiated litigation against the executriX",challenging the administration of the estate,which axt'ended over a period o:feight years and terminated favoraibly to the .trust. to .~--.;.....~ .".":...",-; In my opinion the time devoted by the three trustees' to the administration of the trust would be as :follows: Lois F.Guthrie 10%,.Florence:P.:Carberry 30%and Archie B_.ca11ender 6~.,:,>,·, .f _ ~::z:nl~~tL-~h.... Archie B.Callender .-.". ~Florenc~P.Carberry ,... OFFICE (412)228.2440 Invoice #192 RES:(412);941.6445 RICHARD A.GWENNAP,C.P.A. SUITE 931 WASHINGTON TRUST BUILDING WASHINGTON.PENNSYLVANIA 15301 __-----LA~p!.Lr....!...iL1-I,2..::l4:..s.''19 --.-11 Guthri e Estate %McCreight,Marriner &McCreight Washington Trust Bldg. Washington,PA 15301 FOR PROFESSIONAL SERVICES: Preparation of federal and state I fiduci ary returns $80.00 ,,' ;1'.' Revised 5/21/73 JCM/je Dece'mber,1972 3/6/72 12/20/72 Net insurance proceeds Principal disiiribution from Gu'thrie'Estate *,,->, •~,.,...ol •f;.,..,~.,'.;;~. •' -,,..I ft ,'{.t'.to".of',-,"t '!-I t .f ~..."1286.334 shares Boston Founaation '',..,.,,J'' •1 " 25,424.59 52,309.25 .,\, Fund @ $11.36 Less distribution as follows--. 8/11/71 C.R.Guthrie 2/16/72 Donna G.Drochak 4//72 Beverly,G.Hirst 8//72 Robert E.Guthrie Approximate Market Value ~.. $2,000'.00 2,000.00 2,000.00 2,000.00 14,612.'75 $92,346.59 -8,000.00 $84,346.59 ,March 20,1973 Net insurance proceeds Shares in Boston Foundation Fund 25,424.59 ,allocated to principal: Prior total 1286.334 Additional shar~s from gain distribution,3/20/73 as follows:23¢x 1286.334 =$295.86 reinvested @ $10.51 =28.15 3/20/73 value $10.51 x 1314.4~4 = Principal distribution from Guthrie Estate* Less principal distributions above Approximate Market Value *Assuming,apportionment suggested on page 5 of Supplement to Petition sur Audit. 13,815.23 52,309.25 -8,000.00 83,549.07 Respectfully submitted, McCREIGH~:MARRINER &McCREIGH --------------------------.,.-----.,.-----------r--..... 5/21/73 JCM/je No.411 of 1972 ADMINISTRATION ACCOUNTS Supplement to Exhibits IlA Il and "B"of First and Final Account of Trustees of Life Insurance Trust of CLARENCE F.GUTHRIE,deceased. EXHIBIT IlA Il CAPITAL "GAINS DISTRIBUTIONS OF BOSTON FOUNDATION FUND BASED ON AND ALLOCATED TO PRINCIPAL Date Gains Distribution Reinvestment Price New Total shares shares COST CARRIED FWD $5,970.18 CARRIED FWD $1286.334 1973 Mar.20 23 x 1286.334 =295.86 28.15 @10.51 1314.484$6,266.oli EXHIBIT "B" BOSTON FUND REINVESTED INCOME DISTRIBUTIONS Date Shares Distributed -Principal=Income Price Prior Totals 536.456 1972 Sept.20 18.925 0 =18.925 @ 11.32 Dec.20 26.466 0 ='26.466 @ 11.66 1973 Mar.20 47.565 -28.15"=19.415 @ 10.51 Total IlINCOME"shares 601.262 Income SUMMARY ..cart-iing Va ue· $6 ~·271.24 214.23 308.59 204.05 $6,998.11 Total "principal shares Total "income"shares Total shares as of 3/20/73 1314.484 601.262 '1915.746 -I IN THE COURT OF COMMON PLEAS OF WASHINGTON ~OUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION' IN RE:) ) Estate·of·ClarenceF.-Guthrie-)No.411 of 1970 Life Insurance Trust ) ) APPOINTMENT OF SUCCESSOR TRUSTEE AND NOW,June2~,1973,Lois F.Guthrie,Florence P. Carberry and Archie B.Callender,Jr.,having submitted their resignation as the Trustees of the Life Insurance Trust created by the late Clarence F.Guthrie,which resignation is to take effect upon confirmation of the First and Final Account filed in their behalf by Archie B.Callender,Jr;.,and Florence P.Carberry, two of the trustees,and distribution to a successor Trustee to be appointed by the Court in accordance with law and with the provisions of Article III - L of the Trust Agreement,which, provides ,that :"In the event a Trustee dies,resigns or for any other reason ·does not desire to act as Trustee under the terms of this Trust Agreement or is unable to act as'Trustee for any reason whatsoever under the terms of this Trust Agreement,the vacancy shall the remaining , 'I •be filled by the remaining Trustees.In the event ....~';",_••~~'.,..~•~'\:,•i ..~ Trustees are~unabre.to agree ~pon a successor Trustee then the successor Trustee shall be appointed by the ~ I:,~.Judge of the Orphans'Court,of Washington,Pennsylvania."•,.,f #•,'. AND said Trustees having unanimously requested that ~..f -..:"...., ..'f ~ the complete vacancy in office creat'ed by 'their resignation be filled by the appointment of The Union National Bank of Pitts- burgh as sole successor Trustee,and that the resigning Trustees be then discharged from future liability in accordance with law; AND.said Bank haVing evidenced its willingness to accept appointment as sole successor Trustee; It is therefore ORDERED ADJUDGED and DECREED that (1 )The Union National Bank of Pittsburgh be and it -1- ..'-. hereby 1s appointed as sole successor Trustee under the Life Insurance Trust Agreement of October 8,1961,of the late Clarence F.Guthrie,to Archie B.Callender,Jr.,Florence P. Carberry and Lois F.Guthrie,whose resignations as.Trustees have been submitted to the Court,the appointment and resignation to the Callender,Jr.,Florence P.(2)the said Archie take effect upon distribution in a Distribution of this Court dated__~~~~~~~~~~~_ Carberry and Lois F.Guthrie shall be discharged from future liability upon the "filing of distribution receipts evidencing distribution in accordance with the ~~.__ "'"_'\.._*'or,.",".,t ••t i,~-/}.-i •'.'~f'...I,~f .... . I• ./' IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION ******************************* No.411 of 1970 ******************************* Estate of Clarence F.Guthrie- Life Insurance Trust ******************************* ******************************** -- --,.. ",",-.. " ...;:z ~-~ '.J .?'J ."-.'cf---. '"V. APPOINTMENT OF SUCCESSOR TRUSTEE *.****~\¥~;r~~*************** ~L'~/b'/~~~;o enrry::::o..,...e;;,c:::- ::::(--(n~.iJ ~ "'""'-','"t.'.~I.~:::----1 1 !.*-..~ <C'; (")-r; Q --' :~-;'1 ;;:r--::;r 0.,0 3::o ()::u ~~»G)~::r:<-»-1<Z -I •~~d 3:: J:0 :u »- Z Z ::uZJ1I~~;J-<~o c Ul Z Z Ul »J'I1.-I -I ::u 'U In r»c »s:P.r ~3:: 2 0Z() Gl ::u J'I1 (;) J: -I t'\v '-.J L--- McCREIGHT.MARRINER &McCREIGHT ATTORNEYS AT LAW WASHINGTON TRUST BUILDING/~WZ:GT~;o i .,. M g CREI G HT,MARRI N ER 0.Me;CREIGH T ATTORNEYS AT LAW 520 WASHINGTON TRUST BUILDING WASHINGTON,PENNSYLVANIA 15301 J JOHN B.MS;CREIGHT STEPHEN D.MARRINER JAMES C.M£;CREIGHT CLARENCE A,CRUMRINE STEPHEN 0,MARRINER,JR. September 18,19172 Orphans'Court County Court House Washington,Pa.15301 ATTENTION:Mr.John Hana AREA CODE 412 PHONE 225-6600 IN RE:Guthrie ['rust Our File No.3028 Dear John: As promised at the Audit,I en1close a more legible version of the Revocable Life Insu~ance Trust Agreement of October 8,1961 executed by Clarence F. Guthrie. While not an exact copy proof-read it and JCM:mb -Enclosure- the type face indicates that this is of the executed instrumeint,we have believe it to be textualllY correct. Yours very trulYI, McCREIGHT,MARR~NER &McCREIGHT cc:Frank C.Roney,Esquire Frank A.Conte,Esquire Frank C.Carroll,Esquire Mrs.Donna Drochak REVOCABL!~L11'2 IN 3URAHCE THIS A1REEHENl',entel"od into TlW~3T AGRf.EHENT I <?this j)-.:J.L.dfl..Y of Ootober I 1961p by and between Cl,;....q}.NCE F.GUTHRIE nf ~"'ushingtorJ.County,Pcr.lnsylv!U"dt.l (hereinaftsr roferred to as the "INSURED"),and 1;')13 Fel GUTH."IE,of R.D.//2 Canonsburg,ARCHIE B CALLENDER,JR.of 204 Iakev~e'W Drive,Canonsburg P.Jld FLORENCE P.C~',~AtY122 Gal1~Road,CanonaOurg,ell of Washington County, Penasylvania Cbereinafter referred to as 1l~"RUSTEE[)II. W]EREAS the p~lic1GS of life and/or accid0nt insUl4 BnCe issued on tho life of the said Cl...,;RENCE F.GUTI-fiIE,llhich aro l:t(Jted on tho attached Sohedule "A"are to be made either direotly or oontingently payable to and may be deposited with the 'I'l'ucteest NOW,TH~ll;jJ<~ORL,TIm PAJ\TUS HERETO AGREE that at the death of the Insured,')r at such ot.her MJl1c or time::thsroa::.'ter as !'I1::ly be provided in the aforerr.entioncd policies,the Trusteos shall collect tho total amount I of insurance then payable to them as TrustGes hereunder and the Trustees shall hold the a~ount BO collectod together with any other proporty reoeived by , Ith(~l1'l from tho Insured'a estate or from any other souroe,upon tbe follo\dng Trusts, AR'.rICLE 1,TRUSTS, I It the insured's Hife,IDIS F..GUTHRIE itl 11ving at the time of his death,the Trustees Eh.!lll hold in trust in Fund "All cueh amount of tho I property in thoir hands as vhcn aa6ed to any prOpDl'ty rcce1.v1blo and dosle- n£ltGd for Fund "All under the p:r-ovisiona of the In311.red ,~Last.Will r ud l'esta- ment·will f:-fford the Insured's estate the mms±mum t:l1o\-!lible 1naritill ded'.lctic:1 J ··1- ..I I! \, I ..-..~ .\. ~dEJr Federa.l Estato Tax I.sws \-lhcn thilJ prCpol'ty is c;onsiderod 'Wi th lUlY and all other.property cf tho J"mmrGd pllsslng or which hae passed to his \lifa under tho torms of hi:J ·.fill or under the terrns of this Agree:nent or otheruiae,and which other p:noperty is included in hie gross estate far the purpose of computing the Fede~al Estate Tax and 10 the marital deduction ullowed:hi6 estate. The Trustees shall exclude from this gift,for the benefit of the Insured's vife,any terJ:l.lnablo interests 'Hhich would!.not be deductible as part of the marital d6duotion allowed the Insured's estate if given to the Insured's wife. The Trustees ahall hold in trust as ~lmd IiB'~any and sll other property 1n their hands not head in Fund "A",together with any pr'operty receivable and denignated for l'\md BBI'under the provisions of the Incl~edts ~ill. A.1.The Trustees sholl pe~the net inc~ne from Fund "All to the Insured's 'Wife,LOIS F.GUTIIRliE,01'for her benefit, in installmenta convenient to her but not lesa frequent,ly than annually for and during her lifetime.During her lifetime the· Insured's wife shall have the l'ight to withdraw and co~surne,demand and race!ve ill or any part of the prinoipal of Fund IIA". 2.Upon the death of the Insured's wife,ILOIS F• .GUTHRIE,the TruBtees shall pay and distribute the then remaining principal of Fund "A"as the Insured's wife shall apPotnt and di~· rect ~specifio referenco to thiB general power of appointment in hClr last idll and Testsment,whether to her eatllte or other\iioe. I In dofault of such appal ntnent or direction by the Insured's Hife 1n her last ,:111 and Testa.ment,tb.t:Trustees Eihall add i the then .remaining principal of Fund "An to Fund "B"cr.d sl.:ch f:J'J.cunt so addf>d shull bo hold in trust and/or distributed ns if':;1.t h~o.. I conGtituted an oriE;:l nal part of Fu.r..a IIBTl • -2- It r ( ,...>. 3.Heither t.he pl"incipul 1101'the lucoma 0'1'Fund "Alt shall be liabla for tbe debts (If the luourcdt fJ ,life,IDIIS F. GUTHRIE,nor ahall the sarno be subjoct to odzure or attachment , by any oreditor of the InsuredI (J llife w'lder any \;rit or!proceeding at law or in equity. B.1.During the lifetime of the Insured's wife,the Trustees ehall hold the principal of Ii'Ulld lIB"as one fund and shall p~the net incomo therefrom to the ulsurod'a wife,LOIS F. GUTHRIE,or for her benefit,wId/or to or for the benefit of the Insured'8 children in such pro})ort~.ons and at such time or times as the'Trustees,in their sole dlseretiont deem advisable.In addition,during this pEriod of thf;trust,the Trustees are authorized to pay and distribute to the InGllrod's Wife,LOIS F. GUTHRU:,or for her benefit,or to or for tho benefit of the, Insured's children,60 much or'the prinoipal of Flllld "1311 as the Trustees,in their solo discretion,deem advisablo for hor and/or thoir oo:nfort,maintenance tlnd support and in the case of the Insured's children,for their cooplete education,inoluding pre- paratol1r,college and poat-graduate or profecsionnl training,and .i to aid her and/or them in the event of any c1rc~~Btanco or condition affecting her and/or thom whorein money is needed,such dlGburse~ents to include thoso deemed necessary by the Trustees to i aid ~child of tho Insured to purchase or build a home,to purohase n business or business intorest considered 8 gqod risk by the Trustees and/or to aid hi.'l1 or her at the time of his or I her marriaGc,provided,however,that any dishurso:Hentsfcr these latter purposes Elhall be chnrged lHJ an advancement;E.gainst any'share hereinafter created for such child or for his or her I ieauo.It is the Insured's intention to authorize,by tho terns of this Gub-paragrnph,unequal distributions of income tind/or prin- cipal as made in the 8010 dir;crdioD.of the Truateoo. -)- •• I J II, ,... 2"Upon the dea.th of t.h~Int:J'Urcd's wife ,I lOIS F" GUTHIUE,during the period of trust S{tt forth in the preceding 6ub- paragraph,or upon the doeth of the Iiwurod in the event his wife frails to SUl'vive hbl,the princ:l.l)~l of Fund "B"then 1n tho hands of the Trustees,shall be held and/or distributed in accordanco with the following provisions: 8"The Truatces shall hold the principal of Flmd fiB"as one fund and shall pay the net income ther$from,in quarter-annual instalbnentsj to or for tho benefit of the issue of the Insured living at tho dato of each quarter-annual income p~ent.per atirpes;such payments to continue until the , younGest child of the Insured alive at the time of any quarter- annual 1ncome paJ~ent attains the ago of t~enty-one (21)years.I Further,during the period of tb:o th.."\t.the income from Fund "B" ia being so distribut~]the Trustees are ~uthorized to 'pay and distributeto or for the benefit of the Insured's iosueso much of the prinoipal thereof as the TrusteoD deem ~dvlsabl~for their comfort,maintenance,support and cO!.1plete education.including preparatory,college and post-graduate or professional training, and to aid any of them in the event of al~circumstance orI condition affecting them wherein money is needed,with no duty to equalize the said payment,s of principal to or for the benefit of the Insured's iSBue"In addition,the Trustees are authorizeq to disburse 80 much of the principal of F'und "Bu as they deem advisable,in their sola diccrction.to aid any adult child of ItheInsuredtopurchaseorbuildahome,to purchase a business or busiuesaintercst considered s good rick by tho 'rrust~es,and/or to aid him.or her at the time of his or her n!lXI'lage,provided~ however,that any B110unt so disbursed shall be charged g;s nn advance~ent against coy share later created for that child or for his or her issue. -4- ,, I I I I I : 1I , " \ I, I I b.As nnd \o!he.l1 the yoUnfjf'st child of the Insured, alive at the time of.any given income poymcmt.,attains tho age of twenty-one -(2l)years,or at the death of the survivor;of the Inaured'8 children,\lhic.b.over is tho earlier event following the death of tho Inaured'3 \life,the Trustees shall divide the prin- aipsl of Fund "Bit then in its hands into as mtll1Y equal shares sa there are children of the Insured,if any,11'ring at the time for this division and/or children of the Insured then deceased with i~3Ua of them then surviving.In making this division the Trustees shall charge agAinst the shares oreated any principal diebursed as an advanoe~ent to any child of the Inoured under th~provisions of Paragraph a.abovc. (1)One of such equal shares shall be held for tho use and benefit of each of the Insured'a then living children and the Trustees shllll pay to each r,;uch child of the Insured,in quarter-annual installments,the net income.from his or her share of FundllBll for and during his or her lifotime. Following the division of Fund "Bll into shares and notwithstanding the foregoing provisions of this Bub-pa.rabTaph,each child of the Insured as and when he or she attains the age of twent~five (25) years,shall huve the right to withdraw one~thh-d (1/3)I of the. then remaining principal of his or har share of FtUl.d "BlI,, I absolutely and free of trust,and aa and when each child of the Insured attains the age of t¥lonty-eight (28)yet:ra,he or she shall have the right to withdraw one-half (1/2)of the then remaining principal of his or her shore of Fund "B"!i 6b$olutely and free of truot.As and when each child of the Insured a~tains the ego of thirty (30)years,he or ahe shall have the rifht to with- .draw any und all balance of tho then re~aining principal of his 01'her chl'lre of l'und "BlI,nb:301utcly £lIld free of trust.In nodition,the Tru.stees oro authori'Zed,in their Dole dillcretion, fro:-n t5.:na to til:lO,to disburol3 to or for tho belV)fit of ,the -5- •• I~.I , ! shm-es of Fund "B"ns 'the Tru::)"~eGs dC'em udvicl.1tlo for thctr .comfort J maintenanceJ ('UPP01~t and cOl"nplete education,including preparatory,college And post-~'aduate or profossional ,training. The Trustees are further authorized to disburse from their I respective shares so much of tho principal thereof as the Trustees deem advisable to aid the Insured's children in the event of any illness,injury or other emergency or condition affectipg them or any of them wherein money is needed. (2)One of such equal shares shall immediate- .i11vestinandbedistributedtothethenlivingissue,per stirpes;of each deceased child of the Insured,such di~tribution to be absolute and free of trust,subject,however,to the minority provisions hereinafter set forth. "In the event any child of the In'sured diee during th~separate trust heroin created for his or:her .benefit leaving issue surviving him or bel',the Trustees shall p~and distribute the remaining principal of his or her share of Fund liB"to his or her then living issue,per stirpes,absolutely and free of trust,Bubject,however,to the minority provisions..i hereinafter set forth.In the event there shall be no issue : surviving him or her,the Trustees shall divide his or her share into as many equal parts as there shall be children of the In~ aured living at the death of such child,and children of the Insured then deceased but leaving issue them surviving.One of said parts shall be held in trust and/or distributed to each of the Insured's then living children as an addition to his or her original share hereunder,and one of said parts shall be distributed absolutely to the then living issue of any deceaGed child of the Insured,per stirpes,SUbject,however;to the mLiority provisions hereinafter set forth. -6- I' \,, II I " r -I ,.. I I I I II I c.If,at the tiJl10 distribution 1a to be mnde hereundor in aooordnnce \1lth the foregoing provisions none of the persons named or descritcd above is livulg to take the principa~of Fund rtB",the then remaining principal of Fund liB"shall be paid and dlstr1.buted one-half (1/2)to the Insured's then living:heirs and nro..-t of kin,and one-half (1/2)to the InGUred'a \life's then l1viDi~heire and next of Idn in accordanoe 'W1.th t.he intestate ! 1a\l8 of the Corr.:Lomiealth of l'ennsylvama in effeot at the tL-no of the Insured's death. ARTICLE II.T&lHS AND CONDITICNS. A.Neither tho principal nor the inoome of rtind nB" shall be liable for the debts of any benefici,ary hereunder,nor shall tho Brone be subjeot to seizure or attaohment by any cred1.tor of a.ny bcneficicu7 under nny "'Tit or"proceeding at law or in equity,and no beneficiary hereunder shall have anYiPower to sell,assign,encumber,or in any manner to anticipate or dispose of his or her lntercst in Fund "B"or in the income produced i thereby. B.If any beneficiary not hereinabove specificall1 provided for who is entitled to roceiva a shure of the principal of the trust estate shall be a minor,the Trustees are hereby authorized and empowered to continue to hold and managb such sl~e for the benefit of such minor during hiG or her minority, and the Trustees shnll aCmk~ulute all or any part of the lnc~ae from auch rJinor's ohare or pay so muchthereof,together with such .umounts of tho prindpal of his or heT shara of the trust estate as it shull dc~~proper for his or her ~Jucation,~uintenance and welfr.ra.In the dit;burtlcment of funds directc-d to be paid to I hi.. L or for the use and benefit of any benefic1nry ~ho ahnll be a mnor,the Tront-ass may make pa.y::nant of the sa,":1\)to 'i:.he parent, of;that minor at the tirr,9 Ruch paymentfol are made,tc be u.oGd for i the education,mainten:mca and .support of such ruinor t but without , liability on the part of the Trustees to see to the application of said payments by the payee,and the roceipt of er.y such person shall be a full acquittance of the Trustees as to auy amounts so paid,or th~Truateee ~ay make pSi'mont of the a{}l·v.~directly to or for the benefit of such minor benef:~ciary.This shall be construed as a power only and shall not operate to 3uopend the absolute ownership thereof in ~uch ulnor,nor to pr3vent the absolute vesting thereof in such minor. ARTICLE III.l'lB TRUSTEBS SHALL I-LWE:THS FOLLOtlING PCYdERSx A.To retain as an inves~nent for the trtmt estate, without any duty of diversification,uny and all proparty,real 01'" personal,receivod by the Trustees. B.To invest and reinvest the tru~t estai-,e 1n such stocks,bonds,mortgages,:Jecurities or ot.her property',real or personal,as it may believe advisable,.without being limitod to the classes of securities or investments in which ~xustees 8~ authorized by law to invest trust funds. C.To sell any and all real estate held e.s a trust asset,at such times,at public or private sale,for such prices and upon auch terms as it shall believe advisable,and to make, executa and deliver any deed or deeds therefor,conveying title thereto in fae simple absolute,or for any less estate to'any puroha.ser or purchasers,f"t'Ged and dischnr~"'ld of e:ny and ,all trusts hereunder. D.To sell,axchltnge,lease,encumber,opt,ion or otherwise di~pose of all or ~lY portion of the trust estata in such manner and upon such terms BJ:'ld c.ondi tlons as it ::;hall b&licve -8- •• ,. of these powGra. E.To make distribution of the trust estato to nnyperson entitIed theroto in kind.in cll:Jh,or partly in kind a.rid partly in cash,as it shall believe e.dvlsable• .F.To purchase as a.n inveatoont for the trust ostate any securities or other prope~ty,real or personal,belonging to the estate of the Insured,and to hold the same for such period of time a.s the Trustees believe advisable,Yi thout ]labUlty for any depreoiation in the value theroof,or,in their cole discretion, I to make loans,secured or unsecured,to the Insw'cd'B astate without liability for the nonpaymi3nt thereof. G.To register or carry any investments held:by them hereunder in their ow names or in the names of a nomiz:1ee or nomineesJ proviJ.ed,hO"lover,that all such inve;~tmimts shall beI so designated upon the records of the Tru3tees that the trust .1'to which ther belong shall appear clearly at aj.l t1111elJ~ H.To vota any and all stock held in the trust estate and to participate in any reorganization or merger of companies or corporations whose stock is hald in the trust estate.I Ie ropay from the principal of the trust estate,if the Insured's Executor 1s unablG to comply with the direction to I pay such taxes from the residue of the Inst~ed'D testamentary estate,M.y Fedoral Estate,State Inheritance,or Esta.te and Succession TtU6S imposed upon or with rospect to th3 Insured's , Estate passing under the Incurad's Will or otherwise,at such .time or times as it deems advisable,and no such tax GO paJd shall be collected frOID any bsneficiary hereu.:1der or tmder the Insured I S \~nl by·\>lay of apportionmsnt or proration. -s~- \ .advlaablo,any buslnEH)s or buslnenlJ lnt-eroot which the Trustees .', may receive from the Insured 13 Exocutor a.ndto retain the Barns in kind so long as it 1s doem3d advisable as an Et3f:1St of the trust estate.The TrUBteoa ohall be entitled to adequata and reasonable cOIllpenaaUon for their aervico3 ill connection \lith I the operation of any 6uch business or b\w1ness intere~t in addition to the a~)unt6 usually ~warded trust~es in connection with.the administration of t.rust o~rtatou.During the:period of time that any such business or business interest is so operated the Trustees are autho~ized to dol~gato to any person or persons they , may deem advisable the full rosponsibility for the management I and operation of the business and the Trustees may incorporate such businsas if thay deom it is the best interest of the trust estate. As and 'Whan the Trustees detHQ it advisable any such b\lsiness or I business interest may be sold and liquidated upon such terms and conditiona and to such person or parsons,COfpo;)!'ation,or corpor- atlons as th\1 Trustees deem advisable..The Trustoea aI'e author- ized to oorro\!from the Insured I s estate,from the trust estate or from any other source,whatBver money or moneys the Trustees deem advisable for the best interest of the Insured 1s'bus1nsss or business interest of the trust estate.The Trustees shall be without liability for any loss arising from or occasioned by .the retention ~r operation of such business or business interest. K.The aforesaid powers shall be exerciB~d oy a majority action or decision oftha Trustees. L.In the eVGnt a Truntee dies,resigns or for any other reason does not desire to act as Trustoe under tho tornn .of this Trust 1..grdement or is unable to act as Trustee for any Nat,On whutooover under the terms of th1a I'rutt }'D'(Hlment,the vaClU1CY shull b03 filled by the romaining Trunt.oes.III the -1..J-. ." Trustee than the successor 1rustee shall be appointed by the .rudgo of the Orphans'Court of i~(.wb1ngtcn County.fcnn:Jylv£lnia. .-_.r Jllil'IGL£IV.IItisagreedthatthoTrusteesshall in no "'lay be bound to PllY the prcmiu)1',,'3 on any policy orpolic1.es payable herounder,nor to see that any I.'!uch policy oX'pol:tciea ar.a kept in for.co,its obligation rogarding the policies during tho I Insured I s lifetime being confined to the safokeeping thereof. ARTIGL&V.A.The Insured reserves the right during his lifetime to revoke,alter or amend thi3 Agreement,in,whole or in part,by serving written notification to that effect on the Trustoes. B.All benefits,privileges and options accruing or availa.ble under any of said incurance polieis's prior to tha death of the Insured,including any right reserved in any of said policies to the Insured to change the beneficiar~thereunder, to convert the said policies into other forms of policies"to bOUGH in accordance with the terms of said policies,to pleuee, hypothecate,sell or assign tho same or any of thom,anJ to reoeive and collect all divid(jfida and other payments,and t!lO Iproceedsofmaturingpoliciosshallbeforthesolebenefit of the Insured and shall not be subjoct to this trust.If the Insured changes the beneficiary under any of said policies or suprenders any such policy for its cash surrender value,such aot s~all have the effect of revoking this trust with respect to the policy or policies so changed or surrondered. c.It is also expressly understood .and agreed I that a.ny or all of the pollci,,:s depos!ted unJ~1"the term.s;of this Aeraoment may be assigned by the Insurod for the purpose of I optainlng a loss on the sald policy or policies,and tha.t upon tho InsU!'nd's request,the 'l'ru3tees,as oonoficiariCls n~,!'13d in any or all f:'Hcles doposi tod hereunJer,may join in such fl~sie:1:rent to [i:1Y ir..:l:i':Llu,~l,fG.rt!iE::::-chip,c0rpcrn.tion or t.3Bocict1.on,1,,:11 in -11- r -r- II I I I D.Upon rooeipt of ~Titten roqu~6t from the Insured,the Trustcea f,;hall '00 bouni to ckl.l.vl;l"to th(}Innured any policies in their pOGoess1on and to roftssign to the Insured any polioies theretofore assigned to it. Eo The Insured ahall have the right to inolude wi thin this Agreement other lifo and/or acoident insurance .policies 1.n addition to those described.in .sch.odule "All attached hereto. ARTICLE VI.The pa~ent by an insurance company of the proceeds of any policy of insurance to the TrusteQssha11 be a full discharge of said insurance cOD~any on account of such \policy, and such insurance company shall in nowise be responsible for the proper discharge of the trust or any part thereof. ARTIGL£VII.The 'frustees shall be responsible for the proceeds of the policies only as,if and Hh~n pej,d to the Trustees, end the Trustees shall not be liable to anyone i:t"for any roason the policies,or any of them,shall lapse or otherwise be uncoll- ectible.Except at its o~~option,the rt'ustaes shall not enter into or maintain any litigation to enforce payment of tHe policies, or any of them,until they shall have been indemnified to their satisfaction against all expenses and liabilities to which they may ill their judgment be Bubject by such action on their part,but the 'ITrustees~~y utilize the proceedo of any policy to meet expanses incurred in connection with enforcing payment of any other policy. ARTICLE VIII.During the lifetim9 of the Insured,tho Trusteos shall recoive no compensation for their £ervices here- I under0 Following the insured's death,the Trustees shall 00 -12- r-'-r- I, I I 1 I entitled to deduct oach yenr as com]7cnsEltion for thoir oervices hGraunder,five (5%)p~r centum of the gross incoroo of tho trust I estate,and in addition,a rO:l30nablo annual fee based on the market value of tho principal of the trust estate,~luch foe shall be in accordance with tha then prova.iling rate of cOillpensation charged by the Trust')es for like services,and wh_~.ch feo shall be paid from income. IN WITHESS \~H£'REOF,The InmJXed has horotmto s~t his hand Iandsealandthe'l'rustaes have c8.usod this Agreement to be executed by their hands and seals as of the day and year f:l.rst above vritten•. I II· WITNESS, WITNESS' Gene .1Isrsh .Hilo V.Hhite INS'UREDl TRUST£ES: b/Lois F.Gu.;:.;~ru-~i~e-+(SEAL) "",L,;.;.sI..~A,;;.;;r_c~1L_i.;;;.o _~.:;o;.~:-_•..;~.,;;;a;.;;;l....lG;;;,,;'n;;.;d;.;:$;.;.r~.1-.;;.;J r;;.,o {SEA.L) !, tee E.Bezle LsI Florence P.S fl {(Ii e ?rz ''/ -13- ...'.'. Policy No. 't.r2516799i~Ji7 18226704:' 19338207 1.384254 SCHlIDULZ "Ali Company Hstropolitnn Life Insurance (;omlJany•! Hatropo1it<ln Life Insurance Gompany Prudential Insurance Gorapany Franklin Life Insurance Company J\mount $30,000 7,500 10,000 10,000 ..• L 1 ",.-: ...;III'!~j,,, j IN THE COURT OF COMMON PLEAS,WASHINGTON COUNTY,>PENNSYLVANIA ORPHANS'COURT DIVISION IN RE: Estate of Clarence F.Guthrie- Life Insurance Trust )··)··)No:411 of 1970··) DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS Thdt I,the undersigned R.A.GWENNAP,do hereby acknowledge to have received of and ifromLoisF.Guthrie,Florence P.Carberry and Ar~hie B.Callender Jr.,Trustees of the Life Insurance Trust created by the late Clarence F.Guthrie,the sum of $80.00 distriibutable to me under the Decree of Distribution dated June 22,1~73,and file to the above number. IANDIdoherebyauthorizeanddirect the Register ofI I Wills to file this Receipt among the records and note it upon the I docket. WITNESS my hand and seal,intendi~g to be legally bound this;;L1 day Of__~__~_.~~__,1973. ~~~(SEAL) R.r A.G\VENNAP,C.P.J.{J WITNESS: ,."..' '. .,'/', '.), '. ., -------- ., IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION Estate of Clarence F. Guthrie -Life Insurance Trust Deceased. ) ) ) ) ) ) No.411 of 1970 A.A. DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS,That we,the undersigned McCREIGHT,MARRINER &McCREIGHT,do hereby acknowledge to have received of and from Lois F.Guthrie,Florence P.Carberry and Archie g.Callender,Jr.,Trustees of the Life Insurance Trust created by the late Clarence F.Guthrie,the sum of $2046.21 distributable to us under the Decree of Distribution dated June 22, 1973 filed to the above number. And we do hereby authorize and direct the Register of Wills to file this Receipt among the records and note it upon the docket. WITNESS our hand and seal,intended to be legally bound this Z'o day of C2/~~,1973.r/1 McCREIGHT,MARRINER &McCREIGHT ,' f , IN THE COURT OF COMMON PLEAS,WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION ,~" IN RE: Estate of Clarence F.Guthrie-..'. Life'Insurance Tr~'s(" ~•~~.'~f,'~ ,""1'r ) ··) ·)No.·411 of 1970 ~··) ,,,,.' KNOW ALL MEN BY THESE~PRESENTS'That I,the undersigned ~'.'f'FLORENCE P.CARBERRY,do ~~reby ackno~ledge~to have received of and from Lois F.Guthrie,Florence P.Carberry and Archie B. Callender,Jr.,Trustees of the Life Insurance Trust created by the late Clarence F.Guthrie,the sum of $756.09 as Trustee Com- pensation distributable to me under the Decree of Distribution dated June 22,1973,and filed to the above number. AND Ido hereby authorize and direct the Register of Wills to file this Receipt among the records and note it upon the docket. WITNESS my hand and seal,intending to be legally bound dL~wf?£~(SEALFlorenceP.carberrY WITNESS: L-------l.!.....--.l._ -~-------_..----- •f ..... ,f " <'• •'Ii 1J,i_ c...,(,. iINTHECOURTOFCOMMONPLEAS,WASHINGTON COUNTY, .....'tr .,~.I ~,.1 ' .~i.. (t'':(ORPHANS'·COURT ·DIVI·SION i PENNSYLVANIA t '.":!,t' ~~j.;, IN RE: Estate of Clarenge F.Guthrie- Life Insurance Trust ) ·· '.)·)No.'411 of 1970··) DISTRIBUTION RECEIPT! KNOW ALL MEN BY THESE PRESENTS Th~t I,the undersigned FRANK C.RONEY,do hereby acknowledge to have received of and ! from Lois F.Guthrie,Florence P.Carberry and Archie B.Callender I, Jr.,Trustees of the Life Insurance Trust created by the late Clarence F.Guthrie,the sum of $1,000.00 distributable to me unde the Decree of DistribUtion dated June June ?2,1973~and filed to the above number. j AND I do hereby authorize and direct the Register of Wills to file this Receipt among the records and note it upon the i docket. WITNESS my hand and seal,intending to be legally bound this~ay of ~(f----'1973.! Franii'Tney ,Esquire // WITNESS: ....'jo... ,#..,f t! " , I ' • '!".-' · t ,;,~ ,~. 'i I~,...~.~,q.\'~f IN THE COURT OF COMMON PLEAS,WASHINGTON qOUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE: Estate of Clarence F.Guthrie- Life Insurance Trust ). ).~ )No.411 of 1970 ) DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS That I,.the undersigned iARCHIEB.CALLENDER,JR.,do hereby acknowl~dge to have received.. of and from LoisF.,Guthrie~Florence P.Carberry ~nd Archie B. ,'~~,.\0<;.•i:' "_'\,r ,,''..'I ".,.~'t·';l "';"1 ~iCallender,Jr.,'Tru'~teeos.of'the,L~f~:.;~nsu~alJc.t::'l:,r>u~t,cr~fited by •~l ..,__• the late Clarence F.Guthrie,the sum of $756.09 as Trustee Compen ,. sation distributable to me under'thep De'creearld Distribution dated'..~•fF-• "t"ill J fl"l ~'" June 22,1973,and filed to the above number. ",i .~Y',I ~. AND I do hereby authoriz~'a~&dirg~t the Register of Wills to file this Receipt among the records and note it upon the docket. WITNESS my hand and seal,intending to be legally bound this..2.cLday 0 f_--.:..\",....Ju(J.<4r-'i~,1973. I,It''dA6c-:aUo111",-~.&,-i SEAL) 4rchie B.,Callender,Jr /. I WITNESS: IN THE COURT OF COMMON PLEAS,WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE: Estate of Clarence F.Guthrie- Life Insurance Trust ) ··) ·)··) No.411 of 1970 DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS that I,the undersigned LOIS F.GUTH~IE,do hereby acknowledge to have ~~ceived of and from Lois.F.IGuthrie,'Florence;Po'Ca.;raberry rand Archie B." ,'..'.''_',"••• (.~,..._"t ","~,..',,.', Callender,Jr~,T~ustees of the Life Insurance Trust created by 4'f t ~ under Decree of Distributiori'~atedJuri~~2;'1973,and filed to the late Clarence F.Guthrie,'the following sums distributable.' the above number;)I .... :> TRUSTEE COMPENSATION -756.09 TUITION EXPENSE CLAIM -?,114.08 Balance of ,income per Decree 1ess'$6,998.1l "cost" value of 601.262 shares of Boston Foundation Fund distributable in kind $33,041.49 TOTAL $35,911.66 AND I do hereby authorize and direct the Register of Wills to file this Receipt among the records and note it upon the docket. WITNESS my hand and seal,intending to be legally bound th1s~ay of ~ IN THE COURT OF COMMON PLEAS,WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:) ··)No.·411,.of 1970· )Life Insurance Trust · '-..--....~--4..I----~-J,;F.,..;;~~l-Ut:•.au_~~.~~~A.~~...,""-""':'''"''''...~-.....~~::.-- Clarence F.Guthrie- DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS Th~t I,,the undersigned ~•..'f ,....,:JFRANKA.CONTE,db ~er~by acknowledge to ha~e received;bf and ":~'~I..I:.~4 ',•."\.-...•t."\~. {from Lois F.Guthrie,Floren~e P.Carberry and Archie B.Callender Jr.,Trustees of the Life Insurance Trust created by the late..~,<.:.~, Clarence F.Guthrie,the sum of $125~OO~dfstributableto me under ,'.7;Z-,~,the Decree of Distr~bution;~"at.ed ..Jun.e ~H19.73,and filed to the above number. AND I do hereby authorize and direct the Register of Wills to file this Receipt among the records and note it upon the docket. WITNESS my hand and seal,intending to be legally bound thi.."drday Oft!'-~~':""'~::::"'-------'1973.; ~~/..F~~~:~·~=-=~~_(SEAL~~Conte,Esquire WITNESS:1 ~~!!l~~_ -, IN THE COURT OF COMMON PLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE: Estate of Clarence F. Guthrie -Life Insurance Trust Deceased. ) ) ) ) )No.411 of 1970 ) ) ) ) DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS,That The Union National Bank of Pittsburgh,successor trustee of the Life Insurance Trust created by the late Clarence F.Guthrie,does hereby acknowledge to have received of and from Lois F.Guthrie,Florence P.Carberry and Archie B.Callender,Jr.,predecessor trustees thereof,the sum of $67,216.24 on account of the principal distributable to such successor trustee under the Decree of Distribution dated June 22, 1973 and filed to the above number. And the said successor trustee does hereby authorize and,direct the Register of Wills to file this Receipt among the '. records of sa'ld esfat~;and .to note'i ti upon the docket.~..".~I~NE~S.~he '~uee~ecution 'h~reof this ),f~day Of(U 1973.~ ·'. )'ICS;PRESIDENT BY t..L.--:.---7"'!-'+-_r J .~",\'.TiIE UNION NATIONAL BANK of PITTSBURGH IN THE COURT OF COMMON PLEA~,WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE: Estate of Clarence F.Guthrie- Life Insurance Trust )··)··)No.411 of 1970··) DISTRIBUTION RECEIPT KNOW ALL MEN BY THESE PRESENTS Tha:t I,the undersigned FRANK'G::.'C:ARROLL,do hereby acknowledge to ha,ve received of and from Lois F.Guthrie,Florence P.Carberry and Archie B.Callender, Jr.,Trustees of the Life Insurance Trust created by the late I Clarence F.Guthrie,the sum of $500.00 distributable to me under the Decree and Distrib~tion dated June 22,1973,and filed to the above number,. AND I do hereby authorize and direct the Register of' t ~>.~r .'4 i"f ..il'~:l~,.,-,l' -'.~~,),i'" ,I U~~~~~~~~-:--__(SEAL )Esquire "./' Wills to file this ~~ceipt among t~ere~ords and note it upon,. the do'cket'.,,~~,",' "I ..f .,t :"..•i,l'...~.... •~ITNESS my h and seal,intendin~to be legally bound t his ;6day Of_~'~~,--,=,,- ....,.,. IN THE COURT OF COMMON BLEAS OF WASHINGTON COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION Guthrie -Life Insurance Estate of Clarence F. No.;411 of 1970i IN RE: ,.Trust..' I...'..- I.Deceased,. " ) ) ) ) ) ) )' ).';, ),~.~'..~ )DISTRIBUTION RECEIPT KNOW ALL.MEN~nY THESE PRESENTS,That I,the undersignedI..f LOIS F.GUTHRIE,do hereby acknowledge to have received of and from Lois F.Guthrie,Florence P.Carberry and Ar6hie B.Callerider,Jr., trustees of'the Life Insurance Trust created'by the late Clarence, I F.Guthrie,the sum of $1,298.46,consisting:of the interest dis;;.,"; tributed from the savings accounts of said Trust from April 1,1973 to the date hereof less an item of administrative expense as follow Mt.Lebanon Federal Savings &Loan Association i First Federal Savings &Loan Association of Washington The Union National Bank of Pittsburgh Total interest State Street Bank &Trust Co.- Stock transfer charge Net received $126.08 195.73 979.15 $1,300.96 $1,298.46 'I And I do hereby fully and finally'release the above- named trustees of and from any and all liability in connection with the said savings accounts,and approve the administrative charge deducted therefrom and authorize and direct the Register of Wills i. ..,t •II to ~i1e this Receipt among the records of said Trust and note it upon the docket thereof. WITNESS my hand this~ay of 9lf'1 , and sea1~intended to be 1e~a11y bound~ ~1973. -2- • I,.,»I ~.J t ~.,i't l, .... ,..I -j- ~. I II I'".I'""",1i.1I'. .."1'("I r •'< '.,..', -.." ", ,. ~,'..-\..,•." ".. 0, ~~..r"'Tj t"""-J~~:;TJ (J,).~;':r~l >-f11 ;:0 -\en rrJ c::7:10 l~"'"'\\\\ ,..,~.,-1',.1 (~!~. ~l """lL~.",.,I\ .-:,",,.-((),.~~Z ~'~i r«!•~:.?)Pi :Jr''"'.....-......-oj ;:t~r~·ll t~()0 '"~~::.~'"It r;·......."'r,\--.,.~(");:.If:.-.-(:)j.,~~~;;i Do.-"""'l .-........-r -". "'0 r ,.,~ ;p..U}Cl .......,.J:':~ \~ J McCREIGHT,MARRINER &McCREIGHT~U1f1f~1Rl ATIORNEYS AT LAW 520 WASHINGTON TRUST BUILDING IN REFERENCE TO: WASHINGTON,PENNSYLVANIA 15301 1-412 -225-6600 G LJ·'-';.i;:e,;e;.6~orlE AIRMAIL 0 FIRST CLASS MAIL 0 INTER-OFFICE V I I HOW TO USE THIS FOR ~y ~vrh1~"'.J E"6ty.~LETTER TO SAVE TIME, Type or write your reply in the space below.Then mail the white copy to uS and keep the pink copy for your files. Yau'lI save time and effort.and we'll have your answer much faster!Thank you. I ,I :$..--L-V,Yt'I:::1 :.~;.iL,,\Y/I DATE '-Z'~'-'3 DATE 7k.~~~.;,..,01<..7i'.4Q4-_"r~~~'1~ Pf~~~~;~~"J.~.~~...t~~ /9~h-ae-te~~~~a<J i~:'/~'J.'/.lP.-.w -k /~;:;~ .~Jn~hv~~~"1 ~~~~~f~~ ~~4 ·...It,~~~~;",~?~1.be1u~·m~~~~--~ ,w ~~/-£e~'1 ~~f~~.:£M~~~ ~Yo ~~~~~~"~.~ft:f'~.._~.hf.)~ ~~~~~....~-7-",. rr, SIGNED 0..."SIGNED//r ,.-, I REORDER FORM No.7010N.DAY·TIMERS,Inc.,P.O.Box 236B,Allentown,Po.IBOOI J WASHINGTON,PA..--=S:....::e:....cp:....:t:....::e=m:.:..:b=-.::e::..::r~l=l~,----=1.L.9..L.7.=.2_ Clarence F.Guthrie Trust c/o Mr.Archie B.Callender,Mrs.Florence P.Carberry and Mrs.Lois F.Guthrie,Trustees ATTORNEYS AT LAW S20 WASHINGTON TRUST BUILDING TO McCREIGHT.MARRINER &McCREIGHT.DR. I!IRS #25-1085730FileNo.3028 IToprofessionalservicesrenderedandcostsadvanced to and including September 13,1972 on behalf of Clarence F.Guthrie Trust (exclusive of special services rendered and costs advanced in connection with Petition for Review and subsequent litigation relating to the probate estate of Clarence F.Guthri~,Deceased), as follows: Services,including routine consultation and advice in connection with tax returns,preparation of U.S.Fiduciary Income Tax Return for 1971,preparation of Pennsylvania Fiduciary Income Tax Return for 1971,preparation of First and Final Account,including apportionment of mutual funds distributions 1962-1972 under the rule of Brock Estate,preparation of Audit Petition and accompanying exhibits,preparation of r~signation of Trustees and request for appointment of successorl Trustee, preparation of Notices and all other services to andl including appearance at call of AUdit,including all incidental corres- pondence,conferences,research and miscellaneous services (40 hours)-----------------------------------------------------------$1,400.00* Costs advanced:i IRussellMarino,Register -filing Account--------20.00 I Notary Fees-------------------------L------------2.50 $1,422.50 *Subject to approval of Court JCM:mb 1_'-------'-----_ ---._-- IN THE COURT OF COMMON PLEAS OF WASHINGTON,COUNTY,PENNSYLVANIA ORPHANS'COURT DIVISION IN RE:FIRST AND FINAL ACCOUNT) ) OF TRUSTEES OF LIFE ) ) INSURANCE TRUST OF )NO.411 of 1970 ) CLARENCE F.GUTHRIE,) ) Deceased.) PLEASE TAKE NOTICE that ARCHIE B.CALLENDER,JR.and FLORENCE P.CARBERRY,two.of the Trustees under 'Revocable Life Insurance Trust Agreement of CLARENCE ·F.,.GUTHRIE·,dece'a:sed,,'has today filed their First and Final Account in the Office of the Register of Wills of Washington County,Pennsylvani,a,to No.;'411: of 1970,and that the same will be presented to the Orphans' Court of Washington County,Pennsylvania,for confirmation on August 28,1972,and be called for Audit by the Court at a time to be fixed by the Court during the week of September 11,1972, when and where you may appear,in person or by counsel,and be heard,if you so desire. At the Audit,the Court will be requested,inter alia, to determine attorneys'fees,to apportion court costs and attor neys'fees between principal and income under Section 8111 (b) of the Probate,Estates and Fiduciaries Code (Section 11 (2)of the Principal and Income Act)to determine the amount and divisi n of Trustees'compensation and any claims under or against the Trust.It is anticipated that the Trustees will also request they be permitted to resign as Trustees and request the Court to appoint The Union National Bank of Pittsburgh as sole Successor Trustee. Washington,Pa. July 26,1972 McCre~ght,Marriner &McCreig t Attorneys for Trustees i !J I______________________________--L-I